Consultations

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306 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3)

The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on common standards for assessing compliance of credit rating methodologies with the requirements set out in Article 8.3.

The consultation period closes on 18 June 2010....

From to Consultation on Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation

The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on enforcement practices applicable as part of ongoing supervision as well as on the interaction expected between CRAs and competent authorities.

The consultation period...

From to Consultation on CESR's advice in the context of the MiFID Review: Non-equity markets transparency

The Markets in Financial Instruments Directive (MiFID) came into force on 1 November 2007. It introduced significant changes to the European regulatory framework for equity secondary markets, leaving open to Member States the possibility to extend transparency requirements to financial...

From to Consultation on amending the Prospectuses Regulations for mineral companies
From to Consultation on CESR's Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
From to Consultation on CESR's advice in the context of the MiFID Review
From to Consultation on CESR's advice in the context of the MiFID Review
From to Consultation on CESR's advice to the Commission in the context of the MiFID Review
From to Call for evidence on micro-structural issues of the European equity markets
From to CESR proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares
From to Consultation on guidance to report transactions on OTC derivative instruments
From to Call for evidence on cross-sector internal governance issues
From to Call for evidence - The use of a standard reporting format
From to Consultation on Inducements: Good and poor practices
From to Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance Credit Rating Agencies

Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance

From to Consultation on common definition of European money market funds
From to Consultation on understanding the definition of advice under MiFID

The consultation paper seeks to clarify and illustrate situations where firms will, or will not, be considered as providing investment advice. It does this using a question and answer format.

From to Consultation on Trade Repositories in the European Union

The financial crisis, especially the default of Lehman Brothers, underlined the importance of a robust and adequately functioning post-trading infrastructure, highlighted the need for more transparency on exposures generated by the over-the counter (OTC) market, in particular for derivatives,...

From to CESR's technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS

CESR invites responses to this consultation from all stakeholders by 17 November 2009. During the consultation, an open hearing will be held at CESR's premises, full details of which will be made available on CESR's website in due course.

From to Consultation on the addendum to CESR's consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552)

CESR's proposals follow over two years of work which have included extensive consultation with stakeholders. In developing its advice, CESR has also placed great emphasis on the outcome of the consumer testing exercise carried out by the Commission. The proposed disclosure, to be known as the...

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