ESMA Library

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1061 documents
Date Reference Sort descending Title Sections Type Main document Info
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
2011/105 ESMA comment letter to EFRAG regarding its draft response on the IASB’s Supplementary Document on the Exposure Draft Financial Instruments: Amortised Cost and Impairment Issuer disclosure Letter DOWNLOAD 185.93 KB
2011/106 ESMA comment letter regarding the IASB’s Exposure Draft Offsetting Financial Assets and Financial Li-abilities Issuer disclosure Letter DOWNLOAD 184.93 KB
2011/107 ESMA comment letter to the EFRAG regarding its draft response on the IASB Issuer disclosure Letter DOWNLOAD 235.25 KB
2011/108 ESMA comment letter to the IASB regarding the Supplementary Document on the Exposure Draft Financial In-struments: Amortised Cost and Impairment Issuer disclosure Letter DOWNLOAD 234.97 KB
2011/136 ESMA comment letter to the IFRS Foundation Monitoring Board on its Consultative Report on the Review of the IFRS Foundation's Governance Issuer disclosure Letter DOWNLOAD 369.66 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/141 Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 1.45 MB
2011/188 BG Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.32 KB
2011/188 CS Spolupráce zahrnující přenesení úkolů mezi Evropským orgánem pro cenné papíry a trhy, příslušnými orgány a odvětvovými příslušnými orgány podle nařízení (EU) č. 513/2011 o ratingových agenturách Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 205.99 KB
2011/188 DA Samarbejde, herunder delegation, mellem ESMA, de kompetente myndigheder og de kompetente sektormyndigheder i henhold til forordning (EU) nr. 513/2011 om kreditvurderingsbureauer Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.43 KB
2011/188 DE Leitlinien und Empfehlungen zur Zusammenarbeit einschließlich Delegation zwischen der ESMA, den zuständigen Behörden und den sektoralen zuständigen Behörden gemäß Verordnung (EU) Nr. 513/2011 über Ratingagenturen Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 74.64 KB
2011/188 EL Συνεργασία, περιλαμβανομένης της ανάθεσης καθηκόντων, μεταξύ της ΕΑΚΑΑ, των αρμόδιων αρχών και των τομεακών αρμόδιων αρχών δυνάμει του κανονισμού (ΕΕ) αριθ. 513/2011 για τους οργανισμούς αξιολόγησης πιστοληπτικής ικανότητας Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 258.45 KB
2011/188 ES Cooperación, incluida la delegación de tareas, entre la AEVM, las autoridades competentes y las autoridades sectoriales competentes con arreglo al Reglamento (UE) n.º 513/2011 sobre las agencias de calificación crediticia Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 177.42 KB
2011/188 ET Koostöö ja delegeerimine Euroopa Väärtpaberiturujärelevalve (ESMA), pädevate asutuste ja valdkondlike pädevate asutuste vahel vastavalt määrusele (EÜ) nr 513/2011 reitinguagentuuride kohta Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 191.44 KB
2011/188 FI Yhteistyö, joka kattaa EAMV:n, toimivaltaisten viranomaisten ja alakohtaisten toimivaltaisten viranomaisten väliset siirrot luottoluokituslaitoksista annetun asetuksen (EU) No 513/2011 mukaisesti Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 176.19 KB
2011/188 FR Coopération, y compris délégation entre l’AEMF, les autorités compétentes et les autorités compétentes sectorielles, conformément au règlement (UE) n° 513/2011 sur les agences de notation de crédit Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 202.62 KB
2011/188 HU A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 195.43 KB