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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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749 documents
Date Reference Title Sections Type Main document Info
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
Newsletter ESMA Newsletter July 2022 ESMA newsletter Reference DOWNLOAD 10.96 MB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
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Translated versions
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA40-134-2458 Conflict of interests and ethics policy - ESMA staff Careers, About ESMA Reference DOWNLOAD 3.5 MB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
Newsletter ESMA Newsletter June 2022 ESMA newsletter Reference DOWNLOAD 12.17 MB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
Newsletter ESMA Newsletter May 2022 ESMA newsletter Reference DOWNLOAD 8.52 MB
Newsletter ESMA Newsletter April 2022 ESMA newsletter Reference DOWNLOAD 11.82 MB
ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
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Translated versions BG , CS , DA , DE , ES , EL , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
Newsletter ESMA Newsletter March 2022 ESMA newsletter Reference DOWNLOAD 7.07 MB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA70-151-3374 Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 307.48 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
Newsletter ESMA Newsletter February 2022 ESMA newsletter Reference DOWNLOAD 8.71 MB
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV