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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

7186 documents
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ESMA32-61-222 Letter to IASB on Exposure Draft on Amendments to IAS 1 and IAS 8 Audit Letter DOWNLOAD 81.11 KB
ESMA32-61-229 Letter to EFRAG on Exposure Draft Amendments to IAS 8 Audit Letter DOWNLOAD 172.09 KB
ESMA32-61-230 Letter to EFRAG on Exposure Draft on Amendments to IAS 1 and IAS 8 Audit Letter DOWNLOAD 83.82 KB
ESMA62-167-139 Avis d’appel à candidatures : Location de surfaces de bureaux ou autres locaux à usages de bureaux – Date limite 02/01/2018 Procurement CLOSED Procedure DOWNLOAD 392.25 KB
ESMA50-164-1173 Press Release MiFID/MAR Transitional Transparency Calculations Market Abuse, Market Integrity, Trading, Market data, Press Releases Press Release DOWNLOAD 225.44 KB
ESMA71-99-669 ESMA MIFID and MAR Data Systems Market Abuse, Market Integrity, Trading, Market data Reference DOWNLOAD 208.06 KB
ESMA50-165-498 ESMA Risk Dashboard No 4 2017 Risk monitoring Report DOWNLOAD 976.96 KB
ESMA34-45-450 Verena Ross Keynote ICI Global conference Speeches Speech DOWNLOAD 187.78 KB
ESMA31-69-163 FORM Application form for CFSC CWG Issuer disclosure, Prospectus Reference DOWNLOAD 34.73 KB
ESMA31-69-163 Call for expressions of interest for the Consultative Working Group of ESMA’s Corporate Finance Standing Committee (CFSC) Issuer disclosure, Prospectus Reference DOWNLOAD 275.59 KB
ESMA22-106-535 SMSG Report on Access to public capital markets for SMEs Securities and Markets Stakeholder Group Report DOWNLOAD 1.11 MB
ESMA22-106-484 2018 SMSG application form Board of Supervisors, Securities and Markets Stakeholder Group Reference DOWNLOAD 39.24 KB
ESMA22-106-483 SMSG Expresssion of interest 30 November 2017 Board of Supervisors, Securities and Markets Stakeholder Group Reference DOWNLOAD 321.68 KB
ESMA71-319-65 Keynote Address at ASIFMA Annual Conference 2017 Hong Kong - Verena Ross Trading, Post Trading, Speeches Speech DOWNLOAD 208.99 KB
ECB/ESMA/FSMA Risk Free Rate Working Group Application Form Benchmarks Reference DOWNLOAD 25.87 KB
ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 149.89 KB
Related documents Peer review on certain aspects of the compliance function under Mi-FID I
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ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA71-99-664 ESMA registers NEX Abide Trade Repository AB as a trade repository Post Trading Statement DOWNLOAD 141.64 KB
ESMA71-99-662 GFMA-ASIFMA LEI WEBINAR 19.10.17 Trading Speech DOWNLOAD 688.5 KB
ESMA22-106-475 Summary of Conclusions SMSG meeting 21 September 2017 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 206.1 KB
ESMA22-106-474 SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 771.46 KB
ESMA71-99-642 ESMA clarifies endorsement regime for third-country credit ratings Credit Rating Agencies Press Release DOWNLOAD 307.12 KB
ESMA33-9-207 Technical Advice on CRA Regulatory Equivalence - CRA 3 Update Credit Rating Agencies Final Report DOWNLOAD 1.51 MB
ESMA33-9-205 Final Report on the application of the CRA endorsement regime Credit Rating Agencies Final Report DOWNLOAD 1.02 MB
ESMA70-151-819a Response form EMIR consultation on position calculations Post Trading Reference DOWNLOAD 771.37 KB
ESMA70-151-819 Consultation paper on position calculation under EMIR Post Trading Consultation Paper DOWNLOAD 1.41 MB
ESMA34-49-103 Technical advice, draft implementing technical standards and guidelines under the MMF Regulation Fund Management Final Report DOWNLOAD 989.54 KB
Related documents Letter to European Commission on MMF ITS and Technical Advice
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ESMA34-45-438 EFAMA Investment Management Forum 2017 – The Square Brussels Meeting Centre Speeches Speech DOWNLOAD 264.32 KB
ESMA20-92-68 ESMA Staff Stakeholder contacts in the Third Quarter 2017 About ESMA Reference DOWNLOAD 144.95 KB
ESMA71-99-650 Kroll Bond Rating Agency Europe Limited Registration Credit Rating Agencies, Press Releases Statement DOWNLOAD 164.33 KB
ESMA71-99-649 Press Release ICO Statements Digital Finance and Innovation, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 169.52 KB
Related documents ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs)
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ESMA50-157-828 ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements Digital Finance and Innovation, Warnings and publications for investors Statement DOWNLOAD 330.73 KB
ESMA50-157-829 ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) Digital Finance and Innovation, Warnings and publications for investors Statement DOWNLOAD 444.01 KB
ESMA70-156-275 Consultation paper on proposed amendment to MiFID II RTS 1 Trading Consultation Paper DOWNLOAD 454.64 KB
ESMA22-106-430 Summary of Conclusions Management Board meeting 26 September 2017 Management Board Summary of Conclusions DOWNLOAD 270.26 KB
ESMA22-106-432 Summary of Conclusions Board of Supervisors meeting 27 September 2017 Board of Supervisors Summary of Conclusions DOWNLOAD 285.92 KB
ESMA50-165-422 The impact of charges on mutual fund returns - correction Fund Management, Joint Committee, Risk monitoring Reference DOWNLOAD 590.09 KB
Related documents European Commission request to ESAs to issue recurrent reports - CMU action
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ESMA50-165-416 Report on Trends, Risks and Vulnerabilities No.2 2017 - correction Risk monitoring Final Report DOWNLOAD 2.89 MB
ESMA32-63-334 Report 21st Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 522.76 KB
ESMA71-99-623 Press Release on 2017 Enforcement Priorities Audit, Issuer disclosure, Financial reporting, Press Releases Press Release DOWNLOAD 172.2 KB
ESMA32-63-364 Summary of results of the fact finding exercise on IFRS 9 and IFRS 15 Issuer disclosure, Financial reporting Reference DOWNLOAD 292.46 KB
ESMA32-63-340 Public Statement on European common enforcement priorities for 2017 IFRS financial statements Issuer disclosure, Financial reporting Statement DOWNLOAD 287.62 KB
ESMA70-155-1834 MiFID II position limits on zinc contracts Trading Opinion DOWNLOAD 129.7 KB
ESMA70-155-183 MiFID II position limits on tin contracts Trading Opinion DOWNLOAD 126.6 KB
ESMA70-155-1830 MiFID II position limits on nickel contracts Trading Opinion DOWNLOAD 130.34 KB
ESMA70-155-1826 MiFID II position limits on lead contracts Trading Opinion DOWNLOAD 128.95 KB
ESMA70-155-1822 MiFID II position limits on copper products Trading Opinion DOWNLOAD 128.82 KB
ESMA-70-155-1818 MiFID II position limits on aluminium contracts Trading Opinion DOWNLOAD 130.07 KB
ESMA70-155-2288 MiFID II position limits on ICE white sugar contracts Trading Opinion DOWNLOAD 122.88 KB
ESMA70-155-2274 MiFID II position limits on Robusta coffee contracts Trading Opinion DOWNLOAD 138.74 KB
ESMA70-155-2270 MiFID II position limits London cocoa contracts Trading Opinion DOWNLOAD 124.05 KB
ESMA22-106-407 SMSG Advice - Response to the Public Consultation on Prospectus Regulation Level 2 Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 165.79 KB
ESMA32-61-208 Letter to IASB on ED Amendments to IAS 16 Audit Letter DOWNLOAD 83.1 KB
ESMA32-61-208 Letter to EFRAG on ED Amendments to IAS 16 Audit Letter DOWNLOAD 84.57 KB
ESMA32-61-193 Letter to IFRS IC on Tentative Agenda Decisions of the IFRS IC on IFRS 3 and IAS 37 Audit Letter DOWNLOAD 86.77 KB
ESMA32-61-207 Letter to EFRAG on IASB Discussion Paper on Principles of Disclosure Audit Letter DOWNLOAD 952.5 KB
ESMA32-61-189 Letter to IASB regarding its Discussion Paper on Principles of Disclosure Audit Letter DOWNLOAD 938.27 KB
Ares(2017)5008790 European Commission request to ESAs to issue recurrent reports - CMU action Fund Management, Joint Committee Reference DOWNLOAD 294.97 KB
Related documents The impact of charges on mutual fund returns - correction
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ESMA50-165-421 EU derivatives markets ─ a first-time overview Trading, Post Trading, Risk monitoring, Trade Repositories Reference DOWNLOAD 477.35 KB
ESMA71-99-637 Speech by Valdis Dombrovskis - ESMA Conference 2017 Board of Supervisors, Speeches Speech DOWNLOAD 381.97 KB
ESMA71-99-635 ESMA conference examines the state of European financial markets Press Release DOWNLOAD 149.18 KB
ESMA71-99-635 The State of European Financial Markets - Steven Maijoor, Opening Address, ESMA Conference Board of Supervisors, Speeches Speech DOWNLOAD 175.8 KB
ESMA22-106-423 SMSG Application Form 2018 Reference DOWNLOAD 331.91 KB
Related documents Call for expression of interest - Academics and Financial Markets Participants
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ESMA22-106-135 Call for expression of interest - Academics and Financial Markets Participants Board of Supervisors, Securities and Markets Stakeholder Group Reference DOWNLOAD 320.76 KB
Related documents SMSG Application Form 2018
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ESMA22-105-239 Statement by Steven Maijoor - ECON Hearing 9 October 2017 Speech DOWNLOAD 160.17 KB
ESMA22-105-238 Annex to the statement by Steven Maijoor - ECON Hearing 9 October 2017 Reference DOWNLOAD 465.57 KB
ESMA71-99-613 ESMA highlights importance of LEI for MiFIDII/MiFIR compliance Trading, Press Releases Press Release DOWNLOAD 145.53 KB
Related documents Legal Entity Identifier - Briefing Note
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ESMA70-145-238 Legal Entity Identifier - Briefing Note Trading Reference DOWNLOAD 181.66 KB
ESMA/2016/1144 Annex 5.3 Annex 5.3 - Project Work plan (TRACE Project) International cooperation Reference DOWNLOAD 245.92 KB
ESMA/2016/1144 Annex 3.3 Annex 3.3 - Access to Trade Repositories SLA (TRACE Project) International cooperation Reference DOWNLOAD 293.75 KB
ESMA/2016/1144 Annex 2.3 Annex 2.3 - Project Presentation Document (TRACE Project) International cooperation Reference DOWNLOAD 379.91 KB
ESMA/2016/1144 Annex 1.3 Annex 1.3 - Description of Tasks International cooperation Reference DOWNLOAD 144.86 KB
ESMA65-12-1860 Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) International cooperation Reference DOWNLOAD 188.54 KB
ESMA65-316-2269 Annex 9 - Transfer of funds request (FIRDS and TRACE Projects) International cooperation Reference DOWNLOAD 251.66 KB
ESMA65-316-2646 Annex 8 - Final Report Template International cooperation Reference DOWNLOAD 215.19 KB
ESMA65-316-2645 Annex 7 - Progress Report Template International cooperation Reference DOWNLOAD 216.56 KB
ESMA65-316-2644 Annex 6 - Governance Framework International cooperation Reference DOWNLOAD 258.12 KB
ESMA65-12-1863 Annex 5.1 - Project Work Plan (FIRDS Project) International cooperation Reference DOWNLOAD 234.25 KB
ESMA65-12-1931 Annex 4.3 - Financial contributions (TRACE Project) International cooperation Reference DOWNLOAD 253 KB
ESMA65-316-2651 Annex 3.1 - Instruments SLA International cooperation Reference DOWNLOAD 299.44 KB
ESMA65-12-1864 Annex 4.1 - Financial contributions (FIRDS Project) International cooperation Reference DOWNLOAD 262.05 KB
ESMA65-12-1929 Annex 2.1 - Project Presentation Document (FIRDS Project) International cooperation Reference DOWNLOAD 966.34 KB
ESMA65-12-1867 Annex 1.1.B - Description of Tasks (FIRDS Project) International cooperation Reference DOWNLOAD 258.14 KB
ESMA65-12-1866 Annex 1.1.A - Description of Tasks (FIRDS Project) International cooperation Reference DOWNLOAD 256.71 KB
ESMA/2015/BS/176 B Amendment 2 to the Delegation Agreement - Option B rev 1.1 International cooperation Reference DOWNLOAD 178.86 KB
ESMA/2015/BS/176 A Amendment 2 to the Delegation Agreement - Option A rev1.1 International cooperation Reference DOWNLOAD 178.72 KB
ESMA/2015/BS/175 Delegation Agreement International cooperation Reference DOWNLOAD 359.63 KB
ESMA65-316-2640 Delegation Agreements Overview International cooperation Reference DOWNLOAD 213.43 KB
ESMA35-42-597 Speech by Steven Maijoor on financial education and investor protection in Europe - IOSCO World Investor Week Investor protection, Speeches Speech DOWNLOAD 222.15 KB
ESMA71-99-610 ESMA maintains focus on supervisory convergence and risk assessment in 2018 About ESMA Press Release DOWNLOAD 148.97 KB
Related documents 2018 Work Programme
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ESMA20-95-619 2018 Work Programme About ESMA, About ESMA Report DOWNLOAD 533.61 KB
ESMA71-99-612 2017 Calendar of the Chair and Executive Director About ESMA Reference DOWNLOAD 319.74 KB
ESMA34-32-316 Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 144.26 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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ESMA70-145-253 Response form for the Consultation Paper on Guidelines for non-significant benchmarks Benchmarks Reference DOWNLOAD 768.13 KB
70-145-105 Draft Guidelines on non-significant benchmarks Benchmarks, Guidelines and Technical standards Consultation Paper DOWNLOAD 557.29 KB
ESMA70-156-227 Final report on draft RTS on the trading obligation for derivatives under MiFIR Trading Report DOWNLOAD 609.23 KB
ESMA71-99-602 ESMA appoints new chairs to Standing Committees Board of Supervisors, Issuer disclosure, Prospectus, About ESMA, Digital Finance and Innovation, Market Integrity, Trading, Post Trading Statement DOWNLOAD 143.69 KB
ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers Guidelines and Technical standards, Trading Final Report DOWNLOAD 546.29 KB
Related documents Guidelines on the management body of market operators and data reporting services providers
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ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 234.15 KB
Related documents
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