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ESMA80-196-5170 |
Final Report Technical Advice on Fees Charged to CRAs by ESMA |
Credit Rating Agencies |
Final Report |
DOWNLOAD 404.7 KB |
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ESMA35-43-2524 |
ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM |
Investor protection |
Opinion |
DOWNLOAD 267.28 KB |
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ESMA 33-9-413 |
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 392.05 KB |
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ESMA80-195-858 |
ESMA response to ESRB letter on procyclicality of credit ratings |
Credit Rating Agencies |
Letter |
DOWNLOAD 180.39 KB |
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ESMA33-9-295 |
Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition |
Credit Rating Agencies |
Guidelines & Recommendations |
DOWNLOAD 338.43 KB |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 258.09 KB |
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Summary |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
DOWNLOAD 78.5 KB |
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ESMA74-362-1013 |
MiFIR review report on the obligations to report transactions and reference data |
Market data, Investor protection |
Final Report |
DOWNLOAD 1004.75 KB |
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ESMA71-99-1622 |
CRA Enforcement Case Moodys March 2021 |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 134.39 KB |
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ESMA41-356-168 |
Public Notices Moodys UK DE ES FR IT |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 277.29 KB |
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ESMA41-356-132 |
Decision 5-2021 Moody's Spain |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 332.83 KB |
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ESMA41-356-131 |
Decision 4-2021 Moody's Italy |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 350.91 KB |
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ESMA41-356-130 |
Decision 3-2021 Moody's Germany |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 333.78 KB |
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ESMA41-356-129 |
Decision 2-2021 Moody's France |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 352.97 KB |
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ESMA41-356-114 |
Decision 1-2021 Moody's UK |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 728.73 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 135.98 KB |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 297.77 KB |
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Summary |
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ESMA22-105-1307 |
Introductory statement on GameStop share trading - Steven Maijoor |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 96.93 KB |
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ESMA70-155-11809 |
Episodes of very high volatility in trading of certain stocks |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 107.47 KB |
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