Consultation on trading obligation for derivatives under MiFIR

From
to
Read responses
Type of event
Consultation
Section
Trading
Details

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear rationale; and
  4. describe any alternatives ESMA should consider.

ESMA will consider all comments received by 31 July 2017.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice.

Who should read this paper

All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from trading venues and from counterparties trading OTC-derivatives that may become subject to the trading obligation.

Activity Institution Download
Banking OP Financial Group
  • 22585
Banking National Association of German Cooperative Banks
  • 22653
  • 22654
Banking European Banking Federation
  • 22664
Banking Intesa Sanpaolo Spa
  • 22685
Asset Management Alternative Investment Management Association (AIMA)
  • 22688
Insurance and Pension German Insurance Association (GDV)
  • 22690
Asset Management Amundi
  • 22691
Regulated markets, exchanges & trading systems NEX
  • 22702
Investment Services Nordic Securities Association
  • 22706
Regulated markets Eurex (Deutsche Börse Group)
  • 22708
Banking Association of German Public Banks, VÖB
  • 22712
Fintech Clarus Financial Technology
  • 22713
  • 22714
Banking Building Societies Association
  • 22718
  • 22719
Others AMAFI and FBF
  • 22721
Asset Management ICI Global
  • 22724
Banking European Savings and Retail Banking Group
  • 22727
Asset Management BVI
  • 22730
Asset Management The Investment Association
  • 22734
Investment Services Managed Funds Association
  • 22736
  • 22737
Exchanges and Trading Systems WMBA
  • 22738
Others FIA EPTA
  • 22765
Banking Barclays
  • 22741
Banking Association of German Banks
  • 22743
Others International Swaps and Derivatives Association
  • 22744
Regulated markets, exchanges & trading systems Bloomberg
  • 22745
Asset Management The Securities Industry and Financial Markets Association’s Asset Management Group
  • 22746
Others IHS Markit
  • 22748
  • 22749
Asset Management Citadel LLC
  • 22751
Regulated markets, exchanges & trading systems Tradeweb Europe Limited
  • 22754