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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7185 documents
Date Reference Title Sections Type Main document Info
2013/232 FR Orientations relatives aux politiques de rémunération applicables aux gestionnaires de fonds d’investissement alternatifs Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 701.83 KB
2013/232 ET Suunised usaldusväärse tasustamispoliitika kohta alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi alusel Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 710.18 KB
2013/232 CS Obecné pokyny k zásadám řádného odměňování podle směrnice o správcích alternativních investičních fondů Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 768.61 KB
2013/232 BG Насоки за разумни политики за възнаграждения съгласно Директивата относно ЛУАИФ Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 782.88 KB
2013/232 Guidelines on sound remuneration policies under the AIFMD Fund Management Guidelines & Recommendations DOWNLOAD 731.73 KB
2013/867 ESMA publishes research on the sale of complex products to retail financial consumers Press Releases Press Release DOWNLOAD 95.07 KB
2013/326 Retailisation in the EU Risk monitoring Final Report DOWNLOAD 976.31 KB
2013/852 ESMA review finds good compliance with EU market abuse rules Market Abuse, Press Releases, Supervisory convergence Press Release DOWNLOAD 132.09 KB
2013/806 Supervisory Practices under MAD - Mapping Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 315.44 KB
2013/805 Supervisory Practices under MAD - Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
2013/815 Amendment to IAS 19 Employee benefits: Regional market issue Issuer disclosure Letter DOWNLOAD 137.01 KB
2013/853 ESMA approves Spread Research as a credit rating agency Credit Rating Agencies Press Release DOWNLOAD 73.4 KB
2013/845 Joint Committee of ESAs holds its first Consumer Protection Day Warnings and publications for investors Press Release DOWNLOAD 153.3 KB
2013/826 Keynote Speech - FESE Convention 2013, Berlin - Steven Maijoor, ESMA Chair Speeches Speech DOWNLOAD 184.01 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
2013/797 Keynote Speech - ISLA 22nd Annual Conference, Prague - Steven Maijoor, ESMA Chair Speeches Speech DOWNLOAD 109.99 KB
2013/743 ESMA clarifies boundary of CRA Regulation Credit Rating Agencies Press Release DOWNLOAD 119.21 KB
2013/720 Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 317.88 KB
2013/720 EN Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 221.56 KB
2224977 Updated mandate on EMIR equivalence Post Trading Letter DOWNLOAD 364.5 KB
ESMA 2012 ESMA Annual Report for 2012 About ESMA Annual Report DOWNLOAD 3.51 MB
2013/741 ESMA Data on Prospectuses Approved and Passported—January 2012 to December 2012 Prospectus, Issuer disclosure Final Report DOWNLOAD 457.11 KB
2013/SMSG/05 Agenda 18 April 2013 Securities and Markets Stakeholder Group DOWNLOAD 128.22 KB
2013/726 ESMA clarifies pay rules applicable to investment firms Investor protection Press Release DOWNLOAD 111.92 KB
2013/606 Guidelines on remuneration policies and practices (MiFID) Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 377.17 KB
2013/SMSG/02 Summary of conclusions of the SMSG meeting on 30-31 January 2013 Securities and Markets Stakeholder Group Reference DOWNLOAD 114.11 KB
2013/SMSG/01 Agenda 30-31 January 2013 Securities and Markets Stakeholder Group Reference DOWNLOAD 109.96 KB
2013/606 EN Guidelines on remuneration policies and practices (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 304.7 KB
2013/322 SK Usmernenia a odporúčania na zavedenie jednotných, efektívnych a účinných posúdení dohôd o interoperabilite Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 280.63 KB
2013/704 Application Form ESMA Securities and Markets Stakeholder Group 2013 Securities and Markets Stakeholder Group DOWNLOAD 45.76 KB
2013/322 SL Smernice in priporočila za vzpostavitev doslednega, učinkovitega in uspešnega ocenjevanja dogovorov o interoperabilnosti Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 266.78 KB
2013/322 ES Directrices y recomendaciones para establecer evaluaciones coherentes, eficientes y eficaces de los acuerdos de interoperabilidad Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 271.86 KB
2013/322 SV Riktlinjer och rekommendationer för att göra enhetliga, effektiva och ändamålsenliga bedömningar av samverkansöverenskommelser Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 262.06 KB
2013/703 ESMA Stakeholder Group Renewal Procedure 2013 Securities and Markets Stakeholder Group Reference DOWNLOAD 332.4 KB
2013/322 RO Orientări şi recomandări pentru instituirea unui sistem de evaluare coerentă, eficientă şi eficace a acordurilor de interoperabilitate Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 289.53 KB
2013/322 PT Orientações e recomendações com vista à definição de práticas de avaliação coerentes, eficientes e eficazes dos acordos de interoperabilidade Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 200.71 KB
2013/322 PL Wytyczne i zalecenia w zakresie spójnych, efektywnych i skutecznych ocen uzgodnień interoperacyjnych Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 280.92 KB
2013/322 MT Il-Linji Gwida u r-Rakkomandazzjonijiet biex jiġu stabbiliti valutazzjonijiet konsistenti, effiċjenti u effettivi tal-arranġamenti tal-interoperabilità Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 286.34 KB
2013/702 Call for expressions of interest regarding ESMA’s Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Reference DOWNLOAD 228.48 KB
2013/322 LT Nuoseklaus, veiksmingo ir efektyvaus sąveikos susitarimų vertinimo gairės ir rekomendacijos Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 317.58 KB
2013/322 LV Pamatnostādnes un ieteikumi saskaņotiem, efektīviem un derīgiem sadarbspējas vienošanās novērtējumiem Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.68 KB
2013/322 IT Orientamenti e raccomandazioni per favorire valutazioni uniformi, efficienti ed efficaci degli accordi di interoperabilità Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 187.4 KB
2013/322 HU Iránymutatások és ajánlások az interoperabilitási megállapodások egységes, hatékony és eredményes értékeléséhez Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 276.34 KB
2013/322 EL Κατευθυντήριες γραμμές και συστάσεις για την καθιέρωση συνεπών, αποδοτικών και αποτελεσματικών ρυθμίσεων διαλειτουργικότητας Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 314.83 KB
2013/322 DE Leitlinien und Empfehlungen für die Erstellung kohärenter, effizienter und wirksamer Bewertungen von Interoperabilitätsvereinbarungen Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 282.03 KB
2013/322 FR Orientations visant la mise en place d’évaluations cohérentes, efficaces et effectives des accords d’interopérabilité Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 280.03 KB
2013/322 FI Ohjeet ja suositukset yhteentoimivuusjärjestelyjen yhdenmukaista, tehokasta ja toimivaa arviointia varten Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.83 KB
2013/322 ET Suunised ja soovitused koostalitluskokkulepete järjekindlaks, tulemuslikuks ja tõhusaks hindamiseks Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 262.64 KB
2013/322 NL Richtsnoeren en aanbevelingen voor het opstellen van consistente, efficiënte en doeltreffende beoordeling van interoperabiliteitsregelingen Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 272.92 KB
2013/322 DA Retningslinjer og henstillinger med henblik på at fastlægge konsekvente og effektive vurderinger af interoperabilitetsordninger Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 261.84 KB
2013/322 BG Насоки и препоръки за установяване на последователни, ефикасни и ефективни оценки на споразуменията за оперативна съвместимост Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 281.65 KB
2013/322 CS Pokyny a doporučení k zavedení jednotného, efektivního a účinného posuzování dohod o interoperabilitě Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 405.48 KB
2013/322 Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 260.78 KB
2013/619 Comparison of liability regimes in Member States in relation to the Prospectus Directive Prospectus, Issuer disclosure Final Report DOWNLOAD 596.91 KB
2013/712 ESMA Risk Dashboard No.2, 2013 Risk monitoring Final Report DOWNLOAD 806.84 KB
2013/619 Annex II Comparative table of responses from EEA States Prospectus Report DOWNLOAD 2.15 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/619 Annex III Individual responses from EEA States Prospectus Report DOWNLOAD 2.63 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/700 ESMA approves Dagong Europe as a credit rating agency Credit Rating Agencies Press Release DOWNLOAD 73.5 KB
2013/BS/58 Summary of conclusions BoS meeting 14/03/13 Board of Supervisors Reference DOWNLOAD 278.22 KB
2013/684 ESMA and the EBA publish final principles on benchmarks Risk monitoring, Press Releases, Benchmarks Press Release DOWNLOAD 125.48 KB
2013/659 ESMA-EBA Principles for Benchmark-Setting Processes in the EU Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 396.35 KB
2013/658 Final Report - ESMA-EBA Principles for Benchmark-Setting Processes in the EU Risk monitoring Final Report DOWNLOAD 620.19 KB
2013/661 Guidelines and Recommendations regarding written agreements between members of CCP colleges Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.94 KB
2013/649 ESMA publishes review on impact of short selling regulation Short Selling, Press Releases Press Release DOWNLOAD 170.99 KB
2013-614 ESMA’s technical advice on short selling regulation Short Selling Technical Advice DOWNLOAD 2.3 MB
2013/626 Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore Credit Rating Agencies Technical Advice DOWNLOAD 840.48 KB
2013/630 ESMA approves EIU as a credit rating agency Credit Rating Agencies, Press Releases Press Release DOWNLOAD 73.53 KB
2013/629 ESMA promotes global supervisory co-operation on alternative funds Fund Management Press Release DOWNLOAD 174.57 KB
request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Post Trading Reference DOWNLOAD 626.54 KB
2013/600 Guidelines on key concepts of the AIFMD Fund Management Final Report DOWNLOAD 473.66 KB
2013/603 ESAs—Achievement and Challenges, by Steven Maijoor, Chair of ESMA About ESMA, Speeches Speech DOWNLOAD 87.87 KB
2013/592 Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD Fund Management Consultation Paper DOWNLOAD 973.51 KB
2013/599 2013 Consultation paper on AIFMD reporting - XSD schema and samples Fund Management Consultation Paper DOWNLOAD 29.41 KB
804587 EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) Post Trading Letter DOWNLOAD 157.5 KB
2013/542 Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps Short Selling, Market Integrity Opinion DOWNLOAD 96.41 KB
OJ/17/04/2013-PROC/2013/004 Training and e-learning services for ESMA — Deadline 3 June 2013 Procurement CLOSED Procedure DOWNLOAD 574.86 KB
2013/518 ESMA Chair and Executive Director - Key Dates Calendar About ESMA Reference DOWNLOAD 155.27 KB
2013/514 Towards an EU-Securities Market: Challenges for Banks. ESMA Executive Director, Verena Ross Speeches Speech DOWNLOAD 84.88 KB
2013/267 SV CFD-Kontrakt Warnings and publications for investors Investor Warning DOWNLOAD 289.47 KB
2013/267 SL Finančne pogodbe na razliko (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 417.91 KB
2013/267 SK Zmluvy o rozdiele (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 349.04 KB
2013/267 RO Contracte pentru diferentă (CFD-uri) Warnings and publications for investors Investor Warning DOWNLOAD 347.86 KB
2013/267 PT Contratos diferenciais (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 315.37 KB
2013/267 PL Kontrakty różnic kursowych (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 408.86 KB
2013/267 NL Contracts for difference (CFDs) Warnings and publications for investors Investor Warning DOWNLOAD 441.01 KB
2013/267 MT Kuntratti għad-differenza (CFDs) Warnings and publications for investors Investor Warning DOWNLOAD 285.64 KB
2013/267 LV Cenu starpības līgumiem (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 456.82 KB
2013/267 LT Sandoriai dėl kainų skirtumo (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 318.48 KB
2013/267 IT Contratti per differenza (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 416.5 KB
2013/267 HU Különbözeten alapuló ügyletek (CFD-k) Warnings and publications for investors Investor Warning DOWNLOAD 431.21 KB
2013/267 FR Contrats sur différence (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 386.18 KB
2013/267 FI Hinnanerosopimukset (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 455.13 KB
2013/267 ET Hinnavahelepingud (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 457.39 KB
2013/267 ES Contratos por Diferencias (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 270.64 KB
2013/267 EL Συμβάσεις επί διαφορών (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 427.45 KB
2013/267 DE Differenzgeschäfte (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 518.87 KB
2013/267 DA Differencekontrakter (CFD'er) Warnings and publications for investors Investor Warning DOWNLOAD 435.78 KB
2013/267 CS Rozdílové smlouvy (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 578.42 KB
2013/267 BG ДОГОВОРИТЕ ЗА РАЗЛИКИ (CFD) Warnings and publications for investors Investor Warning DOWNLOAD 549.63 KB
ESMA/2013/475 Press Release ESMA finds divergence in national supervision of money market funds Supervisory convergence Press Release DOWNLOAD 136.95 KB