ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

1060 documents
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ESMA50-2085271018-31 Call for expression of interest: Consultative Working Group of ESMA’s Risk Standing Committee - Investor Trends and Research Working Group Risk monitoring Reference DOWNLOAD 192.57 KB
ESMA50-1389274163-2651 ESMA sees prevailing market uncertainty as downside risks rise - Press Release Press Releases, Risk monitoring Press Release DOWNLOAD 180.58 KB
ESMA50-1389274163-2682 ESMA report on trends, risks and vulnerabilities No. 2, 2023 – statistical annex Risk monitoring Reference DOWNLOAD 1.94 MB
ESMA50-1389274163-2681 ESMA report on trends, risks and vulnerabilities No. 2, 2023 Risk monitoring Report DOWNLOAD 1.32 MB
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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ESMA50-1389274163-2636 ESMA working paper on Connectedness among EU investment funds Fund Management, Risk monitoring Reference DOWNLOAD 763.53 KB
ESMA32-380-267 Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain Corporate Governance, Prospectus Report DOWNLOAD 3.06 MB
ESMA50-164-7134 Alternative Investment Funds (AIFs) exposures to commercial real estate - 2021 Fund Management, Risk monitoring Reference DOWNLOAD 132.62 KB
ESMA32-1399193447-441 Statement on the sustainability disclosure in prospectuses Prospectus, Sustainable finance Statement DOWNLOAD 229.84 KB
ESMA31-62-1193 List of prospectus thresholds Issuer disclosure, Prospectus Reference DOWNLOAD 354.24 KB
ESMA70-156-6509 Final Report on Intra-day Volatility Management Mechanism Risk monitoring, Trading Report DOWNLOAD 661 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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ESMA60-1389274163-2560 Stress testing MMFs in the EU – First evidence from fund reporting Fund Management, Market data, Risk monitoring Reference DOWNLOAD 369.36 KB
ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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