Consultations

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302 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry Credit Rating Agencies

The European Securities and Markets Authority (ESMA) has published a call for evidence as part of the development of Technical Advice for the European Commission on the functioning of the credit rating industry and the evolution of the markets for structured finance instruments as required by...

From to Discussion Paper - Share Classes of UCITS

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment relates...

From to Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Credit Rating Agencies, Joint Committee

Responding to this paper
EBA, ESMA and EIOPA (the ESAs) invite comments on all matters of this discussion paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they:
• indicate the number of the question to which the comments...

From to Consultation on MiFID II/MiFIR

Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms, credit institutions performing...

From to Consultation on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Consultation on Technical Standards under the CSD Regulation

Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets. CSDR and the related technical standards will affect not only CSDs but also their participants, CCPs, and other entities, directly (e.g. settlement internalisers subject to the...

From to Consultation on Technical Advice under the CSD Regulation

Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets, in particular CSDs, CSD participants, CCPs, market participants, and issuers.Responding to this paperESMA invites comments on all matters in this paper and in particular on the...

From to Consultation on Guidelines on Access to a CCP or a Trading Venue by a CSD

Who should read this paperThis document will be of interest especially to central securities depositories (CSDs), central counterparties (CCPs), trading venues and their competent authorities, in the context of access to a CCP or a trading venue by a CSD in accordance with Article 53 of...

From to Consultation on Guidelines on asset segregation under the AIFMD

Who should read this paper
his document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as...

From to Consultation on Review of the technical standards on reporting under Article 9 of EMIR

Who should read this paper
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from
financial and non-financial counterparties of OTC derivatives transactions, central counterparties (CCPs) and trade repositories (TRs)....

From to Call for evidence on AIFMD passport and third country AIFMs

Who should read this paper-              EU and non-EU fund managers and advisors, and their representatives-              EU and non-EU investors and their representatives-              Non-EU securities supervisors
Responding to this paperESMA invites stakeholders to provide information...

From to Consultation on clearing obligation under EMIR - no3

Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivatives transactions which will be subject to the clearing obligation, as well as central...

From to Consultation on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. It will primarily be of interest to credit institutions and investment firms who need to calculate their credit risk exposure under the Capital Requirements Regulation (EU) No 575/2013 of 26...

From to Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID

Who should read this paper  This consultation paper should be read by investment firms (as defined in Article 4(1) (1) of MiFID), competent authorities, trade bodies, non-financial counterparties and consumer groups. Responding to this consultation paperESMA invites comments on all matters set...

From to Consultation on delegated acts required by the UCITS V Directive

Who should read this paperThis document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as  institutional and retail investors investing into such...

From to Consultation on the implementing measures of the Regulations on EuSEF and EuVECA

Who should read this paper
This consultation paper is addressed to social entrepreneurs, impact investors, EuSEF and EuVECA managers, impact fund managers, business angels, venture capitalists and other relevant stakeholders and their associations in the area of social entrepreneurship and...

From to Consultation on draft RTS on prospectus related issues under the Omnibus II Directive Prospectus

Who should read this paperThis document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4...

From to Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive Joint Committee

Please send your comments to the EBA and EIOPA using the following links:
Respond to the EBA.

Respond to EIOPA.
The consultation period closes on 24 October 2014.

From to Discussion paper - Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations

 
Responding to this paperESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:                                                            

    respond to the question stated...

From to On periodic information to be submitted to ESMA by Credit Rating Agencies Credit Rating Agencies

Who should read this paper?This consultation paper should be by read by credit rating agencies (as defined in Article 3(1)(b) of the CRA Regulation), companies which have applied for registration or are considering applying for registration, competent authorities, and consumer groups. Responding...

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