| From 09/07/2020 to 15/09/2020 |
Guidelines on calculation of positions in SFTs by Trade Repositories |
Securities Financing Transactions, Trade Repositories |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
respond to the question stated;
- indicate the specific question to…
|
| Documents |
|
|
| From 03/06/2020 to 01/09/2020 |
Draft Guidelines on Outsourcing to Cloud Service Providers |
Digital Finance and Innovation |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Appendix 1. Comments are most helpful if they:
· respond to the question stated;
·… |
| Documents |
|
|
| From 06/05/2020 to 15/07/2020 |
CP on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on the amendments to the Market Abuse Regulation for the promotion of the use of SME Growth Markets |
Market Abuse, Market Integrity, Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Consultation Paper on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on… |
| Documents |
|
|
| From 23/04/2020 to 01/09/2020 |
Joint ESA consultation on ESG disclosures |
Joint Committee, Sustainable finance |
SEE RESPONSES |
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| Summary |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards (RTS) on content, methodologies and presentation of disclosures under the Sustainable Finance Disclosure Regulation (SFDR).
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| Documents |
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|
| From 02/04/2020 to 15/06/2020 |
Consultation on Central Clearing Solutions for Pension Scheme Arrangements |
Joint Committee, Post Trading, Supervisory convergence |
SEE RESPONSES |
|
| Summary |
Responding to this paper
The European Securities and Markets Authority (ESMA) invites responses to the questions set out in Annex II of the First Report with Consultation on Central Clearing Solutions for Pension Scheme Arrangements that ESMA drafted… |
| Documents |
|
|
| From 31/03/2020 to 30/06/2020 |
Consultation on cross border distribution of funds |
Fund Management |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the… |
| Documents |
|
|
| From 30/03/2020 to 03/08/2020 |
Availability and use of credit rating information and data |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 7. Chapter 7 contains three separate questionnaires addressed to three groups of stakeholders.
ESMA will consider all… |
| Documents |
|
|
| From 27/03/2020 to 15/06/2020 |
Consultation on post trade risk reduction services with regards to the clearing obligation (EMIR Article 85(3a)) |
Post Trading, Supervisory convergence |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites responses to the questions set out throughout its Consultation Paper on the Report on post trade risk reduction services with regards to the clearing obligation… |
| Documents |
|
|
| From 27/03/2020 to 01/09/2020 |
Consultation on Guidelines on art 25 of AIFMD |
Fund Management |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
· respond to the question stated;
· indicate the specific… |
| Documents |
|
|
| From 26/03/2020 to 03/07/2020 |
Technical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT |
Post Trading, Supervisory convergence, Trade Repositories |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
respond to the question stated;
indicate the specific question to which… |
| Documents |
|
|
| From 10/03/2020 to 14/06/2020 |
Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the…
|
| Documents |
|
|
| From 09/03/2020 to 08/06/2020 |
Draft Regulatory Technical Standards under the Benchmarks Regulation |
Benchmarks |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
· respond to the question stated;… |
| Documents |
|
|
| From 04/02/2020 to 14/04/2020 |
Consultation on MiFID II/ MiFIR review report on the transparency regime for equity and equity-like instruments, the double volume cap mechanism and the trading obligations for shares |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
|
| Documents |
|
|
| From 03/02/2020 to 15/04/2020 |
CONSULTATION ON MIFIR REPORT ON SI |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the…
|
| Documents |
|
|
| From 31/01/2020 to 28/04/2020 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
SEE RESPONSES |
|
| Summary |
Who should read this paper
This paper is primarily of interest to third-country firms providing investment services and activities in the Union either (i) on a cross-border basis according to the national law of their host Member State or (ii) though a branch in… |
| Documents |
|
|
| From 17/01/2020 to 13/04/2020 |
Guidelines on securitisation repository data completeness and consistency thresholds |
Securitisation |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which… |
| Documents |
|
|
| From 13/12/2019 to 18/01/2020 |
Consultation on CCP penalties |
Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the…
|
| Documents |
|
|
| From 05/12/2019 to 13/04/2020 |
Consultation on Guidelines on Internal Controls for CRAs |
|
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
· respond to the question… |
| Documents |
|
|
| From 05/11/2019 to 08/01/2020 |
Consultation on MiFID II review report on position limits and position management - draft Technical Advice on weekly |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the…
|
| Documents |
|
|
| From 16/10/2019 to 13/01/2020 |
Joint Consultation concerning amendments to the PRIIPs KID |
Fund Management, Joint Committee |
SEE RESPONSES |
|
| Summary |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 2017 (hereinafter “PRIIPs Delegated Regulation”).
The consultation package includes:
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| Documents |
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