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941 documents
Date Reference Title Sections Type Main document Info
ESMA32-50-218 Guidelines on enforcement of financial information Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 315.49 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-32-699 Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 108.66 KB
ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.62 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA71-99-1432 Opening Statement Verena Ross ECMI 6 November 2020 Credit Rating Agencies, Speeches Speech DOWNLOAD 99.36 KB
ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA71-99-1420 Fast Track Peer Review PR - Wirecard Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Press Release DOWNLOAD 137.39 KB
ESMA42-111-5349 Fast Track Peer Review Report - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 1.33 MB
ESMA71-99-1423 QA Fast Track Peer Review - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Q&A DOWNLOAD 248.14 KB
ESMA 33-5-857 ESMA Public Statement on CRA Endorsement Oct 2020 Credit Rating Agencies Statement DOWNLOAD 117.99 KB
ESMA 33-9-371 Final Report Guidelines Internal Control for CRAs Credit Rating Agencies Report DOWNLOAD 430.48 KB
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
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ESMA71-99-1364 ESMA Statement on Assessment of German Financial Reporting Regime Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Statement DOWNLOAD 88.5 KB
ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Credit Rating Agencies Reference DOWNLOAD 747.02 KB
ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Credit Rating Agencies Reference DOWNLOAD 740.64 KB
ESMA33-5-851 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A Credit Rating Agencies Reference DOWNLOAD 744.26 KB
ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB
ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 654.61 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA41-356-82 Public Notice - Scope Ratings GmbH Credit Rating Agencies Reference DOWNLOAD 138.38 KB
Related documents Scope Ratings Enforcement Action Decision - Scope Ratings GmbH
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