Consultation on delegated acts required by the UCITS V Directive

Consultation on delegated acts required by the UCITS V Directive

from 26 September 2014 to 24 October 2014

Details

Who should read this paperThis document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as  institutional and retail investors investing into such funds and their associations.Responding to this paperESMA invites comments on all matters in this paper and in particular on the specific questions summa-rised in Annex 1. Comments are most helpful if they:

indicate the specific question to which the comment relates and respond to the question stated;
contain a clear rationale, clearly stating the costs and benefits; and
describe any alternatives ESMA should consider.

ESMA will consider all comments received by 24 October 2014.All contributions should be submitted in the response form, and uploaded www.esma.europa.eu under the heading ‘Your input - Consultations’.Publication of responsesAll contributions received will be published following the close of the consultation, unless you request otherwise.  Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protectionInformation on data protection can be found at www.esma.europa.eu under the heading ‘Legal Notice’.

1 RELATED DOCUMENTS
Document available for this Consultation
DateReferenceTitleDocument
26/09/20142014/1183Consultation paper on ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive

Responses

Operations
Activity Institution Download
European trustee and Depositary Forum
AFTI Association Française des Professionnels des Titres
INVERCO
BNY Mellon
Asset Management AMUNDI
Asset Management AFG (French Asset Management Association)
Asset Management Assogestioni
Asset Management Swedish Investment Fund Association
Asset Management Investment Management Association
Asset Management European Fund and Asset Management Association (EFAMA)
Asset Management BVI
Asset Management BNP PARIBAS INVESTMENT PARTNERS
Asset Management LYXOR ASSET MANAGEMENT
Asset Management Federation of Finnish Financial Services
Banking European Savings and retail Banking Group (ESBG)
Banking Swedish Bankers´ Association
Banking BNP PARIBAS SECURITIES SERVICES
bp2s__response.docx (760.52 KB)
Banking Luxembourg Bankers' Association - the ABBL
Banking Groupama Banque
Banking Italian Banking Association
Banking Association of Global Custodians, European Committee
Banking European Banking Federation
Banking Caixa Geral de Depósitos
Banking The German Banking Industry Committee (GBIC)
Banking Deutsche Bank AG
Banking Austrian Federal Economic Chamber, Division Bank and Insurance
Banking CACEIS
Banking Custodian Bank Council ot the Polish Bank Association
Banking UniCredit Bank Austria AG
Banking ADEPO AGRUPACIÓN ESPAÑOLA DEPOSITARIOS
Banking Association of Foreign Banks in Germany e.V.
Banking European Association of Co-operative Banks (EACB)
Banking SOCIETE GENERALE
Banking Austrian Bankers' Association
Government, Regulatory and Enforcement CNMV's Advisory Committee
Government, Regulatory and Enforcement The Ministry of Finance, Finland
Investment Services RBC Investor & Treasury Services
Investment Services State Street Corporation
Investment Services Natwest TrusteeAnd Depositary Services
Legal and Accountancy Eversheds LLP
Others Financial Services User Group (FSUG)
Others Better Finance for all, the European Federation of Financial Services Users
Others CFA Institute
Others Association Française des Sociétés Financières
Others Af2i Association française des investisseurs institutionnels
Others Danish Shareholders Association
Others Depositary and Trustee Association
Others Irish Funds Industry Association
Insurance, pension & asset management Association of the Luxembourg Fund Industry (ALFI)