Consultation on Guidelines for reporting under Articles 4 and 12 SFTR

Consultation on Guidelines for reporting under Articles 4 and 12 SFTR

from 27 May 2019 to 29 July 2019

Details

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • Respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by 29 July 2019.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise.  Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice.

Who should read this paper

All interested stakeholders are invited to respond to this consultation. In particular, responses are sought from financial and non-financial counterparties to securities financing transactions, tri-party agents, agent lenders, central counterparties (CCPs) and trade repositories (TRs), as well as from all the authorities having access to the TR data.

3 RELATED DOCUMENTS
Documents available for this Consultation
DateReferenceTitleDocument
27/05/2019ESMA70-151-1985Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR
27/05/2019ESMA70-151-2371Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR
27/05/2019ESMA70-151-1019 Consolidated SFTR_Validation_Rules

Responses

Operations
Activity Institution Download
Association for Financial Markets in Europe (AFME)
Asset Management BVI
Asset Management The Investment Association
Asset Management AIMA
Asset Management The Investment Association
Asset Management Union Asset Management Holding AG
Asset Management ALFI (Association of the Luxembourg Fund Industry)
Asset Management European Fund and Asset Management Association
Banking INTESA SANPAOLO
Banking ABN AMRO Bank N.V.
Banking London Bullion Market Association
Banking DACSI
Banking BANCO SABADELL
Banking German Banking Industry Committee
Banking Norddeutsche Landesbank
Banking Norddeutsche Landesbank
Banking State Street Bank and Trust Company
Banking Banca Sella Holding
Banking Global Financial Markets Association
Investment Services LEONTEQ
Investment Services Association of Proprietary Traders
Exchanges and Trading Systems London Stock Exchange Group
Others Global Legal Entity Identifier Foundation (GLEIF)
Others AMAFI
Others Bloomberg LP
Others FIX TRADING
Others Association for Financial Markets in Europe (AFME)
Others ICMA
Others Association for Financial Markets in Europe (AFME)
Others Association of National Numbering Agencies (ANNA)
Others AFTI
Others ISO TC68 AG2
Others Austrian Federal Economich Chamber, Division Bank and Insurance
Others Nordic Securities Assocation
Others Finperform Limited
Others International Securities Lending Association
Others Smartstream RDU
Others European Federation of Energy Traders (EFET)
Regulated markets, exchanges & trading systems Deutsche Börse Group
Central Counterparty (CCP) BME CLEARING
Central Securities Depository (CSD) Euroclear
Trade Repository REGIS-TR S.A.
Trade Repository Advanced Blockchain Solutions GmbH
Trade Repository DTCC
Trade Repository DTCC
Trade Repository DTCC