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ESMA34-45-974 |
Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 230.68 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
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ESMA34-32-898 |
Compliance table on Guidelines on Article 25 of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 199.22 KB |
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ESMA34-49-446 |
Guidelines on stress test scenarios under the MMF Regulation - 2021 update |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 619.42 KB |
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ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 157.26 KB |
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Summary |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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Summary |
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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ESA 2022 15 |
EU financial regulators warn consumers on the risks of crypto-assets |
Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 118.67 KB |
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Summary |
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ESMA42-110-3354 |
Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
DOWNLOAD 155.7 KB |
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ESMA70-151-3374 |
Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 307.48 KB |
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Summary |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 272.92 KB |
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Summary |
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ESMA50-1664-5224 |
Final report - Guidelines on stress test scenarios under the MMF Regulation 2021 |
Fund Management, Guidelines and Technical standards |
Final Report |
DOWNLOAD 657.04 KB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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ESMA32-67-184 |
Compliance table - guidelines on APMs ESMA 2015-1415 |
Issuer disclosure, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 127.7 KB |
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ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 577.16 KB |
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Related documents |
Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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