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7185 documents
Date Reference Title Sections Type Main document Info
JC 2019 20 Final report - EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework Joint Committee, Post Trading Final Report DOWNLOAD 344.98 KB
ESMA32-334-150 Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines Issuer disclosure, Supervisory convergence Report DOWNLOAD 800.36 KB
SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 283.55 KB
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
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ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
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ESEF 2019 ESMA ESEF Taxonomy 2019 Electronic reporting Reference DOWNLOAD 11.59 MB
ESMA71- 1-99-119 Press release on undue short-termism Sustainable finance Press Release DOWNLOAD 120.91 KB
ESMA30-22-762 Report on undue short-term pressure on corporations from the financial sector Sustainable finance Report DOWNLOAD 2.11 MB
C(2013) 8970 final Commission decision on classification in grade and step for TAs Careers Reference DOWNLOAD 436.57 KB
ESMA71-99-1266 Press release on joint GLs on cooperation and information exchange Guidelines and Technical standards, Joint Committee, Press Releases Press Release DOWNLOAD 206.03 KB
Related documents Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions
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JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report DOWNLOAD 1.4 MB
ESMA43-370-12 Consultation Paper on CCP penalties Post Trading Consultation Paper DOWNLOAD 508.22 KB
ESMA63-43-1427 ESMA 2019 Budget – Amendment n. 2 About ESMA Reference DOWNLOAD 185.64 KB
ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 232.25 KB
ESMA22-106-2009 SoC ESMA Board of Supervisors Conference call November 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 136 KB
ESMA70-156-2005 MAR Article 33 Report on Sanctions Market Abuse Report DOWNLOAD 352.9 KB
ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA34-45-756 Penalties and measures imposed under the UCITS Directive in 2018 Fund Management Report DOWNLOAD 467.36 KB
ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR Trading Technical Standards DOWNLOAD 736.79 KB
ESMA70-154-1504 Briefing BMR Recognition application Benchmarks Reference DOWNLOAD 91.65 KB
ESMA34-46-91 Final report - Draft RTS under Article 25 of the ELTIF Regulation Fund Management Final Report DOWNLOAD 178.05 KB
ESMA22-106-1980 SoC ESMA Board of Supervisors October 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 321.86 KB
ESMA 50-157-2025 ASR on EU Derivatives markets - 2019 Risk monitoring Report DOWNLOAD 1.9 MB
ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
JC 2019 19 The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral Joint Committee, Post Trading Statement DOWNLOAD 94.02 KB
ESMA70-156-1606 MiFID II/MiFIR Review Report No. 1 Trading Report DOWNLOAD 1004.81 KB
ESMA71-99-1248 PR on MIFID II Review Report No. 1 Trading, Press Releases Press Release DOWNLOAD 95.34 KB
Related documents MiFID II/MiFIR Review Report No. 1
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ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA33-9-355 Guidelines on Internal Controls for CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 523.56 KB
Related documents Response Form CP on GLs on Internal Controls for CRAs
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ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Credit Rating Agencies Reference DOWNLOAD 745.76 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Prospectus Reference DOWNLOAD 291.22 KB
ESMA71-99-1254 Acting Chair CCP Supervisory Committee Board of Supervisors, About ESMA, Post Trading, Press Releases Statement DOWNLOAD 82.87 KB
ESMA80-191-932 Guidance on registering securitisation repositories Credit Rating Agencies Reference DOWNLOAD 147.3 KB
ESMA32-67-610 EFRAG Conference 28 November 2019 - IFRS and Regulation - Keynote Speech Steven Maijoor Issuer disclosure Speech DOWNLOAD 165.97 KB
ESMA50-165-1009 ESMA Risk Dashboard No. 4 2019 Risk monitoring Reference DOWNLOAD 593.2 KB
ESMA71-319-157 Keynote Address - EFAMA Investment Management Forum Fund Management, Speeches Speech DOWNLOAD 165.09 KB
ESMA71-319-154 Banking and the MiFID II review Investor protection, Trading, Speeches Speech DOWNLOAD 135.75 KB
ESMA22-106-2008 SMSG advice on UCITS performance fees Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 154.89 KB
ESMA22-106-2007 SMSG advice on product intervention Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 278.26 KB
ESMA20-92-134 ESMA Staff Stakeholder contacts in the third quarter 2019 About ESMA Reference DOWNLOAD 160.86 KB
ESMA32-61-378 Comment letter to EFRAG on ED IAS 12 Amendments deferred tax aristing from single transaction Issuer disclosure Letter DOWNLOAD 35.9 KB
ESMA32-61-369 Comment letter to IASB on ED IAS 12 Amendments deferred tax aristing from single transaction Issuer disclosure Letter DOWNLOAD 37.41 KB
ESMA32-61-379 Comment letter to IASB on ED IAS 1 amendments Disclosure accounting policies Issuer disclosure Letter DOWNLOAD 154.66 KB
ESMA32-61-380 Comment letter to EFRAG on ED IAS 1 amendments Disclosure accounting policies Issuer disclosure Letter DOWNLOAD 166.11 KB
ESMA70-151-2650 Final report on TA on EMIR_2_2_CCP fees Post Trading Technical Advice DOWNLOAD 606.91 KB
ESMA70-151-2682 Final Technical advice on Tiering Criteria under EMIR 2.2 Post Trading Technical Advice DOWNLOAD 544.57 KB
ESMA70-151-2649 Technical advice on comparable compliance Post Trading Technical Advice DOWNLOAD 790.06 KB
ESMA71-99-1245 Press release: ESMA advises Commission on third-country CCPs Post Trading, Press Releases Press Release DOWNLOAD 124.3 KB
ESMA63-43-1330 ESMA Budget Amendment n.1 for 2019 About ESMA Reference DOWNLOAD 181.46 KB
ESMA22-106-1988 SoC ESMA Management Board October 2019 Management Board Summary of Conclusions DOWNLOAD 134.87 KB
ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 212.25 KB
esma70-156-1484 Reply Form to Consultation on Position Limits Trading Reference DOWNLOAD 748.79 KB
ESMA70-156-1484 Consultation Paper on Position Limits Trading Consultation Paper DOWNLOAD 549.2 KB
ESMA65-11-1193 FIRDS reference data reporting instructions Reference DOWNLOAD 1.64 MB
ESMA22-105-1072 Opening Statement for ECON Hearing on 4 November 2019 Speeches Speech DOWNLOAD 154.5 KB
esma22-105-1073 Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 Short Selling Speech DOWNLOAD 389.38 KB
ESMA03-169-55 2019 Calendar of the Chair and Executive Director of ESMA About ESMA Reference DOWNLOAD 243.3 KB
ESMA31-62-1360 EEA prospectus activity in 2018 Prospectus Report DOWNLOAD 394.26 KB
ESMA71-319-150 Conference on the adaptation of interest rate benchmarks to the new European regulation on benchmarks - Steven Maijoor ESMA Chair at CNMV Conference Benchmarks, Speeches Speech DOWNLOAD 109.75 KB
ESMA22-106-1990 SMSG Opinion on ESMA's Report on performance and cost of retail investment products Securities and Markets Stakeholder Group Opinion DOWNLOAD 148.41 KB
ESMA22-106-1991 SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 132.03 KB
JC-2019-64 Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds Fund Management, Joint Committee Statement DOWNLOAD 802.39 KB
SRB/OP/1/2019 Open procedure for Selection of Banks for the Execution of Payments in EUR Mainly within the SEPA Area – DEADLINE 8/11/2019 – 23:59 Procurement CLOSED Procedure DOWNLOAD 124.57 KB
ESMA71-99-1236 EU enforcers must monitor closely new reporting standards Issuer disclosure, Audit, Press Releases Press Release DOWNLOAD 150.91 KB
ESMA32-63-791 European common enforcement priorities for 2019 annual financial reports Issuer disclosure, Audit Statement DOWNLOAD 482.56 KB
ES IC1 ESMA-ASIC MoU on BMR Benchmarks Reference DOWNLOAD 368.11 KB
ESMA22-106-1929 Summary of Conclusions Board of Supervisors Conference call 9 September 2019 Board of Supervisors Summary of Conclusions DOWNLOAD 197.84 KB
ESMA74-362-111 Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters Board of Supervisors Decision DOWNLOAD 127.62 KB
ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report DOWNLOAD 862.01 KB
ESMA30-201-535 Response form to consultation on amended PRIIPs KID Fund Management, Joint Committee Reference DOWNLOAD 576.23 KB
JC-2019-63 Consultation Paper on amendments to PRIIPs KID Fund Management, Joint Committee Consultation Paper DOWNLOAD 2.42 MB
ESMA71-319-144 Speech by Steven Maijoor on Corporate Governance in Zagreb Issuer disclosure, Speeches Speech DOWNLOAD 108.62 KB
ESMA71-319-144 Building the EU Capital Markets Union while fostering global financial markets - EU-Asia Financial Dialogue/ASIFMA Conference International cooperation, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 135.51 KB
ESMA70-156-1010 On the application of waivers and deferrals Trading Annual Report DOWNLOAD 7.33 MB
boa-2019-d-05_decision BOA decision creditreform_rating_ag_vs_eba Board of Appeal Decision DOWNLOAD 922.78 KB
ESMA70-145-457 Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse Market Abuse Final Report DOWNLOAD 409.3 KB
ESMA70-151-2461 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Post Trading Final Report DOWNLOAD 390.35 KB
ESMA70-155-8500 Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) Benchmarks, Brexit, Trading Statement DOWNLOAD 140.47 KB
Related documents Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019
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ESMA70-155-7658 Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 Brexit, Trading, Market data Statement DOWNLOAD 155.54 KB
Related documents Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019 ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019
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ESMA65-8-6254 ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 Brexit, Trading, Market data Statement DOWNLOAD 154.85 KB
Related documents Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019 Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019
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ESMA90-1-167 Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019 Benchmarks, Brexit, Trading, Market data Statement DOWNLOAD 179.84 KB
Related documents Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019
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ESMA70-156-1759 Response Form - Alignment of MiFIR with the changes introduced by EMIR Refit Trading, Post Trading Reference DOWNLOAD 748.22 KB
Related documents Alignment of MiFIR with the changes introduced by EMIR Refit
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ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit Trading, Post Trading Consultation Paper DOWNLOAD 270.97 KB
ESMA70-156-1394 Reply form for the Consultation Paper on MAR review report Market Abuse Reference DOWNLOAD 775.94 KB
ESMA70-151-2758 Response Form - CP FRANDT Post Trading Reference DOWNLOAD 747.41 KB
ESMA70-156-1355 On frequent batch auctions (FBAs) and the double volume cap mechanism (DVCM) Opinion DOWNLOAD 152.39 KB
ESMA71-99-1232 Keynote - Steven Maijoor - AFME Legal & Compliance Conference, Paris Brexit, Post Trading, Speeches Speech DOWNLOAD 112.75 KB
ESMA70-151-2672 Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) Post Trading Consultation Paper DOWNLOAD 500.35 KB
ESMA71-99-1226 Press release MAR review consulation Market Abuse Press Release DOWNLOAD 92.73 KB
ESMA70-156-1459 Consultation paper MAR review Market Abuse Consultation Paper DOWNLOAD 1017.98 KB
ESMA63-313-528 Financial Regulation of the European Securities and Markets Authority Management Board, Procurement Decision DOWNLOAD 445.94 KB
ESMA71-99-1220 ESMA 2020 WP Board of Supervisors, About ESMA, Management Board, About ESMA, Press Releases Press Release DOWNLOAD 106.92 KB
Related documents 2020 Work Programme
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ESMA31-62-1293 Guidelines on risk factors under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 227.52 KB
Related documents
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA20-95-1132 2020 Work Programme Board of Supervisors, About ESMA, Management Board, About ESMA Reference DOWNLOAD 543.97 KB
ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers Investor protection Consultation Paper DOWNLOAD 197.51 KB
ESMA-35-43-1982 ESMA opinion under Article 43(2) MiFIR (CY_CFD) Investor protection Opinion DOWNLOAD 115.93 KB
ESMA71-319-141 Introductory remarks - Second roundtable on euro risk-free rates Benchmarks Speech DOWNLOAD 108.47 KB