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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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935 documents
Date Reference Title Sections Type Main document Info
ESMA50-1389274163-2681 ESMA report on trends, risks and vulnerabilities No. 2, 2023 Risk monitoring Report DOWNLOAD 1.32 MB
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , HR , GA , FR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA32-380-267 Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain Corporate Governance, Prospectus Report DOWNLOAD 3.06 MB
ESMA34-1921782652-1922 Report on penalties and measures imposed under the UCITS Directive in 2022 Fund Management Report DOWNLOAD 587.42 KB
ESMA34-1985693317-1074 Report on penalties and measures imposed under the AIFMD in 2022 Fund Management Report DOWNLOAD 626.73 KB
ESMA74-1103241886-880 Report on Suspicious Transaction and Order Reports (STORs) Market Abuse Report DOWNLOAD 404.04 KB
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA34-45-1814 Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.34 MB
ESMA70-156-6509 Final Report on Intra-day Volatility Management Mechanism Risk monitoring, Trading Report DOWNLOAD 661 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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Translated versions BG , DA , DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SK , SL , SV
ESMA91-372-1700 Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 208.99 KB
Related documents Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA30-1668416927-2498 Progress Report on Greenwashing Sustainable finance Report DOWNLOAD 1.75 MB
ESMA50-165-2483 TRV Article - EU natural gas derivatives markets: risks and trends Market data, Risk monitoring, Trading Report DOWNLOAD 595.05 KB
JC 2023 07 Joint Committee Spring 2023 Report on Risks and Vulnerabilities Joint Committee, Risk monitoring Report DOWNLOAD 584.94 KB