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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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692 documents
Date Reference Title Sections Type Main document Info
2015/1886 EN Guidelines for the assessment of knowledge and competence Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 308.18 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-151-3419 Comply or explain table for G&R on PFMIs Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.61 KB
ESMA70-151-3418 Comply or explain table for G&R on IO arrangements Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.37 KB
ESMA70-151-3417 Comply or explain table for G&R on CCP college Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.53 KB
2015/1787 Guidelines on complex debt instruments and structured deposits Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 174.23 KB
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2013/322 HR Smjernice i preporuke za uspostavu dosljedne, učinkovite i uspješne procjene sporazuma o interoperabilnosti Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.63 KB
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2013/74 HR Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve Short Selling Guidelines & Recommendations DOWNLOAD 671.15 KB
JC/2015/061 Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 Joint Committee Guidelines & Recommendations DOWNLOAD 630.58 KB
2015/1341 Guidelines on the application of C6 and C7 of Annex 1 of MiFID Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 181.66 KB
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2015/1415 ESMA Guidelines on Alternative Performance Measures Issuer disclosure, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 304.33 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2015/1261 Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I Trading Compliance table
2015/609 SV Riktlinjer för periodisk information som kreditvärderingsinstitut ska lämna till Esma Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 245.84 KB
2015/609 SL Smernice o informacijah, ki jih morajo bonitetne agencije redno poročati organu ESMA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 331.46 KB
2015/609 SK Usmernenia o informáciách, ktoré sú ratingové agentúry povinné pravidelne predkladať orgánu ESMA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 339.35 KB
2015/609 RO Ghid privind informațiile care trebuie comunicate periodic la ESMA de către agențiile de rating de credit Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 332.33 KB
2015/609 PT Orientações relativas à informação periódica a apresentar à ESMA pelas Agências de notação de risco Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 170.14 KB
2015/609 PL Wytyczne dotyczące informacji okresowych, które agencje ratingowe są zobowiązane przekazywać ESMA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 339.89 KB
2015/609 LT Gairės dėl periodinės informacijos, kurią kredito reitingų agentūros turėtų teikti ESMA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 333.96 KB
2015/609 LV Pamatnostādnes par kredītreitingu aģentūru sniegtu, EVTI iesniedzamu periodisku informāciju Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 340.83 KB
2015/609 HU Iránymutatások a hitelminősítő intézetek által az ESMA részére rendszeresen nyújtandó adatszolgáltatásról Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 348.18 KB