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731 documents
Date Reference Title Sections Type Main document Info
ESMA22-106-407 SMSG Advice - Response to the Public Consultation on Prospectus Regulation Level 2 Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 165.79 KB
ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 234.15 KB
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ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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ESMA/2016/1452 TC Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes Trading Guidelines & Recommendations DOWNLOAD 4.75 MB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 4.67 MB
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ESMA70-151-435 CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 Post Trading Guidelines & Recommendations DOWNLOAD 350.97 KB
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ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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ESMA22-106-265 SMSG Advice - Securities lending Report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 141.55 KB
ESMA22-106-264 SMSG Advice - Own Initiative Report Product Intervention Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 1.08 MB
ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 190.81 KB
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ESMA70-151-294 Guidelines on CSD participant default rules Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 369.39 KB
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ESMA70-708036281-73 CSDR substential importance indicators - template Post Trading Guidelines & Recommendations DOWNLOAD 140.54 KB
ESMA22-106-210 SMSG Advice - Response to the Public Consultation on the Operations of the European Supervisory Authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 523.99 KB
ESMA22-106-196 Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 144.22 KB
2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
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ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 150.61 KB
ESMA/2016/1480 MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 214.29 KB
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2016/SMSG/024 SMSG Advice - Response to ESMA’s Consultation Paper on MiFID II product governance Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 202.01 KB
2016/SMSG/022 SMSG Advice - Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 165.4 KB
2016/1478 MAR Guidelines - Delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 184.61 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV