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ESMA22-106-311 |
Summary of Conclusions Board of Supervisors meeting 5 July 2017 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 422.99 KB |
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ESMA22-106-309 |
Summary of Conclusions Management Board meeting 5 July 2017 |
Management Board |
Summary of Conclusions |
DOWNLOAD 182.33 KB |
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ESMA70-153-3 |
Practical Guidance for the Recognition of Third-Country CSDs by ESMA |
Post Trading |
Reference |
DOWNLOAD 359.76 KB |
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ESMA70-154-356 |
Public statement - Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits |
Trading |
Statement |
DOWNLOAD 165.66 KB |
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ESMA70-145-171 |
Opinion on the intended accepted market practice on liquidity contracts notified by the CMVM |
Market Integrity |
Opinion |
DOWNLOAD 364.69 KB |
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ESMA71-99-599 |
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases |
Press Release |
DOWNLOAD 243.97 KB |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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ESMA71-319-53 |
Verena Ross Keynote AFME Compliance and Legal Conference |
Trading, Speeches |
Speech |
DOWNLOAD 236.94 KB |
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ESMA71-99-595 |
New Working Group on a Risk-Free Reference Rate for the Euro Area |
Benchmarks |
Press Release |
DOWNLOAD 147.1 KB |
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ESMA32-67-423 |
Letter to the IASB on post-implementation review - IFRS 13 fair value measurement |
Issuer disclosure, Audit, Financial reporting |
Letter |
DOWNLOAD 91.23 KB |
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ESMA22-106-349 |
SoC Joint BoS and SMSG meeting 6 July 2017 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 131.13 KB |
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ESMA22-106-348 |
SoC SMSG meeting on 6-7 July 2017 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 200.62 KB |
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ESMA43-318-1079 |
Warning - Unauthorised use of ESMA’s identity and logo |
About ESMA, Warnings and publications for investors |
Reference |
DOWNLOAD 241.2 KB |
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ESMA71-99-577 |
ESMA sees valuation risk at highest levels due to financial weakness and geopolitical uncertainty |
Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 131.39 KB |
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ESMA50-165-413 |
ESMA Risk Dashboard No.3 2017 |
Risk monitoring |
Report |
DOWNLOAD 868.91 KB |
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ESMA70-146-15 |
ESMA opinion on CNMV short selling ban on Liberbank |
Market Integrity |
Opinion |
DOWNLOAD 181.56 KB |
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Delegation agreement - FI/DK |
Delegation Agreement between Finanssivalvonta and Finansinspektionen |
Investor protection, Trading |
Reference |
DOWNLOAD 233.71 KB |
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ESMA70-151-552 |
Guidelines on transfer of data between Trade Repositories |
Guidelines and Technical standards, Post Trading |
Final Report |
DOWNLOAD 969.54 KB |
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ESMA70-155-993 |
ESMA Opinion on AMF position limits on rapeseed |
Trading |
Opinion |
DOWNLOAD 421.96 KB |
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ESMA70-155-983 |
ESMA Opinion on AMF position limits on milling wheat |
Trading |
Opinion |
DOWNLOAD 348.35 KB |
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ESMA70-155-988 |
ESMA Opinion on AMF position limits on corn |
Trading |
Opinion |
DOWNLOAD 337.15 KB |
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ESMA/2016/1452 TC |
Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes |
Trading |
Guidelines & Recommendations |
DOWNLOAD 4.75 MB |
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2016/1452 |
Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 7.13 MB |
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| Related documents |
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| Summary |
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PROC/2017/08 |
Open tender for Property advice and technical assistance - Deadline: 30/08/2017 |
Procurement |
CLOSED Procedure |
DOWNLOAD 107.41 KB |
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ESMA20-92-66 |
ESMA Staff Stakeholder contacts in the Second Quarter 2017 |
About ESMA |
Reference |
DOWNLOAD 140.84 KB |
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ESMA32-62-91 |
Comment letter to the IAASB on ISA 540 Auditing accounting estimates |
Audit, Issuer disclosure |
Letter |
DOWNLOAD 361.8 KB |
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ESMA43-318-752 |
Statement to European Parliament Petitions Committee |
Supervisory convergence |
Statement |
DOWNLOAD 359.62 KB |
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ESMA34-45-277 |
Opinion on asset segregation and custody services |
Fund Management |
Opinion |
DOWNLOAD 604.81 KB |
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MoU ESMA SEBI |
Previous MoU on CCPs between ESMA and SEBI |
International cooperation, Post Trading |
Reference |
DOWNLOAD 714.53 KB |
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BoA 2017 01 |
FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision |
Board of Appeal, Credit Rating Agencies |
Decision |
DOWNLOAD 693 KB |
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ESMA50-164-820 |
Regulatory Technology: Reshaping the Supervisor-Market Participant Relationship |
Digital Finance and Innovation, Speeches |
Speech |
DOWNLOAD 251.54 KB |
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ESMA71-99-521 |
ESMA recommends improvements in financial information enforcement |
Financial reporting, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 148.06 KB |
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ESMA42-111-4138 |
Peer Review on Guidelines on Enforcement of Financial Information |
Financial reporting, Supervisory convergence |
Report |
DOWNLOAD 1.86 MB |
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ESMA32-61-178 |
Letter to IASB regarding its exposure draft on Improvements to IFRS 8 operating segments |
Issuer disclosure, Audit |
Letter |
DOWNLOAD 211.3 KB |
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ESMA32-61-179 |
Letter to EFRAG on IASB exposure draft improvements to IFRS 8 operating segments |
Issuer disclosure, Audit |
Letter |
DOWNLOAD 212.64 KB |
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ESMA70-154-270 |
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union |
Brexit, Trading, Supervisory convergence |
Opinion |
DOWNLOAD 181.69 KB |
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ESMA2017-PROC |
Annual list of contractors - 2016 |
Procurement |
Reference |
DOWNLOAD 303.84 KB |
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ESMA35-43-748 |
Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 740.94 KB |
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ESMA71-99-526 |
ESMA issues sector-specific principles on relocations from the UK to the EU27 |
Brexit, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 157.73 KB |
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ESMA35-43-762 |
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union |
Brexit, Investor protection, Supervisory convergence |
Opinion |
DOWNLOAD 236.23 KB |
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ESMA35-45-344 |
Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union |
Brexit, Fund Management, Supervisory convergence |
Opinion |
DOWNLOAD 246.6 KB |
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ESMA70-146-13 |
Opinion on CNMV renewal of emergency measure under Short-Selling Regulation |
Market Integrity |
Opinion |
DOWNLOAD 309.99 KB |
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ESMA32-67-284 |
Review of Fair Value Measurement in the IFRS financial statements |
Issuer disclosure, Financial reporting |
Report |
DOWNLOAD 1.58 MB |
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ESMA70-151-435 |
CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 |
Post Trading |
Guidelines & Recommendations |
DOWNLOAD 350.97 KB |
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| Related documents |
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| Summary |
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| Translated versions |
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ESMA70-151-370 |
Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR |
Post Trading |
Final Report |
DOWNLOAD 529.75 KB |
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ESMA70-151-457 |
Consultation paper on guidelines on Internalised Settlement Reporting under Article 9 of CSDR |
Post Trading |
Consultation Paper |
DOWNLOAD 414.42 KB |
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ESMA70-151-573 |
Letter to European Commission Vice President Dombrovskis ESMA views on third-country regimes |
|
Letter |
DOWNLOAD 134.06 KB |
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ESMA70-145-127 |
Consultation paper on the evaluation of the short-selling regulation |
Market Integrity, Short Selling |
Consultation Paper |
DOWNLOAD 1.46 MB |
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ESMA71-99-514 |
Press release - ESMA proposes simplifications for prospectuses |
Press Releases, Prospectus |
Press Release |
DOWNLOAD 191.96 KB |
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ESMA31-62-532 |
Draft technical advice on format and content of the prospectus |
Prospectus |
Consultation Paper |
DOWNLOAD 2.81 MB |
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ESMA31-62-649 |
Draft technical advice on content and format of the EU Growth prospectus |
Prospectus |
Consultation Paper |
DOWNLOAD 1.38 MB |
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ESMA31-62-650 |
Draft technical advice on scrutiny and approval of the prospectus |
Prospectus |
Consultation Paper |
DOWNLOAD 1.09 MB |
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ESMA31-62-649 reply form |
Response form_Consultation Paper on EU Growth prospectus |
Prospectus |
Reference |
DOWNLOAD 771.83 KB |
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ESMA31-62-532 reply form |
Response form_Consultation Paper on format and content of the prospectus |
Prospectus |
Reference |
DOWNLOAD 776.87 KB |
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ESMA31-62-650 reply form |
Response form_Consultation Paper on scrutiny and approval |
Prospectus |
Reference |
DOWNLOAD 768.87 KB |
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ESMA22-106-271 |
Summary of Conclusions Board of Supervisors meeting 23-24 May 2017 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 380.58 KB |
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ESMA71-99-522 |
ESMA appoints new member to its Management Board |
About ESMA, Management Board |
Statement |
DOWNLOAD 144.98 KB |
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ESMA22-106-250 |
Summary of Conclusions Management Board meeting 22 May 2017 |
Management Board |
Summary of Conclusions |
DOWNLOAD 196.83 KB |
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ESMA22-106-295 |
Summary of Conclusions SMSG meeting 27 April 2017 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 192.82 KB |
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ESMA31-62-746 |
EEA prospectus activity in 2016 |
Prospectus, Prospectus |
Report |
DOWNLOAD 475.66 KB |
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ESMA35-36-885 |
Product Intervention - General Statement |
Digital Finance and Innovation, Investor protection |
Statement |
DOWNLOAD 123.04 KB |
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ESMA32-60-196 |
Call for volunteers - Field test European Single Electronic format (ESEF) |
Issuer disclosure, Electronic reporting |
Reference |
DOWNLOAD 251.41 KB |
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ESMA70-156-158 |
Letter to co-legislators on MiFID II implementation |
Trading |
Letter |
DOWNLOAD 124.39 KB |
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ESMA70-872942901-63 |
Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 272.82 KB |
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| Related documents |
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| Summary |
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| Translated versions |
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ESMA22-106-272 |
Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 596.33 KB |
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ESMA22-106-265 |
SMSG Advice - Securities lending Report |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 141.55 KB |
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ESMA22-106-264 |
SMSG Advice - Own Initiative Report Product Intervention |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 1.08 MB |
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PROC/2017/02 |
Middle value negotiated tender for « Installation et fourniture de machines de café incluant la maintenance, la fourniture de café et de boissons chaudes pour le personnel de l’ESMA » – Deadline 03/07/2017 |
Procurement |
CLOSED Procedure |
DOWNLOAD 290.53 KB |
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ESMA70-393682164-33 |
Call for expressions of interest for the Consultative Working Group of ESMA's Post Trading Standing Committee |
Post Trading |
Reference |
DOWNLOAD 262.49 KB |
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ESMA70-393682164-34 |
Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee |
Post Trading |
Reference |
DOWNLOAD 36.91 KB |
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WP12017 |
ESMA working paper on collateral scarcity premia in Euro area repo markets |
Risk monitoring |
Reference |
DOWNLOAD 1.01 MB |
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ESMA70-156-166 |
Response template consultation trading obligation MiFIR |
Trading |
Reference |
DOWNLOAD 771 KB |
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ESMA70-156-71 |
Consultation paper trading obligation for derivatives under MiFIR |
Trading |
Consultation Paper |
DOWNLOAD 1.08 MB |
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ESMA22-106-216 |
Summary of Conclusions Board of Supervisors meeting 29/03/2017 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 322 KB |
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Delegation agreement - SE/DK |
Delegation Agreement between Finanstilsynet and Finansinspektionen |
Investor protection, Trading |
Reference |
DOWNLOAD 113.56 KB |
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ESMA20-95-590 |
Annual Report 2016 |
Board of Supervisors, About ESMA, About ESMA |
Annual Report |
DOWNLOAD 2.94 MB |
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ESMA50-165-331 |
ESMA Risk Dashboard 1Q2107 |
Risk monitoring |
Report |
DOWNLOAD 744.43 KB |
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ESMA70-146-10 |
Opinion on CNMV emergency measure under the Short Selling Regulation |
Short Selling |
Opinion |
DOWNLOAD 181.85 KB |
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ESMA70-151-298 |
Guidelines on CSD access to trading feeds of CCPs and TVs |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 190.81 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
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, FI
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, IT
, LT
, LV
, MT
, NL
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, PT
, RO
, SK
, SL
, SV
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ESMA70-151-294 |
Guidelines on CSD participant default rules |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 369.39 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
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, DA
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, EL
, ES
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, FI
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, HU
, IT
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, LV
, MT
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, RO
, SK
, SL
, SV
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ESMA70-145-104 |
Introductory statement for ECON meeting on level 2 Measures under the Benchmarks Regulation (BMR) |
Market Integrity |
Statement |
DOWNLOAD 206.91 KB |
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ESMA50-158-457 |
ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector |
Digital Finance and Innovation |
Report |
DOWNLOAD 712.26 KB |
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ESMA22-106-211 |
Summary of Conclusions Management Board meeting 28/03/2017 |
Management Board |
Summary of Conclusions |
DOWNLOAD 189.59 KB |
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ESMA71-99-480 |
Looking to the future |
|
Speech |
DOWNLOAD 271.85 KB |
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ESMA70-145-81 |
Final report on draft RTS on cooperation with third countries under BMR |
Benchmarks |
Final Report |
DOWNLOAD 203.07 KB |
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ESMA70-143-5 |
Methodological framework for mandatory benchmarks contributions |
Benchmarks |
Report |
DOWNLOAD 282.75 KB |
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ESMA35-43-620 |
Final report on guidelines on MiFID II product governance requirements |
Investor protection |
Final Report |
DOWNLOAD 713.52 KB |
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ESMA70-708036281-73 |
CSDR substential importance indicators - template |
Post Trading |
Guidelines & Recommendations |
DOWNLOAD 140.54 KB |
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ESMA70-708036281-72 |
CSDR relevant currencies indicators - template |
Post Trading |
Reference |
DOWNLOAD 283 KB |
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ESMA7--145-100 |
Final report on MAR ITS on cooperation between competent authorities |
Market Abuse, Market Integrity |
Final Report |
DOWNLOAD 926.19 KB |
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ESMA70-151-291 |
Consultation paper on guidelines on CCPs' conflict of interest management |
Post Trading |
Consultation Paper |
DOWNLOAD 344.94 KB |
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ESMA71-99-466 |
Public Notice - Moody's Germany and Moody's United Kingdom |
Board of Supervisors |
Statement |
DOWNLOAD 297.01 KB |
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ESMA71-99-466 |
ESMA fines Moody’s €1.24 million for credit ratings breaches |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 238.35 KB |
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ESMA22-106-209 |
Summary of Conclusions Board of Supervisors Conference call 03/05/2017 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 185.2 KB |
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ESMA71-99-470 |
ESMA registers Bloomberg Trade Repository Limited as a trade repository |
Press Releases, Trade Repositories |
Statement |
DOWNLOAD 141.48 KB |
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ESMA71-99-469 |
ESMA issues principles on supervisory approach to relocations from the UK |
Brexit, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 143.31 KB |
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ESMA42-110-433 |
General Principles to support supervisory convergence in the context of the UK withdrawing from the EU |
Brexit, Supervisory convergence |
Opinion |
DOWNLOAD 182.68 KB |
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ESMA03-173-194 |
Letter to European Commission Vice President Dombrovskis - formal response to consultation on the review of the operation of the ESAs |
|
Letter |
DOWNLOAD 171.33 KB |
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ESMA70-145-103 |
Communication on launch of reference data submission under MAR |
Market Abuse, Market Integrity |
Opinion |
DOWNLOAD 132.12 KB |
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ESMA71-102-160 |
Reply Form for MMF Consultation |
|
Reference |
DOWNLOAD 771.09 KB |
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