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ESMA70-460-213 |
Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure |
Guidelines and Technical standards, Digital Finance and Innovation, Trading |
Guidelines & Recommendations |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Joint Committee |
JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Guidelines on Consistency of supervisory practices for FiCos |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Joint Committee |
Guidelines & Recommendations |
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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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JC/2019/81 |
Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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ESMA-70-156-869 |
Guidelines on the application of C6 and C7 of Annex 1 of MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA-70-156-869 |
Guidelines on the application of C6 and C7 of Annex 1 of MiFID II |
Trading |
Guidelines & Recommendations |
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ESMA70-154-803 |
BoS Decision Notice AT Guidelines Withdrawal |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA70-154-271 |
Guidelines on the management body of market operators and data reporting services providers |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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ESMA/2016/1452 TC |
Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes |
Trading |
Guidelines & Recommendations |
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2016/1452 |
Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA70-872942901-63 |
Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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JC/2015/061 |
Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 |
Joint Committee |
Guidelines & Recommendations |
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