ESMA Library

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748 documents
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ESMA34-49-172 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 637.91 KB
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ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB
ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 157.54 KB
C(2013) 8970 final Commission decision on classification in grade and step for TAs Careers Reference DOWNLOAD 436.57 KB
ESMA71-99-1266 Press release on joint GLs on cooperation and information exchange Guidelines and Technical standards, Joint Committee, Press Releases Press Release DOWNLOAD 206.03 KB
Related documents Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions
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ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB
boa-2019-d-05_decision BOA decision creditreform_rating_ag_vs_eba Board of Appeal Decision DOWNLOAD 922.78 KB
ESMA31-62-1293 Guidelines on risk factors under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 227.52 KB
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ESMA70-145-1209 Guidelines on non-significant benchmarks under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.36 KB
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ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 218.51 KB
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ESMA33-9-282 Guidelines on the application of the endorsement regime for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 162.21 KB
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ESMA70-151-367 Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 221.19 KB
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ESMA70-151-1439 Guidelines on CCP conflict of interest management Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 267.17 KB
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ESMA70-151-1350 Guidelines on position calculation by Trade Repositories under EMIR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 184.37 KB
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ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 112.12 KB
BoA PR 01 Board of Appeal PR - Shadow Ratings Appeals Board of Appeal Press Release DOWNLOAD 399.67 KB
Related documents Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority
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BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 829.04 KB
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ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 177.87 KB
ESMA70-145-153 Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table DOWNLOAD 179.29 KB
boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision DOWNLOAD 416.77 KB