Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
734 documents
Date Reference Title Sections Type Main document Info
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
Summary
Translated versions
ESMA71-99-1364 ESMA Statement on Assessment of German Financial Reporting Regime Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Statement DOWNLOAD 88.5 KB
ESMA74-362-608 Guidelines on calculation of positions in SFTs by Trade Repositories Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 799.81 KB
ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB
ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 654.61 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA71-99-1321 ESMA registers SFTR TRs Press Releases, Securities Financing Transactions, Trade Repositories Statement DOWNLOAD 95.4 KB
ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.16 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-39-968 Final report - Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 483.83 KB
ESMA80-191-995 COVID-19 Public Statement COVID-19, Securities Financing Transactions Statement DOWNLOAD 113.93 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
Summary
Translated versions
ESMA80-199-332 ESMA Supervision - Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report DOWNLOAD 825.72 KB
Related documents ESMA Supervision WP 2020
Summary
Translated versions
ESMA34-49-172 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 637.91 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , LT , EN , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB
ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 157.54 KB
ESMA74-362-388 LEI statement SFTR Securities Financing Transactions Reference DOWNLOAD 105.88 KB
ESMA70-151-2703 Final Report - Guidelines on Reporting Under SFTR Securities Financing Transactions Final Report DOWNLOAD 1.38 MB
ESMA71-99-1266 Press release on joint GLs on cooperation and information exchange Guidelines and Technical standards, Joint Committee, Press Releases Press Release DOWNLOAD 206.03 KB
Related documents Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions
Summary
Translated versions
ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB