Consultations

Pages

314 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on the Development of Pan-European Access to Financial Information Disclosed by Listed Companies
From to Consultation on CESR's template for the Key Investor Information document

This consultation seeks stakeholders' views on a template developed by CESR for the Key Investor
Information document for UCITS. The template reflects the content of Commission Regulation (EU)
583/2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as...

From to Consultation on the guide to clear language and layout for the Key Investor Information document (KII)

The Simplified Prospectus (SP) failed as a consumer communication because the rules led to long documents. In addition, many are written in technical or legalistic language and are poorly structured and designed. The Key Investor Information document (KII) is a radical attempt to address these...

From to Consultation on CESR's Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document

This paper considers some practical implications of Article 118(2) of the revised UCITS Directive, which allows UCITS management companies up to 30 June 2012 to implement Key Investor Information (KII) as referred to in Article 78.

From to Consultation on CESR's level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS
From to Consultation on Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations

This consultation paper sets out CESR's proposal for the possible organisation of transaction reporting on OTC derivatives as well as for the extension of the scope of transaction reporting obligations.

CESR's proposal on transaction reporting on OTC derivatives is based on the assumption...

From to Consultation on Standardisation and exchange trading of OTC derivatives

Following the financial market turmoil which began in 2007, a number of regulatory initiatives have been launched to address the problems identified in Europe and the United States in relation to the derivatives traded over-the-counter (OTC).
In this regard, the Commission's communication...

From to Consultation on CESR's advice in the context of the MiFID Review

In the context of its review of the Markets in Financial Instruments Directive (MiFID), the European Commission (EC) posed a series of questions to CESR. The purpose of this consultation is to gather stakeholders' views on client categorisation issues to assist CESR in its responses to the...

From to Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3)

The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on common standards for assessing compliance of credit rating methodologies with the requirements set out in Article 8.3.

The consultation period closes on 18 June 2010....

From to Consultation on Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation

The purpose of this consultation document is to seek comments on the conclusions CESR has drawn for setting guidelines on enforcement practices applicable as part of ongoing supervision as well as on the interaction expected between CRAs and competent authorities.

The consultation period...

From to Consultation on CESR's advice in the context of the MiFID Review: Non-equity markets transparency

The Markets in Financial Instruments Directive (MiFID) came into force on 1 November 2007. It introduced significant changes to the European regulatory framework for equity secondary markets, leaving open to Member States the possibility to extend transparency requirements to financial...

From to Consultation on amending the Prospectuses Regulations for mineral companies
From to Consultation on CESR's Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
From to Consultation on CESR's advice in the context of the MiFID Review
From to Consultation on CESR's advice in the context of the MiFID Review
From to Consultation on CESR's advice to the Commission in the context of the MiFID Review
From to Call for evidence on micro-structural issues of the European equity markets
From to CESR proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares
From to Consultation on guidance to report transactions on OTC derivative instruments
From to Call for evidence on cross-sector internal governance issues

Pages