ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

627 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA71-545613100-2315 ESMA calls for legislative amendments to prevent undue costs in funds - Press Release Fund Management, Investor protection, Press Releases Press Release DOWNLOAD 168.56 KB
ESMA34-45-1747 Opinion on undue costs of UCITS and AIFs Fund Management, Investor protection Opinion DOWNLOAD 497.69 KB
ESMA30-1668416927-2473 Natasha Cazenave's speech at AFME 2nd Annual Sustainable Finance Conference, 4 May 2023 Speeches, Sustainable finance Speech DOWNLOAD 315.17 KB
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Summary

ESMA’s role in enabling the transition to a low carbon economy

Translated versions
ESMA91-372-2798 Klaus Löber's speech at the Eurex Derivatives Forum on CCP supervision in challenging times, 22 March 2023 CCP, Speeches Speech DOWNLOAD 146.39 KB
ESMA74-1658524332-665 Natasha Cazenave's speech at TradeTechEurope 2023, 18 April 2023 Market data, Speeches, Trading Speech DOWNLOAD 121 KB
ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HU , GA , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-42-1428 Supervisory Briefing on Copy Trading Investor protection Report DOWNLOAD 400.37 KB
ESMA35-36-2819 Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 340.28 KB
ESMA35-43-3547 Public Statement on derivatives on fractions of shares Investor protection Statement DOWNLOAD 103.95 KB
ESMA34-47-475 Terms of Reference - Investment Management Standing Committee Investor protection Reference DOWNLOAD 201.55 KB
ESMA35-30-778 Terms of Reference - Investor Protection Standing Committee Investor protection Reference DOWNLOAD 173.89 KB
ESMA35-43-3448 Final report on MiFID II guidelines on product governance Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 865.85 KB
ESMA34-466-295 Verena Ross' speech at ALFI Conference 2023 on the macro-prudential supervision of investment funds, 21 March 2023 Fund Management, Speeches Speech DOWNLOAD 171.63 KB
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Summary

The macro-prudential supervision of investment funds – from a global debate to a balanced European regulatory frameworks

Translated versions
ESMA24-436-1547 ESMA letter regarding concerns with changes to the insider list regime Investor protection, Market Integrity, Trading Letter DOWNLOAD 159.66 KB
ESMA50-164-7229 Verena Ross' speech at Consob conference: “The New Frontiers of Digital Finance”, 10 March 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 157.54 KB
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Summary

Digital finance and capital markets – securing the frontier

Translated versions
ESMA71-99-2096 Verena Ross' Keynote Speech for ZIA Finance Day 2023, 28 February 2023 Speeches, Sustainable finance Speech DOWNLOAD 91.66 KB
ESMA24-442-152 Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 134.02 KB
ESMA50-164-7147 Verena Ross' speech at Afore Consulting 7th Annual FinTech and Regulation Conference, 7 February 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 191.37 KB
Related documents
Summary

Developments in AI and blockchain – how do we protect investors and supervise markets effectively?

Translated versions