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ESMA32-61-222 |
Letter to IASB on Exposure Draft on Amendments to IAS 1 and IAS 8 |
Audit |
Letter |
DOWNLOAD 81.11 KB |
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ESMA32-61-229 |
Letter to EFRAG on Exposure Draft Amendments to IAS 8 |
Audit |
Letter |
DOWNLOAD 172.09 KB |
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ESMA32-61-230 |
Letter to EFRAG on Exposure Draft on Amendments to IAS 1 and IAS 8 |
Audit |
Letter |
DOWNLOAD 83.82 KB |
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ESMA62-167-139 |
Avis d’appel à candidatures : Location de surfaces de bureaux ou autres locaux à usages de bureaux – Date limite 02/01/2018 |
Procurement |
CLOSED Procedure |
DOWNLOAD 392.25 KB |
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ESMA50-164-1173 |
Press Release MiFID/MAR Transitional Transparency Calculations |
Market Abuse, Market Integrity, Trading, Market data, Press Releases |
Press Release |
DOWNLOAD 225.44 KB |
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ESMA71-99-669 |
ESMA MIFID and MAR Data Systems |
Market Abuse, Market Integrity, Trading, Market data |
Reference |
DOWNLOAD 208.06 KB |
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ESMA50-165-498 |
ESMA Risk Dashboard No 4 2017 |
Risk monitoring |
Report |
DOWNLOAD 976.96 KB |
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ESMA34-45-450 |
Verena Ross Keynote ICI Global conference |
Speeches |
Speech |
DOWNLOAD 187.78 KB |
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ESMA31-69-163 FORM |
Application form for CFSC CWG |
Issuer disclosure, Prospectus |
Reference |
DOWNLOAD 34.73 KB |
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ESMA31-69-163 |
Call for expressions of interest for the Consultative Working Group of ESMA’s Corporate Finance Standing Committee (CFSC) |
Issuer disclosure, Prospectus |
Reference |
DOWNLOAD 275.59 KB |
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ESMA22-106-535 |
SMSG Report on Access to public capital markets for SMEs |
Securities and Markets Stakeholder Group |
Report |
DOWNLOAD 1.11 MB |
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ESMA22-106-484 |
2018 SMSG application form |
Board of Supervisors, Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 39.24 KB |
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ESMA22-106-483 |
SMSG Expresssion of interest 30 November 2017 |
Board of Supervisors, Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 321.68 KB |
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ESMA71-319-65 |
Keynote Address at ASIFMA Annual Conference 2017 Hong Kong - Verena Ross |
Trading, Post Trading, Speeches |
Speech |
DOWNLOAD 208.99 KB |
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ECB/ESMA/FSMA |
Risk Free Rate Working Group Application Form |
Benchmarks |
Reference |
DOWNLOAD 25.87 KB |
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ESMA71-99-661 |
Peer Review on MiFID Compliance Function Press Release |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 149.89 KB |
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ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
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ESMA71-99-664 |
ESMA registers NEX Abide Trade Repository AB as a trade repository |
Post Trading |
Statement |
DOWNLOAD 141.64 KB |
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ESMA71-99-662 |
GFMA-ASIFMA LEI WEBINAR 19.10.17 |
Trading |
Speech |
DOWNLOAD 688.5 KB |
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ESMA22-106-475 |
Summary of Conclusions SMSG meeting 21 September 2017 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 206.1 KB |
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ESMA22-106-474 |
SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 771.46 KB |
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ESMA71-99-642 |
ESMA clarifies endorsement regime for third-country credit ratings |
Credit Rating Agencies |
Press Release |
DOWNLOAD 307.12 KB |
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ESMA33-9-207 |
Technical Advice on CRA Regulatory Equivalence - CRA 3 Update |
Credit Rating Agencies |
Final Report |
DOWNLOAD 1.51 MB |
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ESMA33-9-205 |
Final Report on the application of the CRA endorsement regime |
Credit Rating Agencies |
Final Report |
DOWNLOAD 1.02 MB |
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|
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ESMA70-151-819a |
Response form EMIR consultation on position calculations |
Post Trading |
Reference |
DOWNLOAD 771.37 KB |
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ESMA70-151-819 |
Consultation paper on position calculation under EMIR |
Post Trading |
Consultation Paper |
DOWNLOAD 1.41 MB |
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ESMA34-49-103 |
Technical advice, draft implementing technical standards and guidelines under the MMF Regulation |
Fund Management |
Final Report |
DOWNLOAD 989.54 KB |
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ESMA34-45-438 |
EFAMA Investment Management Forum 2017 – The Square Brussels Meeting Centre |
Speeches |
Speech |
DOWNLOAD 264.32 KB |
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ESMA20-92-68 |
ESMA Staff Stakeholder contacts in the Third Quarter 2017 |
About ESMA |
Reference |
DOWNLOAD 144.95 KB |
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ESMA71-99-650 |
Kroll Bond Rating Agency Europe Limited Registration |
Credit Rating Agencies, Press Releases |
Statement |
DOWNLOAD 164.33 KB |
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ESMA71-99-649 |
Press Release ICO Statements |
Digital Finance and Innovation, Press Releases, Warnings and publications for investors |
Press Release |
DOWNLOAD 169.52 KB |
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ESMA50-157-828 |
ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements |
Digital Finance and Innovation, Warnings and publications for investors |
Statement |
DOWNLOAD 330.73 KB |
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ESMA50-157-829 |
ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) |
Digital Finance and Innovation, Warnings and publications for investors |
Statement |
DOWNLOAD 444.01 KB |
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ESMA70-156-275 |
Consultation paper on proposed amendment to MiFID II RTS 1 |
Trading |
Consultation Paper |
DOWNLOAD 454.64 KB |
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|
ESMA22-106-430 |
Summary of Conclusions Management Board meeting 26 September 2017 |
Management Board |
Summary of Conclusions |
DOWNLOAD 270.26 KB |
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ESMA22-106-432 |
Summary of Conclusions Board of Supervisors meeting 27 September 2017 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 285.92 KB |
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ESMA50-165-422 |
The impact of charges on mutual fund returns - correction |
Fund Management, Joint Committee, Risk monitoring |
Reference |
DOWNLOAD 590.09 KB |
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ESMA50-165-416 |
Report on Trends, Risks and Vulnerabilities No.2 2017 - correction |
Risk monitoring |
Final Report |
DOWNLOAD 2.89 MB |
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ESMA32-63-334 |
Report 21st Extract from the EECS's Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 522.76 KB |
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ESMA71-99-623 |
Press Release on 2017 Enforcement Priorities |
Audit, Issuer disclosure, Financial reporting, Press Releases |
Press Release |
DOWNLOAD 172.2 KB |
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ESMA32-63-364 |
Summary of results of the fact finding exercise on IFRS 9 and IFRS 15 |
Issuer disclosure, Financial reporting |
Reference |
DOWNLOAD 292.46 KB |
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ESMA32-63-340 |
Public Statement on European common enforcement priorities for 2017 IFRS financial statements |
Issuer disclosure, Financial reporting |
Statement |
DOWNLOAD 287.62 KB |
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ESMA70-155-1834 |
MiFID II position limits on zinc contracts |
Trading |
Opinion |
DOWNLOAD 129.7 KB |
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ESMA70-155-183 |
MiFID II position limits on tin contracts |
Trading |
Opinion |
DOWNLOAD 126.6 KB |
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ESMA70-155-1830 |
MiFID II position limits on nickel contracts |
Trading |
Opinion |
DOWNLOAD 130.34 KB |
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ESMA70-155-1826 |
MiFID II position limits on lead contracts |
Trading |
Opinion |
DOWNLOAD 128.95 KB |
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ESMA70-155-1822 |
MiFID II position limits on copper products |
Trading |
Opinion |
DOWNLOAD 128.82 KB |
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ESMA-70-155-1818 |
MiFID II position limits on aluminium contracts |
Trading |
Opinion |
DOWNLOAD 130.07 KB |
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ESMA70-155-2288 |
MiFID II position limits on ICE white sugar contracts |
Trading |
Opinion |
DOWNLOAD 122.88 KB |
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ESMA70-155-2274 |
MiFID II position limits on Robusta coffee contracts |
Trading |
Opinion |
DOWNLOAD 138.74 KB |
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ESMA70-155-2270 |
MiFID II position limits London cocoa contracts |
Trading |
Opinion |
DOWNLOAD 124.05 KB |
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|
ESMA22-106-407 |
SMSG Advice - Response to the Public Consultation on Prospectus Regulation Level 2 |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 165.79 KB |
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|
|
ESMA32-61-208 |
Letter to IASB on ED Amendments to IAS 16 |
Audit |
Letter |
DOWNLOAD 83.1 KB |
|
|
|
ESMA32-61-208 |
Letter to EFRAG on ED Amendments to IAS 16 |
Audit |
Letter |
DOWNLOAD 84.57 KB |
|
|
|
ESMA32-61-193 |
Letter to IFRS IC on Tentative Agenda Decisions of the IFRS IC on IFRS 3 and IAS 37 |
Audit |
Letter |
DOWNLOAD 86.77 KB |
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|
|
ESMA32-61-207 |
Letter to EFRAG on IASB Discussion Paper on Principles of Disclosure |
Audit |
Letter |
DOWNLOAD 952.5 KB |
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|
ESMA32-61-189 |
Letter to IASB regarding its Discussion Paper on Principles of Disclosure |
Audit |
Letter |
DOWNLOAD 938.27 KB |
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|
|
Ares(2017)5008790 |
European Commission request to ESAs to issue recurrent reports - CMU action |
Fund Management, Joint Committee |
Reference |
DOWNLOAD 294.97 KB |
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ESMA50-165-421 |
EU derivatives markets ─ a first-time overview |
Trading, Post Trading, Risk monitoring, Trade Repositories |
Reference |
DOWNLOAD 477.35 KB |
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|
|
ESMA71-99-637 |
Speech by Valdis Dombrovskis - ESMA Conference 2017 |
Board of Supervisors, Speeches |
Speech |
DOWNLOAD 381.97 KB |
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|
|
ESMA71-99-635 |
ESMA conference examines the state of European financial markets |
|
Press Release |
DOWNLOAD 149.18 KB |
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|
ESMA71-99-635 |
The State of European Financial Markets - Steven Maijoor, Opening Address, ESMA Conference |
Board of Supervisors, Speeches |
Speech |
DOWNLOAD 175.8 KB |
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ESMA22-106-423 |
SMSG Application Form 2018 |
|
Reference |
DOWNLOAD 331.91 KB |
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ESMA22-106-135 |
Call for expression of interest - Academics and Financial Markets Participants |
Board of Supervisors, Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 320.76 KB |
|
|
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|
|
ESMA22-105-239 |
Statement by Steven Maijoor - ECON Hearing 9 October 2017 |
|
Speech |
DOWNLOAD 160.17 KB |
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ESMA22-105-238 |
Annex to the statement by Steven Maijoor - ECON Hearing 9 October 2017 |
|
Reference |
DOWNLOAD 465.57 KB |
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|
|
ESMA71-99-613 |
ESMA highlights importance of LEI for MiFIDII/MiFIR compliance |
Trading, Press Releases |
Press Release |
DOWNLOAD 145.53 KB |
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ESMA70-145-238 |
Legal Entity Identifier - Briefing Note |
Trading |
Reference |
DOWNLOAD 181.66 KB |
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|
|
ESMA/2016/1144 Annex 5.3 |
Annex 5.3 - Project Work plan (TRACE Project) |
International cooperation |
Reference |
DOWNLOAD 245.92 KB |
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|
|
ESMA/2016/1144 Annex 3.3 |
Annex 3.3 - Access to Trade Repositories SLA (TRACE Project) |
International cooperation |
Reference |
DOWNLOAD 293.75 KB |
|
|
|
ESMA/2016/1144 Annex 2.3 |
Annex 2.3 - Project Presentation Document (TRACE Project) |
International cooperation |
Reference |
DOWNLOAD 379.91 KB |
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|
|
ESMA/2016/1144 Annex 1.3 |
Annex 1.3 - Description of Tasks |
International cooperation |
Reference |
DOWNLOAD 144.86 KB |
|
|
|
ESMA65-12-1860 |
Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) |
International cooperation |
Reference |
DOWNLOAD 188.54 KB |
|
|
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ESMA65-316-2269 |
Annex 9 - Transfer of funds request (FIRDS and TRACE Projects) |
International cooperation |
Reference |
DOWNLOAD 251.66 KB |
|
|
|
ESMA65-316-2646 |
Annex 8 - Final Report Template |
International cooperation |
Reference |
DOWNLOAD 215.19 KB |
|
|
|
ESMA65-316-2645 |
Annex 7 - Progress Report Template |
International cooperation |
Reference |
DOWNLOAD 216.56 KB |
|
|
|
ESMA65-316-2644 |
Annex 6 - Governance Framework |
International cooperation |
Reference |
DOWNLOAD 258.12 KB |
|
|
|
ESMA65-12-1863 |
Annex 5.1 - Project Work Plan (FIRDS Project) |
International cooperation |
Reference |
DOWNLOAD 234.25 KB |
|
|
|
ESMA65-12-1931 |
Annex 4.3 - Financial contributions (TRACE Project) |
International cooperation |
Reference |
DOWNLOAD 253 KB |
|
|
|
ESMA65-316-2651 |
Annex 3.1 - Instruments SLA |
International cooperation |
Reference |
DOWNLOAD 299.44 KB |
|
|
|
ESMA65-12-1864 |
Annex 4.1 - Financial contributions (FIRDS Project) |
International cooperation |
Reference |
DOWNLOAD 262.05 KB |
|
|
|
ESMA65-12-1929 |
Annex 2.1 - Project Presentation Document (FIRDS Project) |
International cooperation |
Reference |
DOWNLOAD 966.34 KB |
|
|
|
ESMA65-12-1867 |
Annex 1.1.B - Description of Tasks (FIRDS Project) |
International cooperation |
Reference |
DOWNLOAD 258.14 KB |
|
|
|
ESMA65-12-1866 |
Annex 1.1.A - Description of Tasks (FIRDS Project) |
International cooperation |
Reference |
DOWNLOAD 256.71 KB |
|
|
|
ESMA/2015/BS/176 B |
Amendment 2 to the Delegation Agreement - Option B rev 1.1 |
International cooperation |
Reference |
DOWNLOAD 178.86 KB |
|
|
|
ESMA/2015/BS/176 A |
Amendment 2 to the Delegation Agreement - Option A rev1.1 |
International cooperation |
Reference |
DOWNLOAD 178.72 KB |
|
|
|
ESMA/2015/BS/175 |
Delegation Agreement |
International cooperation |
Reference |
DOWNLOAD 359.63 KB |
|
|
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ESMA65-316-2640 |
Delegation Agreements Overview |
International cooperation |
Reference |
DOWNLOAD 213.43 KB |
|
|
|
ESMA35-42-597 |
Speech by Steven Maijoor on financial education and investor protection in Europe - IOSCO World Investor Week |
Investor protection, Speeches |
Speech |
DOWNLOAD 222.15 KB |
|
|
|
ESMA71-99-610 |
ESMA maintains focus on supervisory convergence and risk assessment in 2018 |
About ESMA |
Press Release |
DOWNLOAD 148.97 KB |
|
|
|
|
|
ESMA20-95-619 |
2018 Work Programme |
About ESMA, About ESMA |
Report |
DOWNLOAD 533.61 KB |
|
|
|
ESMA71-99-612 |
2017 Calendar of the Chair and Executive Director |
About ESMA |
Reference |
DOWNLOAD 319.74 KB |
|
|
|
ESMA34-32-316 |
Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 144.26 KB |
|
|
|
ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
|
|
|
|
|
ESMA70-145-253 |
Response form for the Consultation Paper on Guidelines for non-significant benchmarks |
Benchmarks |
Reference |
DOWNLOAD 768.13 KB |
|
|
|
70-145-105 |
Draft Guidelines on non-significant benchmarks |
Benchmarks, Guidelines and Technical standards |
Consultation Paper |
DOWNLOAD 557.29 KB |
|
|
|
ESMA70-156-227 |
Final report on draft RTS on the trading obligation for derivatives under MiFIR |
Trading |
Report |
DOWNLOAD 609.23 KB |
|
|
|
ESMA71-99-602 |
ESMA appoints new chairs to Standing Committees |
Board of Supervisors, Issuer disclosure, Prospectus, About ESMA, Digital Finance and Innovation, Market Integrity, Trading, Post Trading |
Statement |
DOWNLOAD 143.69 KB |
|
|
|
ESMA70-154-266 |
Guidelines on the management body of market operators and data reporting service providers |
Guidelines and Technical standards, Trading |
Final Report |
DOWNLOAD 546.29 KB |
|
|
|
|
|
ESMA70-154-271 |
Guidelines on the management body of market operators and data reporting services providers |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 234.15 KB |
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