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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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1145 documents
Date Reference Title Sections Type Main document Info
ESMA70-151-3396 Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination CCP Consultation Paper DOWNLOAD 424.68 KB
ESMA70-151-3384 Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution CCP Consultation Paper DOWNLOAD 825.54 KB
ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Investor protection Consultation Paper DOWNLOAD 1.35 MB
ESMA70-151-3239 Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) CCP Consultation Paper DOWNLOAD 399.21 KB
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
JC 2021 61 Call for evidence on the European Commission mandate regarding the PRIIPs Regulation Fund Management, Joint Committee Consultation Paper DOWNLOAD 844.1 KB
ESMA35-43-2827 Call for evidence on retail investor protection aspects Investor protection Consultation Paper DOWNLOAD 357.05 KB
ESMA70-156-3914 Consultation Paper on the review of certain aspects of the Short Selling Regulation Short Selling Consultation Paper DOWNLOAD 1.19 MB
ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Investor protection Consultation Paper DOWNLOAD 452.96 KB
Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Joint Committee Guidelines & Recommendations DOWNLOAD 7.53 MB
Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Joint Committee Guidelines & Recommendations DOWNLOAD 584.04 KB
Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations DOWNLOAD 6.5 MB
Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations DOWNLOAD 310.5 KB
Joint Committee JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper DOWNLOAD 366.32 KB
Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Guidelines & Recommendations DOWNLOAD 3.38 MB
ESMA74-362-2048 Consultation paper and draft RTS management body DRSPs Market data Consultation Paper DOWNLOAD 294.51 KB
ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 307.13 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Investor protection Consultation Paper DOWNLOAD 624.54 KB