Consultations
| Date | Title | Section | Respond | Info | Summary | Documents |
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| From to | Call for evidence on asset segregation | Fund Management |
This document will be of interest to (i) depositaries of alternative investment funds and UCITS and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds and UCITS managers and their trade associations, as well as (iii)... |
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| From to | Consultation on the clearing obligation for financial counterparties with a limited volume of activity | Post Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which the comment relates; 3. contain a clear... |
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| From to | Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies | Credit Rating Agencies |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are... |
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| From to | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex... |
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| From to | Discussion Paper on UCITS share classes | Fund Management |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
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| From to | Consultation on future MAR list of information regarding commodity and spot markets | Market Abuse, Market Integrity |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Discussion paper on draft RTS and ITS under the Securities Financing Transaction Regulation | Post Trading |
The SFTR, published in December 2015, is the European Union’s response to the global initiative to bring more transparency to shadow banking activities. The new rules on transparency require both financial and non-financial market participants to report details of their securities financing... |
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| From to | Discussion Paper Benchmarks Regulation | Market Integrity, Benchmarks |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions... |
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| From to | Consultation on draft guidelines on the Market Abuse Regulation | Market Abuse, Market Integrity |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation | MiFID - Secondary Markets |
Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Consultation Paper on review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts | Post Trading |
The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper on the Review of Article 26 of RTS No 153/2013 with respect to client... |
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| From to | Consultation Paper on access, aggregation and comparison of TR data | Post Trading |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
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| From to | Validation and review of CRAs’ methodologies | Credit Rating Agencies |
The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Discussion Paper on the validation and review of Credit Rating Agencies’ methodologies. All contributions should be submitted online at... |
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| From to | Consultation Paper on PRIIPs Key Information Documents | Fund Management |
Submission of responses The consultation paper is available on the websites of the three ESAs. Comments on this consultation paper can be sent using the response form by 29 January 2016. Contributions not provided in the template for comments, or after the deadline will not be... |
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| From to | Consultation on indirect clearing under EMIR and MiFIR | Post Trading |
The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on Indirect clearing arrangements under EMIR and MiFIR. All contributions should be submitted online at www.esma.europa.eu... |
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| From to | Consultation Paper on the European Single Electronic Format | Corporate Disclosure, IFRS Supervisory Convergence |
The European Securities and Markets Authority (ESMA) today launches its public consultation on its regulatory technical standards on the European Single Electronic Format (ESEF). The amended Transparency Directive requires issuers listed on regulated markets to prepare their annual... |
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| From to | Consultation on Draft implementing technical standards under MiFID II | MiFID - Secondary Markets |
Who should read this paper? This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit... |
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| From to | Consultation on Review of EMIR Article 26 of RTS 153/2013 |
Discussion Paper |
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