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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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844 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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ESMA71-99-910 Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients Investor protection, Warnings and publications for investors Statement DOWNLOAD 209.47 KB
ESMA71-99-649 Press Release ICO Statements Digital Finance and Innovation, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 169.52 KB
Related documents ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs)
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ESMA50-157-828 ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements Digital Finance and Innovation, Warnings and publications for investors Statement DOWNLOAD 330.73 KB
ESMA50-157-829 ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) Digital Finance and Innovation, Warnings and publications for investors Statement DOWNLOAD 444.01 KB
ESMA34-32-316 Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 144.26 KB
ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 154.54 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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70-145-105 Draft Guidelines on non-significant benchmarks Benchmarks, Guidelines and Technical standards Consultation Paper DOWNLOAD 557.29 KB
ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers Guidelines and Technical standards, Trading Final Report DOWNLOAD 546.29 KB
Related documents Guidelines on the management body of market operators and data reporting services providers
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ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 234.15 KB
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ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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ESMA43-318-1079 Warning - Unauthorised use of ESMA’s identity and logo About ESMA, Warnings and publications for investors Reference DOWNLOAD 241.2 KB
ESMA70-151-552 Guidelines on transfer of data between Trade Repositories Guidelines and Technical standards, Post Trading Final Report DOWNLOAD 969.54 KB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 4.67 MB
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ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 190.81 KB
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ESMA70-151-294 Guidelines on CSD participant default rules Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 369.39 KB
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2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV