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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 577.16 KB |
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Related documents |
Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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ESMA81-393-288 |
Guidelines on methodology oversight function and record keeping requirements |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
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Related documents |
Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
Summary |
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Newsletter |
ESMA Newsletter November 2021 |
ESMA newsletter |
Reference |
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ESMA34-32-458 |
Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
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2016/572 |
Compliance table - Guidelines on key concepts of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 153.05 KB |
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Newsletter |
ESMA Newsletter October 2021 |
ESMA newsletter |
Reference |
DOWNLOAD 6.29 MB |
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ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
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Newsletter |
ESMA Newsletter September 2021 |
ESMA newsletter |
Reference |
DOWNLOAD 3.82 MB |
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ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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Summary |
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ESMA34-45-1272 |
Guidelines on marketing communications under the Regulation on cross-border distribution of funds |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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Summary |
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Newsletter |
ESMA Newsletter July 2021 |
ESMA newsletter |
Reference |
DOWNLOAD 5.04 MB |
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ESMA70-151-3431 |
Guidelines on written agreements between members of CCP colleges |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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Summary |
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Translated versions |
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Newsletter |
ESMA Newsletter June 2021 |
ESMA newsletter |
Reference |
DOWNLOAD 8.14 MB |
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ESMA34-49-291 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 648.27 KB |
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Summary |
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ESMA34-32-701 |
Guidelines on Article 25 of Directive 2011/61/EU |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 228.07 KB |
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Related documents |
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Summary |
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ESMA71-99-1640 |
ESMA Newsletter May 2021 |
ESMA newsletter |
Reference |
DOWNLOAD 3.52 MB |
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