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390 documents
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ESMA74-1658524332-697 Verena Ross' speech at ISLA 30th Annual Securities Finance & Collateral Management Conference, 21 June 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 182.63 KB
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Summary

Building safe digital financial markets: a collective effort

Translated versions
JC 2023 35 Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 568.18 KB
JC 2023 36 Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.57 MB
Related documents Annex I for the template register of information at Entity level Annex II for the template register of information at (sub)consolidated level
Summary
Translated versions
JC 2023 34 Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 830.61 KB
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
JC 2023 40 DORA public consultation on the first batch of policy products Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 224.36 KB
Related documents Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers
Summary
Translated versions
ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA70-460-189 Q&As DLT Pilot Regulation Digital Finance and Innovation, Trading Q&A DOWNLOAD 313.42 KB
ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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Translated versions BG , DA , DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SK , SL , SV
ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-1700 Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 208.99 KB
Related documents Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
Related documents Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA71-545613100-2325 ESMA launches Fifth Stress Test Exercise for Central Counterparties - Press Release CCP, Press Releases Press Release DOWNLOAD 229.58 KB
ESMA91-372-2557 Framework for the 5th ESMA Stress Test Exercise for Central Counterparties CCP Final Report DOWNLOAD 790.8 KB
JC SC DOR-23-54 Joint European Supervisory Authority Discussion paper on DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 780.88 KB
ESMA91-372-2798 Klaus Löber's speech at the Eurex Derivatives Forum on CCP supervision in challenging times, 22 March 2023 CCP, Speeches Speech DOWNLOAD 146.39 KB
ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB