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ESMA70-21038340-46 |
Compliance table for the Guidelines on market making activities under the Short Selling Regulation |
Guidelines and Technical standards, Market Integrity, Short Selling |
Compliance table |
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ESMA31-62-1293 |
Guidelines on risk factors under the Prospectus Regulation |
Guidelines and Technical standards, Prospectus |
Guidelines & Recommendations |
DOWNLOAD 227.52 KB |
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ESMA70-145-1209 |
Guidelines on non-significant benchmarks under the Benchmarks Regulation |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA-70-156-869 |
Guidelines on the application of C6 and C7 of Annex 1 of MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA33-9-282 |
Guidelines on the application of the endorsement regime for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-151-367 |
Guidelines on internalised settlement reporting under Article 9 of CSDR |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-151-1439 |
Guidelines on CCP conflict of interest management |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-151-1350 |
Guidelines on position calculation by Trade Repositories under EMIR |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-145-1345 |
Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 112.12 KB |
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ESMA70-145-67 |
Compliance table regarding MAR guidelines on delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 177.87 KB |
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ESMA70-145-153 |
Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Compliance table |
DOWNLOAD 179.29 KB |
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ESMA70-154-803 |
BoS Decision Notice AT Guidelines Withdrawal |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 512.94 KB |
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ESMA41-117-1108 |
Guidelines compliance table for Guidelines on cooperation arrangements and information exchange |
Guidelines and Technical standards |
Compliance table |
DOWNLOAD 106.76 KB |
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ESMA70-151-1116 |
Guidelines on transfer of data between TRs |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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ESMA34-49-115 |
Guidelines on stress tests scenarios under Article 28 of the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA35-43-620 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA34-32-316 |
Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) |
Fund Management, Guidelines and Technical standards |
Compliance table |
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ESMA34-43-352 |
Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 154.54 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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