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7183 documents
Date Reference Title Sections Type Main document Info
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB
ESMA70-151-3431 Guidelines on written agreements between members of CCP colleges CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 321.65 KB
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Newsletter ESMA Newsletter June 2021 ESMA newsletter Reference DOWNLOAD 8.14 MB
ESMA22-106-3439 SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 222.51 KB
ESMA71-99-1702 ESMA ANNOUNCES THE APPOINTMENT OF JAMES VON MOLTKE AS CHAIRMAN OF THE EURO RISK-FREE RATES WORKING GROUP Benchmarks Press Release DOWNLOAD 77.91 KB
ESMA34-49-291 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 648.27 KB
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Summary
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ESMA63-53-5170 Annual list of contractors - 2020 Procurement Reference DOWNLOAD 170.94 KB
ESMA71-99-1701 Press_Release_Registration of SRs Press Releases, Securitisation Press Release DOWNLOAD 80.69 KB
Joint Statement LIBOR Joint Public Statement USD LIBOR Benchmarks Statement DOWNLOAD 300.8 KB
ESMA22-106-3366 Summary of conclusions Board of Supervisors - 4 May 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 95.67 KB
ESMA34-32-701 Guidelines on Article 25 of Directive 2011/61/EU Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 228.07 KB
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ESMA22-106-3342 Summary of conclusions SMSG - 24 March 2021 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 97.07 KB
About ESMA About ESMA About ESMA Reference DOWNLOAD 777.86 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-3357 SoC Management Board - 20 April 2021 Management Board Summary of Conclusions DOWNLOAD 55.34 KB
ESMA80-196-5170 Final Report Technical Advice on Fees Charged to CRAs by ESMA Credit Rating Agencies Final Report DOWNLOAD 404.7 KB
ESMA63-53-5056 General conditions for ESMA purchase orders June 2021 Procurement Reference DOWNLOAD 220.13 KB
ESMA71-99-1694 ESMA's 2020 Annual Report Board of Supervisors, About ESMA, Management Board, Press Releases Press Release DOWNLOAD 116.59 KB
Related documents 2020 Annual Report
Summary
Translated versions
ESMA20-95-1381 2020 Annual Report Board of Supervisors, About ESMA, Management Board, About ESMA Annual Report DOWNLOAD 4 MB
PROC/2021/04 Open procedure for Multi-technical maintenance works and maintenance of physical security systems – DEADLINE 20/07/2021 – 23:59 Procurement CLOSED Procedure DOWNLOAD 116.21 KB
ESMA30-379-602 Terms of Reference CNS Sustainable finance Reference DOWNLOAD 129.91 KB
ESMA70-156-4627 ESMA Public Statement on the implementation of the FRANDT commercial terms to provide clearing services Post Trading Statement DOWNLOAD 76.99 KB
JC 2021 39 Final report - Draft ITS ECAIs mapping under Solvency II Joint Committee Final Report DOWNLOAD 596.92 KB
JC 2021 38 Final report - Draft ITS on the mapping of ECAIs’ credit assessments Joint Committee Final Report DOWNLOAD 565.34 KB
Confidentiality undertaking Confidentiality undertaking Cazenave Reference DOWNLOAD 798.09 KB
Declaration of interests Declaration of interests Poetzch Reference DOWNLOAD 0 bytes
CV CV Thorsten Poetzch Reference DOWNLOAD 217.66 KB
ESMA22-106-3307 Summary of conclusions Board of Supervisors - 23 March 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 171.05 KB
ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Investor protection Opinion DOWNLOAD 267.28 KB
ESMA71-99-1687 ESMA 4th CCP ST Press_Release 7 June CCP Press Release DOWNLOAD 127.94 KB
Related documents Framework for the 2021 CCP ST exercise
Summary
Translated versions
ESMA91-372-1367 Framework for the 2021 CCP ST exercise CCP, Post Trading, Press Releases Reference DOWNLOAD 703.27 KB
ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 Market data, Risk monitoring Report DOWNLOAD 819.04 KB
ESMA32-65-324 Call for interest ESMA ECL Workshop Issuer disclosure, Financial reporting Reference DOWNLOAD 39.11 KB
ESMA32-65-365 Expression of interest form ECL Workshop Reference DOWNLOAD 329.23 KB
ESMA71-99-1640 ESMA Newsletter May 2021 ESMA newsletter Reference DOWNLOAD 3.52 MB
ESMA70-156-4305 Final report MiFID II MiFIR obligations on market data Trading Final Report DOWNLOAD 593.32 KB
ESMA32-60-727 Final Report draft RTS amending RTS on ESEF 2021 Issuer disclosure, Electronic reporting Final Report DOWNLOAD 9.47 MB
ESMA70-155-11961 Opinion on AMF AMP Market Abuse, Market Integrity Opinion DOWNLOAD 1.77 MB
2021/Q2 IFR list Further instruments and funds qualifying as own funds for investment firms Fund Management, Joint Committee Reference DOWNLOAD 26.97 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
esma74-362-2009 Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data Market data, Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 776.32 KB
ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 954.84 KB
ESMA50-164-4575 Opinion - Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD Fund Management Opinion DOWNLOAD 135.74 KB
ESMA22-105-1363 ESMA OPINION ON 2019 DISCHARGE REPORT OF EP Board of Supervisors, About ESMA Opinion DOWNLOAD 87.37 KB
esma82-402-514 Response_form_CP_STS_RTS_ITS_SECR Securitisation Reference DOWNLOAD 770.72 KB
ESMA82-402-200 Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations Securitisation Consultation Paper DOWNLOAD 929.82 KB
ESMA34-45-1244 Final report - Guidelines on marketing communications Fund Management Final Report DOWNLOAD 430.47 KB
ESMA70-156-4519 ESMA letter to EC regarding the Review of the CSDR Post Trading Letter DOWNLOAD 148.24 KB
ESMA22-328-603 ESMA response to the targeted consultation on the functioning of the ESAs Board of Supervisors Letter DOWNLOAD 255.74 KB
ESMA70-156-4067 (response form) CP Response form - Technical standards for commodity derivatives COVID-19, Trading Reference DOWNLOAD 754.11 KB
ESMA 33-9-413 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Consultation Paper DOWNLOAD 392.05 KB
ESMA70-156-4067 Consultation Paper - Technical standards for commodity derivatives - MiFIDII Recovery Package COVID-19, Trading Consultation Paper DOWNLOAD 863.42 KB
ESMA74-362-1986 Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Final Report DOWNLOAD 629.81 KB
ESMA71-99-1670 ESMA launches call for evidence on digital finance Digital Finance and Innovation, Press Releases Press Release DOWNLOAD 86.79 KB
ESMA-50-164-4518 response form Call for evidence on digital finance - response form Digital Finance and Innovation Reference DOWNLOAD 749.6 KB
ESMA-50-164-4518 Call for evidence - Digital Finance Digital Finance and Innovation Consultation Paper DOWNLOAD 300.37 KB
ESMA20-92-181 ESMA Staff Stakeholder contacts in the First Quarter 2021 About ESMA Reference DOWNLOAD 163.64 KB
ESMA22-106-3378 SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook Securities and Markets Stakeholder Group, Supervisory convergence Reference DOWNLOAD 171.54 KB
ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group - 24 March 2021 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 82.2 KB
ESMA71-99-1677 ESMA appoints Derville Rowland to chair the Investment Management Standing Committee Board of Supervisors, About ESMA, Fund Management Statement DOWNLOAD 79 KB
ESMA71-99-1672 ESMA appoints Natasha Cazenave as Executive Director Board of Supervisors, About ESMA Press Release DOWNLOAD 80.81 KB
ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 429.84 KB
ESMA22-106-3323 SoC Management Board - 22 March 2021 Management Board Summary of Conclusions DOWNLOAD 76.45 KB
ESMA22-106-3375 SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures Securities and Markets Stakeholder Group, Sustainable finance SMSG Advice DOWNLOAD 227.92 KB
JC 2021 31 PR Press Release_ESAs’ report on the implementation and functioning of the securitisation regulation Joint Committee, Securitisation Press Release DOWNLOAD 125.8 KB
JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation Joint Committee, Securitisation Report DOWNLOAD 1.03 MB
ESMA64-77-335 ESMA traineeship Policy Careers Reference DOWNLOAD 294.48 KB
ESMA70-156-4233 Response form Response form - Consultation Paper on the RTS 2 Annual Review Trading Reference DOWNLOAD 768.94 KB
ESMA70-156-4233 Consultation Paper - Annual RTS 2 Review 2021 Trading Consultation Paper DOWNLOAD 445.2 KB
ESMA50-164-4285 Guidelines On outsourcing to cloud service providers Digital Finance and Innovation Guidelines & Recommendations DOWNLOAD 352.78 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
BoA D 2021 03 Board of Appeal of the ESAs - decision on City Insurance SA vs EIOPA Board of Appeal Decision DOWNLOAD 305.13 KB
ESMA22-106-3280 SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 561.81 KB
PROC/2021/08 Negotiated procedure for EMAS Consultancy – DEADLINE for expression of interest 12/05/2021 – 23:59 (CET) Procurement CLOSED Procedure DOWNLOAD 113.8 KB
ESMA34-45-1248 Public hearing on CP on taxonomy-related product disclosures April 2021 - Agenda Joint Committee, Sustainable finance Reference DOWNLOAD 121.71 KB
ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Press Release DOWNLOAD 85.72 KB
Related documents EMIR and SFTR data quality report 2020
Summary
Translated versions
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA71-99-1637 Retail clients continue to lose out due to high investment products costs Fund Management, Risk monitoring Press Release DOWNLOAD 105.12 KB
ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 Fund Management, Digital Finance and Innovation, Market data Report DOWNLOAD 2.54 MB
ESMA34-49-309 response form Response form to CP on MMFR review Fund Management Reference DOWNLOAD 773.2 KB
ESMA80-195-858 ESMA response to ESRB letter on procyclicality of credit ratings Credit Rating Agencies Letter DOWNLOAD 180.39 KB
ESMA74-362-1934 Updated LEI statement SFTR Market data, Post Trading, Securities Financing Transactions Statement DOWNLOAD 128.32 KB
ESMA22-106-3233 Summary of conclusions Board of Supervisors - 23 February 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 142.17 KB
SCIC/2021/OP/0002 Open tender for the Provision of Services and Equipment in the field of Audio-visual and Conference Technology – DEADLINE: 11 June 2021, 16:00 CET Procurement CLOSED Procedure DOWNLOAD 142.58 KB
ESMA93-373-39 Annual peer review of EU CCP supervision CCP Report DOWNLOAD 449.37 KB
ESMA70-156-4225 MiFID II final report on functioning of OTF Trading Final Report DOWNLOAD 548.44 KB
ESMA50-165-1734 EU Alternative Investment Funds - 2021 Statistical Report Fund Management, Market data, Risk monitoring Report DOWNLOAD 1.77 MB
ESMA70-151-3373 Final Report RTS Article 15 and 49 EMIR CCP Final Report DOWNLOAD 464.15 KB
ESMA70-156-4103 Final Report on SME GMs - MiFID II Trading Final Report DOWNLOAD 741.13 KB
ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.43 KB
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Summary
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JC 2021 08 Joint Committee Annual Report 2020 Joint Committee Annual Report DOWNLOAD 1.01 MB
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA71-99-1629 ESMA publishes 2020 report on enforcement of corporate disclosure Issuer disclosure Press Release DOWNLOAD 94.13 KB
ESMA32-63-1101 Enforcers 2020 activity report Issuer disclosure Report DOWNLOAD 876.29 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA71-99-1640 ESMA Newsletter March 2021 ESMA newsletter Reference DOWNLOAD 14.94 MB
JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 Joint Committee, Risk monitoring Report DOWNLOAD 641.71 KB
JC 2021 24 Joint report on the assessment of the application of the Guidelines on complaints-handling Joint Committee Report DOWNLOAD 725.04 KB
ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Investor protection Statement DOWNLOAD 78.5 KB
ESMA32-63-1156 Public statement Application of TD requirements following Brexit Brexit, Issuer disclosure, Financial reporting, Supervisory convergence Statement DOWNLOAD 104.37 KB
ESMA32-67-716 Report on IFRS 10-11-12 Issuer disclosure, Audit, Financial reporting Report DOWNLOAD 480.12 KB