Consultations

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314 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on Guidelines on asset segregation under the AIFMD

Who should read this paper
his document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as...

From to Consultation on Review of the technical standards on reporting under Article 9 of EMIR

Who should read this paper
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from
financial and non-financial counterparties of OTC derivatives transactions, central counterparties (CCPs) and trade repositories (TRs)....

From to Call for evidence on AIFMD passport and third country AIFMs

Who should read this paper-              EU and non-EU fund managers and advisors, and their representatives-              EU and non-EU investors and their representatives-              Non-EU securities supervisors
Responding to this paperESMA invites stakeholders to provide information...

From to Consultation on clearing obligation under EMIR - no3

Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivatives transactions which will be subject to the clearing obligation, as well as central...

From to Consultation on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. It will primarily be of interest to credit institutions and investment firms who need to calculate their credit risk exposure under the Capital Requirements Regulation (EU) No 575/2013 of 26...

From to Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID

Who should read this paper  This consultation paper should be read by investment firms (as defined in Article 4(1) (1) of MiFID), competent authorities, trade bodies, non-financial counterparties and consumer groups. Responding to this consultation paperESMA invites comments on all matters set...

From to Consultation on delegated acts required by the UCITS V Directive

Who should read this paperThis document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as  institutional and retail investors investing into such...

From to Consultation on the implementing measures of the Regulations on EuSEF and EuVECA

Who should read this paper
This consultation paper is addressed to social entrepreneurs, impact investors, EuSEF and EuVECA managers, impact fund managers, business angels, venture capitalists and other relevant stakeholders and their associations in the area of social entrepreneurship and...

From to Consultation on draft RTS on prospectus related issues under the Omnibus II Directive Prospectus

Who should read this paperThis document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4...

From to Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive Joint Committee

Please send your comments to the EBA and EIOPA using the following links:
Respond to the EBA.

Respond to EIOPA.
The consultation period closes on 24 October 2014.

From to Discussion paper - Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations

 
Responding to this paperESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:                                                            

    respond to the question stated...

From to On periodic information to be submitted to ESMA by Credit Rating Agencies Credit Rating Agencies

Who should read this paper?This consultation paper should be by read by credit rating agencies (as defined in Article 3(1)(b) of the CRA Regulation), companies which have applied for registration or are considering applying for registration, competent authorities, and consumer groups. Responding...

From to Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) Market Abuse, Market Integrity

 
Who should read this paperThis paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading...

From to Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR) Market Abuse, Market Integrity

Who should read this paper?This paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading venues...

From to Consultation paper Clearing Obligation no1 IRS

With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to...

From to Consultation paper Clearing Obligation no2 CDS

With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.Following a first consultation...

From to Discussion Paper on MiFID II/MiFIR

Who should read this paper?
 This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions performing...

From to Consultation Paper on MiFID II/MiFIR

Who should read this paper?
 This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions performing...

From to Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Finance, Corporate Governance

Responding to this paper

The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1.

Comments are most helpful if they:

respond to the question stated;...

From to Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they:

indicate the specific question to which the comment relates;
respond to the question stated;...

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