Consultations

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314 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on Review of EMIR Article 26 of RTS 153/2013

Discussion Paper 
Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts
 
Responding to this paper
ESMA invites comments on all matters in this Discussion Paper on the Review of Article 26 of RTS No 153/2013 with respect to client accounts and in...

From to Consultation on draft regulatory technical standards under the ELTIF Regulation

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Guidelines on sound remuneration policies under the UCITS Directive and AIFMD Fund Management

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which...

From to Consultation on Draft Regulatory Technical Standards on the CSD Regulation

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Joint Committee consultation on Key Information Document for PRIIPS

EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).The discussion paper is available on the websites of the three...

From to Call for evidence - Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Corporate Governance

Responding to this Call for Evidence
ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a.    respond to the question stated;b.    indicate the specific question to which they...

From to Consultation No 4 on the Clearing Obligation under EMIR

 
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on the Clearing Obligation under EMIR (no.4).All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input...

From to Draft guidelines for the assessment of knowledge and competence

Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:

• respond to the question stated;

• indicate the specific question to...

From to Investment using virtual currency or distributed ledger technology

Responding to this paper

ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:

• respond to the question stated;

• contain a clear rationale;

...
From to Consultation on draft guidelines on complex debt instruments and structured deposits

Who should read this paper   
This paper is primarily of interest to competent authorities and firms that are subject to MiFID, in particular, investment firms and credit institutions performing investment services and activities. This paper is also important for trade associations,...

From to Call for evidence on private and bilateral SFIs Credit Rating Agencies

This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them:
•    Issuers, originators and sponsors of Structured Finance Instruments...

From to Addendum Consultation Paper on MiFID II/MiFIR

18/02/2015 to 20/03/2015
Who should read this paper?This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit...

From to Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry Credit Rating Agencies

The European Securities and Markets Authority (ESMA) has published a call for evidence as part of the development of Technical Advice for the European Commission on the functioning of the credit rating industry and the evolution of the markets for structured finance instruments as required by...

From to Discussion Paper - Share Classes of UCITS

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment relates...

From to Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Credit Rating Agencies, Joint Committee

Responding to this paper
EBA, ESMA and EIOPA (the ESAs) invite comments on all matters of this discussion paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they:
• indicate the number of the question to which the comments...

From to Consultation on MiFID II/MiFIR

Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms, credit institutions performing...

From to Consultation on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Consultation on Guidelines on Access to a CCP or a Trading Venue by a CSD

Who should read this paperThis document will be of interest especially to central securities depositories (CSDs), central counterparties (CCPs), trading venues and their competent authorities, in the context of access to a CCP or a trading venue by a CSD in accordance with Article 53 of...

From to Consultation on Technical Standards under the CSD Regulation

Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets. CSDR and the related technical standards will affect not only CSDs but also their participants, CCPs, and other entities, directly (e.g. settlement internalisers subject to the...

From to Consultation on Technical Advice under the CSD Regulation

Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets, in particular CSDs, CSD participants, CCPs, market participants, and issuers.Responding to this paperESMA invites comments on all matters in this paper and in particular on the...

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