Consultations

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306 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on future MAR list of information regarding commodity and spot markets Market Abuse, Market Integrity

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment...
From to Discussion paper on draft RTS and ITS under the Securities Financing Transaction Regulation Post Trading

The SFTR, published in December 2015, is the European Union’s response to the global initiative to bring more transparency to shadow banking activities. The new rules on transparency require both financial and non-financial market participants to report details of their securities financing...

From to Discussion Paper Benchmarks Regulation Market Integrity, Benchmarks

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions...

From to Consultation on draft guidelines on the Market Abuse Regulation Market Abuse, Market Integrity

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which...
From to Consultation Paper on review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts Post Trading

The European Securities and Markets Authority (ESMA) invites comments on all matters in this Consultation Paper on the Review of Article 26 of RTS No 153/2013 with respect to client...

From to Consultation Paper on access, aggregation and comparison of TR data Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Validation and review of CRAs’ methodologies Credit Rating Agencies

The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Discussion Paper on the validation and review of Credit Rating Agencies’ methodologies.

All contributions should be submitted online at...

From to Consultation Paper on PRIIPs Key Information Documents Fund Management

Submission of responses

The consultation paper is available on the websites of the three ESAs. Comments on this consultation paper can be sent using the response form by 29 January 2016.

Contributions not provided in the template for comments, or after the deadline will not be...

From to Consultation on indirect clearing under EMIR and MiFIR Post Trading

The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on Indirect clearing arrangements under EMIR and MiFIR.

All contributions should be submitted online at www.esma.europa.eu...

From to Consultation Paper on the European Single Electronic Format Corporate Disclosure, IFRS Supervisory Convergence

The European Securities and Markets Authority (ESMA) today launches its public consultation on its regulatory technical standards on the European Single Electronic Format (ESEF).

The amended Transparency Directive requires issuers listed on regulated markets to prepare their annual...

From to Consultation on Draft implementing technical standards under MiFID II MiFID - Secondary Markets

Who should read this paper?

This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit...

From to Consultation on Review of EMIR Article 26 of RTS 153/2013

Discussion Paper 
Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts
 
Responding to this paper
ESMA invites comments on all matters in this Discussion Paper on the Review of Article 26 of RTS No 153/2013 with respect to client accounts and in...

From to Consultation on draft regulatory technical standards under the ELTIF Regulation

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Guidelines on sound remuneration policies under the UCITS Directive and AIFMD Fund Management

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which...

From to Consultation on Draft Regulatory Technical Standards on the CSD Regulation

Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.   ...

From to Joint Committee consultation on Key Information Document for PRIIPS

EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).The discussion paper is available on the websites of the three...

From to Call for evidence - Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Corporate Governance

Responding to this Call for Evidence
ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a.    respond to the question stated;b.    indicate the specific question to which they...

From to Consultation No 4 on the Clearing Obligation under EMIR

 
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on the Clearing Obligation under EMIR (no.4).All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input...

From to Draft guidelines for the assessment of knowledge and competence

Responding to this paper
ESMA invites stakeholders to provide information on all matters in this paper and in particular on the specific questions summarised in Annex 1. Responses are most helpful if they:

• respond to the question stated;

• indicate the specific question to...

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