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7186 documents
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ESMA22-106-311 Summary of Conclusions Board of Supervisors meeting 5 July 2017 Board of Supervisors Summary of Conclusions DOWNLOAD 422.99 KB
ESMA22-106-309 Summary of Conclusions Management Board meeting 5 July 2017 Management Board Summary of Conclusions DOWNLOAD 182.33 KB
ESMA70-153-3 Practical Guidance for the Recognition of Third-Country CSDs by ESMA Post Trading Reference DOWNLOAD 359.76 KB
ESMA70-154-356 Public statement - Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits Trading Statement DOWNLOAD 165.66 KB
ESMA70-145-171 Opinion on the intended accepted market practice on liquidity contracts notified by the CMVM Market Integrity Opinion DOWNLOAD 364.69 KB
ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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ESMA71-319-53 Verena Ross Keynote AFME Compliance and Legal Conference Trading, Speeches Speech DOWNLOAD 236.94 KB
ESMA71-99-595 New Working Group on a Risk-Free Reference Rate for the Euro Area Benchmarks Press Release DOWNLOAD 147.1 KB
ESMA32-67-423 Letter to the IASB on post-implementation review - IFRS 13 fair value measurement Issuer disclosure, Audit, Financial reporting Letter DOWNLOAD 91.23 KB
Related documents Review of Fair Value Measurement in the IFRS financial statements
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ESMA22-106-349 SoC Joint BoS and SMSG meeting 6 July 2017 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 131.13 KB
ESMA22-106-348 SoC SMSG meeting on 6-7 July 2017 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 200.62 KB
ESMA43-318-1079 Warning - Unauthorised use of ESMA’s identity and logo About ESMA, Warnings and publications for investors Reference DOWNLOAD 241.2 KB
ESMA71-99-577 ESMA sees valuation risk at highest levels due to financial weakness and geopolitical uncertainty Press Releases, Risk monitoring Press Release DOWNLOAD 131.39 KB
ESMA50-165-413 ESMA Risk Dashboard No.3 2017 Risk monitoring Report DOWNLOAD 868.91 KB
ESMA70-146-15 ESMA opinion on CNMV short selling ban on Liberbank Market Integrity Opinion DOWNLOAD 181.56 KB
Delegation agreement - FI/DK Delegation Agreement between Finanssivalvonta and Finansinspektionen Investor protection, Trading Reference DOWNLOAD 233.71 KB
ESMA70-151-552 Guidelines on transfer of data between Trade Repositories Guidelines and Technical standards, Post Trading Final Report DOWNLOAD 969.54 KB
ESMA70-155-993 ESMA Opinion on AMF position limits on rapeseed Trading Opinion DOWNLOAD 421.96 KB
ESMA70-155-983 ESMA Opinion on AMF position limits on milling wheat Trading Opinion DOWNLOAD 348.35 KB
ESMA70-155-988 ESMA Opinion on AMF position limits on corn Trading Opinion DOWNLOAD 337.15 KB
ESMA/2016/1452 TC Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes Trading Guidelines & Recommendations DOWNLOAD 4.75 MB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 7.13 MB
Related documents
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
PROC/2017/08 Open tender for Property advice and technical assistance - Deadline: 30/08/2017 Procurement CLOSED Procedure DOWNLOAD 107.41 KB
ESMA20-92-66 ESMA Staff Stakeholder contacts in the Second Quarter 2017 About ESMA Reference DOWNLOAD 140.84 KB
ESMA32-62-91 Comment letter to the IAASB on ISA 540 Auditing accounting estimates Audit, Issuer disclosure Letter DOWNLOAD 361.8 KB
ESMA43-318-752 Statement to European Parliament Petitions Committee Supervisory convergence Statement DOWNLOAD 359.62 KB
ESMA34-45-277 Opinion on asset segregation and custody services Fund Management Opinion DOWNLOAD 604.81 KB
MoU ESMA SEBI Previous MoU on CCPs between ESMA and SEBI International cooperation, Post Trading Reference DOWNLOAD 714.53 KB
BoA 2017 01 FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision Board of Appeal, Credit Rating Agencies Decision DOWNLOAD 693 KB
ESMA50-164-820 Regulatory Technology: Reshaping the Supervisor-Market Participant Relationship Digital Finance and Innovation, Speeches Speech DOWNLOAD 251.54 KB
ESMA71-99-521 ESMA recommends improvements in financial information enforcement Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 148.06 KB
Related documents Peer Review on Guidelines on Enforcement of Financial Information
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ESMA42-111-4138 Peer Review on Guidelines on Enforcement of Financial Information Financial reporting, Supervisory convergence Report DOWNLOAD 1.86 MB
ESMA32-61-178 Letter to IASB regarding its exposure draft on Improvements to IFRS 8 operating segments Issuer disclosure, Audit Letter DOWNLOAD 211.3 KB
ESMA32-61-179 Letter to EFRAG on IASB exposure draft improvements to IFRS 8 operating segments Issuer disclosure, Audit Letter DOWNLOAD 212.64 KB
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA2017-PROC Annual list of contractors - 2016 Procurement Reference DOWNLOAD 303.84 KB
ESMA35-43-748 Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements Investor protection Consultation Paper DOWNLOAD 740.94 KB
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA70-146-13 Opinion on CNMV renewal of emergency measure under Short-Selling Regulation Market Integrity Opinion DOWNLOAD 309.99 KB
ESMA32-67-284 Review of Fair Value Measurement in the IFRS financial statements Issuer disclosure, Financial reporting Report DOWNLOAD 1.58 MB
ESMA70-151-435 CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 Post Trading Guidelines & Recommendations DOWNLOAD 350.97 KB
Related documents
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-151-370 Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Post Trading Final Report DOWNLOAD 529.75 KB
ESMA70-151-457 Consultation paper on guidelines on Internalised Settlement Reporting under Article 9 of CSDR Post Trading Consultation Paper DOWNLOAD 414.42 KB
ESMA70-151-573 Letter to European Commission Vice President Dombrovskis ESMA views on third-country regimes Letter DOWNLOAD 134.06 KB
ESMA70-145-127 Consultation paper on the evaluation of the short-selling regulation Market Integrity, Short Selling Consultation Paper DOWNLOAD 1.46 MB
ESMA71-99-514 Press release - ESMA proposes simplifications for prospectuses Press Releases, Prospectus Press Release DOWNLOAD 191.96 KB
Related documents Draft technical advice on format and content of the prospectus Draft technical advice on content and format of the EU Growth prospectus Draft technical advice on scrutiny and approval of the prospectus
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ESMA31-62-532 Draft technical advice on format and content of the prospectus Prospectus Consultation Paper DOWNLOAD 2.81 MB
Related documents Response form_Consultation Paper on format and content of the prospectus
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ESMA31-62-649 Draft technical advice on content and format of the EU Growth prospectus Prospectus Consultation Paper DOWNLOAD 1.38 MB
Related documents Response form_Consultation Paper on EU Growth prospectus
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ESMA31-62-650 Draft technical advice on scrutiny and approval of the prospectus Prospectus Consultation Paper DOWNLOAD 1.09 MB
ESMA31-62-649 reply form Response form_Consultation Paper on EU Growth prospectus Prospectus Reference DOWNLOAD 771.83 KB
ESMA31-62-532 reply form Response form_Consultation Paper on format and content of the prospectus Prospectus Reference DOWNLOAD 776.87 KB
ESMA31-62-650 reply form Response form_Consultation Paper on scrutiny and approval Prospectus Reference DOWNLOAD 768.87 KB
ESMA22-106-271 Summary of Conclusions Board of Supervisors meeting 23-24 May 2017 Board of Supervisors Summary of Conclusions DOWNLOAD 380.58 KB
ESMA71-99-522 ESMA appoints new member to its Management Board About ESMA, Management Board Statement DOWNLOAD 144.98 KB
ESMA22-106-250 Summary of Conclusions Management Board meeting 22 May 2017 Management Board Summary of Conclusions DOWNLOAD 196.83 KB
ESMA22-106-295 Summary of Conclusions SMSG meeting 27 April 2017 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 192.82 KB
ESMA31-62-746 EEA prospectus activity in 2016 Prospectus, Prospectus Report DOWNLOAD 475.66 KB
ESMA35-36-885 Product Intervention - General Statement Digital Finance and Innovation, Investor protection Statement DOWNLOAD 123.04 KB
ESMA32-60-196 Call for volunteers - Field test European Single Electronic format (ESEF) Issuer disclosure, Electronic reporting Reference DOWNLOAD 251.41 KB
ESMA70-156-158 Letter to co-legislators on MiFID II implementation Trading Letter DOWNLOAD 124.39 KB
ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-272 Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs Securities and Markets Stakeholder Group Letter DOWNLOAD 596.33 KB
ESMA22-106-265 SMSG Advice - Securities lending Report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 141.55 KB
ESMA22-106-264 SMSG Advice - Own Initiative Report Product Intervention Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 1.08 MB
PROC/2017/02 Middle value negotiated tender for « Installation et fourniture de machines de café incluant la maintenance, la fourniture de café et de boissons chaudes pour le personnel de l’ESMA » – Deadline 03/07/2017 Procurement CLOSED Procedure DOWNLOAD 290.53 KB
ESMA70-393682164-33 Call for expressions of interest for the Consultative Working Group of ESMA's Post Trading Standing Committee Post Trading Reference DOWNLOAD 262.49 KB
ESMA70-393682164-34 Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee Post Trading Reference DOWNLOAD 36.91 KB
WP12017 ESMA working paper on collateral scarcity premia in Euro area repo markets Risk monitoring Reference DOWNLOAD 1.01 MB
ESMA70-156-166 Response template consultation trading obligation MiFIR Trading Reference DOWNLOAD 771 KB
ESMA70-156-71 Consultation paper trading obligation for derivatives under MiFIR Trading Consultation Paper DOWNLOAD 1.08 MB
ESMA22-106-216 Summary of Conclusions Board of Supervisors meeting 29/03/2017 Board of Supervisors Summary of Conclusions DOWNLOAD 322 KB
Delegation agreement - SE/DK Delegation Agreement between Finanstilsynet and Finansinspektionen Investor protection, Trading Reference DOWNLOAD 113.56 KB
ESMA20-95-590 Annual Report 2016 Board of Supervisors, About ESMA, About ESMA Annual Report DOWNLOAD 2.94 MB
ESMA50-165-331 ESMA Risk Dashboard 1Q2107 Risk monitoring Report DOWNLOAD 744.43 KB
ESMA70-146-10 Opinion on CNMV emergency measure under the Short Selling Regulation Short Selling Opinion DOWNLOAD 181.85 KB
ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 190.81 KB
Related documents
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-151-294 Guidelines on CSD participant default rules Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 369.39 KB
Related documents
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-145-104 Introductory statement for ECON meeting on level 2 Measures under the Benchmarks Regulation (BMR) Market Integrity Statement DOWNLOAD 206.91 KB
ESMA50-158-457 ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector Digital Finance and Innovation Report DOWNLOAD 712.26 KB
ESMA22-106-211 Summary of Conclusions Management Board meeting 28/03/2017 Management Board Summary of Conclusions DOWNLOAD 189.59 KB
ESMA71-99-480 Looking to the future Speech DOWNLOAD 271.85 KB
ESMA70-145-81 Final report on draft RTS on cooperation with third countries under BMR Benchmarks Final Report DOWNLOAD 203.07 KB
ESMA70-143-5 Methodological framework for mandatory benchmarks contributions Benchmarks Report DOWNLOAD 282.75 KB
ESMA35-43-620 Final report on guidelines on MiFID II product governance requirements Investor protection Final Report DOWNLOAD 713.52 KB
ESMA70-708036281-73 CSDR substential importance indicators - template Post Trading Guidelines & Recommendations DOWNLOAD 140.54 KB
ESMA70-708036281-72 CSDR relevant currencies indicators - template Post Trading Reference DOWNLOAD 283 KB
ESMA7--145-100 Final report on MAR ITS on cooperation between competent authorities Market Abuse, Market Integrity Final Report DOWNLOAD 926.19 KB
ESMA70-151-291 Consultation paper on guidelines on CCPs' conflict of interest management Post Trading Consultation Paper DOWNLOAD 344.94 KB
ESMA71-99-466 Public Notice - Moody's Germany and Moody's United Kingdom Board of Supervisors Statement DOWNLOAD 297.01 KB
ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 238.35 KB
Related documents Public Notice - Moody's Germany and Moody's United Kingdom
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ESMA22-106-209 Summary of Conclusions Board of Supervisors Conference call 03/05/2017 Board of Supervisors Summary of Conclusions DOWNLOAD 185.2 KB
ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
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ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
ESMA03-173-194 Letter to European Commission Vice President Dombrovskis - formal response to consultation on the review of the operation of the ESAs Letter DOWNLOAD 171.33 KB
ESMA70-145-103 Communication on launch of reference data submission under MAR Market Abuse, Market Integrity Opinion DOWNLOAD 132.12 KB
ESMA71-102-160 Reply Form for MMF Consultation Reference DOWNLOAD 771.09 KB