ESMA Library

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243 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
ESMA70-145-103 Communication on launch of reference data submission under MAR Market Abuse, Market Integrity Opinion DOWNLOAD 132.12 KB
ESMA42-113-627 Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information Supervisory convergence Report DOWNLOAD 960.69 KB
ESMA70-145-76 Points for convergence in relation to MAR accepted market practices on liquidity contracts Market Abuse, Market Integrity Opinion DOWNLOAD 166.37 KB
ESMA31-68-153 Closing Keynote CMU Mid Term Review Public Hearing - Steven Maijoor Speeches, Supervisory convergence Speech DOWNLOAD 154.17 KB
ESMA71-844457584-345 ESMA publishes 2017 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 151.67 KB
ESMA42-397158525-448 2017 Supervisory Convergence Work Programme Supervisory convergence Reference DOWNLOAD 540.81 KB
ESMA/2016/1480 MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 214.29 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-1643088512-2962 ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution Investor protection, Trading, Supervisory convergence Report DOWNLOAD 774.17 KB
2016/1478 MAR Guidelines - Delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 184.61 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1477 MAR Guidelines - Persons receiving market soundings Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 278.79 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1412 Final Report on MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Final Report DOWNLOAD 566.52 KB
2016/1164 Letter to the Commissioner Dombrovskis on MAR ITS Market Abuse, Market Integrity Letter DOWNLOAD 205.33 KB
2016/1171 Final Report Draft Implementing Technical Standards on sanctions and measures under MAR Market Abuse, Market Integrity Final Report DOWNLOAD 929.78 KB
2016/1130 Final Report on the Market Abuse Regulation Guidelines Market Abuse, Market Integrity Report DOWNLOAD 852.59 KB
2016/1047 Press Release Prospectus Peer Review Prospectus, Supervisory convergence Press Release DOWNLOAD 188.52 KB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/982 Opinion on inside information disclosure under the Market Abuse Regulation Market Abuse Opinion DOWNLOAD 278.89 KB
2016/724 Requirements for reference data submission under Article 4 MAR Market Abuse, Market Integrity Statement DOWNLOAD 88.1 KB
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
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