Consultations

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306 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on draft RTS on prospectus related issues under the Omnibus II Directive Prospectus

Who should read this paperThis document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4...

From to Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive Joint Committee

Please send your comments to the EBA and EIOPA using the following links:
Respond to the EBA.

Respond to EIOPA.
The consultation period closes on 24 October 2014.

From to Discussion paper - Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations

 
Responding to this paperESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:                                                            

    respond to the question stated...

From to On periodic information to be submitted to ESMA by Credit Rating Agencies Credit Rating Agencies

Who should read this paper?This consultation paper should be by read by credit rating agencies (as defined in Article 3(1)(b) of the CRA Regulation), companies which have applied for registration or are considering applying for registration, competent authorities, and consumer groups. Responding...

From to Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR) Market Abuse, Market Integrity

Who should read this paper?This paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading venues...

From to Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) Market Abuse, Market Integrity

 
Who should read this paperThis paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading...

From to Consultation paper Clearing Obligation no1 IRS

With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to...

From to Consultation paper Clearing Obligation no2 CDS

With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.Following a first consultation...

From to Discussion Paper on MiFID II/MiFIR

Who should read this paper?
 This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions performing...

From to Consultation Paper on MiFID II/MiFIR

Who should read this paper?
 This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions performing...

From to Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Finance, Corporate Governance

Responding to this paper

The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1.

Comments are most helpful if they:

respond to the question stated;...

From to Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they:

indicate the specific question to which the comment relates;
respond to the question stated;...

From to ESMA Guidelines on Alternative Performance Measures

Reasons for publication

In October 2005, the Committee of European Securities Regulators (CESR), ESMA’s predecessor body, published a Recommendation on Alternative Performance Measures (“CESR Recommendation” CESR/05-178b). The CESR Recommendation was issued mainly in order to reinforce...

From to Consultation Paper on CRA3 Implementation Credit Rating Agencies

Responding to this paper

ESMA invites comments on all matters in this paper. Comments are most helpful if they:

contain a clear rationale;
include quantitative elements to support any concern; and
describe any alternatives ESMA should consider, including alternative...

From to Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues
From to ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation Market Abuse, Market Integrity

The European Securities and Markets Authority (ESMA) has published a Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR).

MAR aims to enhance market integrity and investor protection. It will achieve...

From to Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors

Reasons for publication
Consumers in the EU can purchase, and firms can offer, financial services and products in the investment, banking and insurance sectors across the EU Single Market. In order to increase market confidence of all participants, the Joint Committee of the three European...

From to ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories

Responding to this paper

The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper.

Comments are most helpful if they:

• respond to the question stated;

• indicate the specific question to which the comment relates...

From to Guidelines on enforcement of financial information

Responding to this paper

The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1.
Comments are most helpful if they:

respond to the question stated;
...

From to Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR

The European Securities and Markets Authority (ESMA) has launched a consultation on draft regulatory technical standards (RTS) aimed at implementing the provisions of the European Markets Infrastructure Regulation (EMIR) related to OTC derivative transactions by non-European Union (EU)...

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