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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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725 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA35-335435667-4321 2022 Report on MiFID II sanctions Investor protection Final Report DOWNLOAD 428.45 KB
ESMA35-43-2725 Public Statement on 2022 CSA and MSE Investor protection Statement DOWNLOAD 161 KB
ESMA24-450544452-1826 Verena Ross' ECON Opening Statement, 29 June 2023 - Retail Investment Strategy Fund Management, Investor protection, Speeches Speech DOWNLOAD 143.16 KB
ESMA24-225943895-200 Verena Ross' speech at the FESE convention, 28 June 2023 Digital Finance and Innovation, Investor protection, Market data, Speeches Speech DOWNLOAD 97.9 KB
Inflation factsheet Factsheet on how do inflation and the rise in interest rates affect my money Investor protection, Joint Committee Reference DOWNLOAD 3.41 MB
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Translated versions AT , BE , BG , EL , CS , DE , DA , ET , EL , ES , FI , FR , HR , HU , GA , IT , LT , LU , LV , MT , NL , PL , PT , RO , SV , SL , SK
ESMA35-43-3599 Call for evidence on MiFID II suitability and sustainability Investor protection Consultation Paper DOWNLOAD 476.48 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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Summary
Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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Summary
Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA24-450544452-1791 Jakub Michalik's ECON Opening Statement, 30 May 2023 Investor protection, Market Abuse, Prospectus, Speeches Speech DOWNLOAD 146.93 KB
ESMA35-36-2813 Statement on investment firms providing unregulated services Investor protection Statement DOWNLOAD 361.75 KB
ESMA71-545613100-2315 ESMA calls for legislative amendments to prevent undue costs in funds - Press Release Fund Management, Investor protection, Press Releases Press Release DOWNLOAD 168.56 KB
ESMA34-45-1747 Opinion on undue costs of UCITS and AIFs Fund Management, Investor protection Opinion DOWNLOAD 497.69 KB
ESMA50-165-2478 Over 140,000 EEA issuers and instruments rated by CRAs - Press Release Credit Rating Agencies, Market data, Risk monitoring Press Release DOWNLOAD 152.69 KB
ESMA50-165-2477 Market Report on EU Credit Ratings market 2023 Credit Rating Agencies, Market data, Risk monitoring Report DOWNLOAD 1.23 MB
ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HU , GA , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-42-1428 Supervisory Briefing on Copy Trading Investor protection Report DOWNLOAD 400.37 KB