ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

881 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA71-99-1432 Opening Statement Verena Ross ECMI 6 November 2020 Credit Rating Agencies, Speeches Speech DOWNLOAD 99.36 KB
ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union Fund Management, Investor protection, Speeches Speech DOWNLOAD 170.21 KB
ESM22-103-1158 ESM22-103-1158 Keynote Speech - Verena Ross - AFME Compliance and Legal Conference COVID-19, Market Abuse, Market Integrity, Trading, Speeches Speech DOWNLOAD 133.94 KB
ESMA80-191-932 Guidance on registering securitisation repositories Guidelines & Recommendations DOWNLOAD 147.3 KB
ESMA80-187-627 City Week 2020 Speech Benchmarks, Speeches Speech DOWNLOAD 160.6 KB
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB
ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 654.61 KB
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ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.16 KB
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ESMA34-49-172 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 637.91 KB
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ESMA50-164-3187 Innovation on a Grand Scale - speech by Steven Maijoor, Afore Consulting 4th Annual FinTech and Regulation Conference,Brussels Digital Finance and Innovation, Speeches Speech DOWNLOAD 113.31 KB
ESMA32-67-642 Sustainable financial markets: translating changing risks and investor preferences into regulatory action - Speech by Steven Maijoor, European Financial Forum, Dublin Credit Rating Agencies, Speeches, Supervisory convergence Speech DOWNLOAD 156.74 KB
ESMA32-50-218 Guidelines on enforcement of financial information Transparency Guidelines & Recommendations DOWNLOAD 332.95 KB
JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA32-67-610 EFRAG Conference 28 November 2019 - IFRS and Regulation - Keynote Speech Steven Maijoor Issuer disclosure Speech DOWNLOAD 165.97 KB
ESMA71-319-157 Keynote Address - EFAMA Investment Management Forum Fund Management, Speeches Speech DOWNLOAD 165.09 KB
ESMA71-319-154 Banking and the MiFID II review Investor protection, Trading, Speeches Speech DOWNLOAD 135.75 KB
ESMA22-105-1072 Opening Statement for ECON Hearing on 4 November 2019 Speeches Speech DOWNLOAD 154.5 KB
esma22-105-1073 Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 Short Selling Speech DOWNLOAD 389.38 KB