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ESMA34-45-1747 |
Opinion on undue costs of UCITS and AIFs |
Fund Management, Investor protection |
Opinion |
DOWNLOAD 497.69 KB |
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ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.41 MB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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| Summary |
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ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 267.61 KB |
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| Related documents |
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| Summary |
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ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
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ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
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ESMA35-43-3547 |
Public Statement on derivatives on fractions of shares |
Investor protection |
Statement |
DOWNLOAD 103.95 KB |
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ESMA34-47-475 |
Terms of Reference - Investment Management Standing Committee |
Investor protection |
Reference |
DOWNLOAD 201.55 KB |
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ESMA35-30-778 |
Terms of Reference - Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 173.89 KB |
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ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
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ESMA34-466-295 |
Verena Ross' speech at ALFI Conference 2023 on the macro-prudential supervision of investment funds, 21 March 2023 |
Fund Management, Speeches |
Speech |
DOWNLOAD 171.63 KB |
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| Related documents |
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| Summary |
The macro-prudential supervision of investment funds – from a global debate to a balanced European regulatory frameworks
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ESMA24-436-1547 |
ESMA letter regarding concerns with changes to the insider list regime |
Investor protection, Market Integrity, Trading |
Letter |
DOWNLOAD 159.66 KB |
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ESMA34-36-253 |
Q&A on the Application of the EuSEF and EuVECA Regulations |
Fund Management |
Q&A |
DOWNLOAD 197.32 KB |
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ESMA22-106-4511 |
SMSG advice to ESMA on ESMA’s consultation on Guidelines on funds’ names using ESG or sustainability-related terms |
Fund Management, Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 265.15 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
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ESMA71-99-2093 |
ESMA report finds EU MMF industry at close to €1.5tn - Press Release |
Fund Management, Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 246.14 KB |
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ESMA50-165-2391 |
ESMA Market Report on EU MMF market - 2023 |
Fund Management, Risk monitoring |
Report |
DOWNLOAD 1.52 MB |
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ESMA70-156-6383 |
Final Report on ESMA's Opinion on the trading venue perimeter |
Investor protection, Trading |
Final Report |
DOWNLOAD 615.79 KB |
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JC 2022 76 |
Consultation Paper on Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 312 KB |
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ESMA34-49-496 |
Consultation Paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation |
Fund Management |
Consultation Paper |
DOWNLOAD 837.29 KB |
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