Consultation on Guidelines on asset segregation under the AIFMD

Consultation on Guidelines on asset segregation under the AIFMD

from 01 December 2014 to 30 January 2015


Who should read this paper
his document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as well as (iii) institutional and retail investors investing into such funds and their associations.Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:1.    respond to the question stated;2.    indicate the specific question to which the comment relates;3.    contain a clear rationale; and4.    describe any alternatives ESMA should consider.
ESMA will consider all comments received by 30 January 2015.
All contributions should be submitted using the reply form, and uploaded on under the heading ‘Your input - Consultations’.
Publication of responses
All contributions received will be published following the close of the consultation, unless you request otherwise.  Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.
Data protection
Information on data protection can be found at under the heading Legal Notice.

Document available for this Consultation
01/12/20142014/1326Guidelines on asset segregation under the AIFMD


Activity Institution Download
BNY Mellon
Asset Management Dutch Fund and Asset Management Association (DUFAS)
Asset Management Alternative Investment Management Association (AIMA)
Asset Management Depositary and Trustee Association (DATA)
Asset Management BVI
Asset Management PGGM Investments
Asset Management APG Asset Management
Asset Management EFAMA
Asset Management Assogestioni
Asset Management Amundi
Asset Management Association Française de la Gestion Financière
Banking DACSI
Banking The Luxembourg Bankers' Association - ABBL
Banking EBF-European Banking Federation
Banking UniCredit Bank Austria AG
Banking Deutsche Bank AG
Banking Association of Foreign Banks in Germany
Banking CACEIS
Banking Italian Banking Association (ABI)
Banking Italian Banking Association (ABI)
Banking Deutsche Kreditwirtschaft
Banking Association of Global Custodians, European Committee
Government, Regulatory and Enforcement CNMV ADVISORY COMMITTEE
Investment Services Natwest Trustee & Depositary Services
Investment Services Dutch Association of Depositaries
Investment Services State Street Corporation
Investment Services AFTI
Investment Services Aztec Group
Investment Services Aztec Group
Others The Association for Financial Markets in Europe
Others Irish Funds Industry Association
Insurance, pension & asset management Association of the Luxembourg Fund Industry (ALFI)