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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Related documents |
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Summary |
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Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
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, RO
, SK
, SL
, SV
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04-505b |
Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 119.41 KB |
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09-219 |
Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 281.09 KB |
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10-1541 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis |
Joint Committee, Audit |
Letter |
DOWNLOAD 144.8 KB |
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10-1541 Annex 1 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 159.33 KB |
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10-1541 Annex 2 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 120.57 KB |
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10-1541 Annex 3 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 87.69 KB |
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2011/139 |
Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 653.98 KB |
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2011/188 BG |
Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг |
Guidelines and Technical standards |
Guidelines & Recommendations |
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2011/188 CS |
Spolupráce zahrnující přenesení úkolů mezi Evropským orgánem pro cenné papíry a trhy, příslušnými orgány a odvětvovými příslušnými orgány podle nařízení (EU) č. 513/2011 o ratingových agenturách |
Guidelines and Technical standards |
Guidelines & Recommendations |
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2011/188 DA |
Samarbejde, herunder delegation, mellem ESMA, de kompetente myndigheder og de kompetente sektormyndigheder i henhold til forordning (EU) nr. 513/2011 om kreditvurderingsbureauer |
Guidelines and Technical standards |
Guidelines & Recommendations |
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2011/188 DE |
Leitlinien und Empfehlungen zur Zusammenarbeit einschließlich Delegation zwischen der ESMA, den zuständigen Behörden und den sektoralen zuständigen Behörden gemäß Verordnung (EU) Nr. 513/2011 über Ratingagenturen |
Guidelines and Technical standards |
Guidelines & Recommendations |
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2011/188 EL |
Συνεργασία, περιλαμβανομένης της ανάθεσης καθηκόντων, μεταξύ της ΕΑΚΑΑ, των αρμόδιων αρχών και των τομεακών αρμόδιων αρχών δυνάμει του κανονισμού (ΕΕ) αριθ. 513/2011 για τους οργανισμούς αξιολόγησης πιστοληπτικής ικανότητας |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 258.45 KB |
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2011/188 ES |
Cooperación, incluida la delegación de tareas, entre la AEVM, las autoridades competentes y las autoridades sectoriales competentes con arreglo al Reglamento (UE) n.º 513/2011 sobre las agencias de calificación crediticia |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 177.42 KB |
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2011/188 ET |
Koostöö ja delegeerimine Euroopa Väärtpaberiturujärelevalve (ESMA), pädevate asutuste ja valdkondlike pädevate asutuste vahel vastavalt määrusele (EÜ) nr 513/2011 reitinguagentuuride kohta |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 191.44 KB |
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2011/188 FI |
Yhteistyö, joka kattaa EAMV:n, toimivaltaisten viranomaisten ja alakohtaisten toimivaltaisten viranomaisten väliset siirrot luottoluokituslaitoksista annetun asetuksen (EU) No 513/2011 mukaisesti |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 176.19 KB |
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2011/188 FR |
Coopération, y compris délégation entre l’AEMF, les autorités compétentes et les autorités compétentes sectorielles, conformément au règlement (UE) n° 513/2011 sur les agences de notation de crédit |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 202.62 KB |
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2011/188 HU |
A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 195.43 KB |
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2011/188 IT |
Cooperazione, compresa la delega, fra AESFEM, autorità competenti e autorità settoriali competenti ai sensi del regolamento (UE) n. 513/2011 del Parlamento europeo e del Consiglio, dell'11 maggio 2011, recante modifica del regolamento (CE) n. 1060/2009 re |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 199.35 KB |
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2011/188 LT |
EVPRI, kompetentingų institucijų ir sektorių kompetentingų institucijų bendradarbiavimas, įskaitant užduočių pavedimą pagal Reglamentą (ES) Nr. 513/2011 dėl kredito reitingų agentūrų |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 205.01 KB |
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