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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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935 documents
Date Reference Title Sections Type Main document Info
ESMA34-463-941 Report on Penalties and measures imposed under the AIFMD in 2021 Fund Management Report DOWNLOAD 793.12 KB
ESMA34-45-1647 Report on Penalties and measures imposed under the UCITS Directive in 2021 Fund Management Report DOWNLOAD 449.54 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA91-372-2060 4th ESMA CCP Stress Test Report CCP, Post Trading Report DOWNLOAD 4 MB
Related documents ESMA stress test of Central Counterparties finds clearing system resilient - Press Release 4th ESMA CCP Stress Test FAQ
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Translated versions
ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report - Risk update Risk monitoring Report DOWNLOAD 340.8 KB
ESA 2022 23 Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules Joint Committee Report DOWNLOAD 776.21 KB
ESMA91-372-2059 Report_CCP investment policies including MMFs CCP Report DOWNLOAD 1.12 MB
ESMA32-63-1224 26th Extract of EECS's Database of Enforcement Financial reporting Report DOWNLOAD 569.85 KB
ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
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Translated versions BG , CS , DA , DE , ES , EL , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
JC 2022 20 Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation Fund Management, Joint Committee Report DOWNLOAD 3.38 MB
JC 2022 09 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 Joint Committee, Risk monitoring Report DOWNLOAD 949.47 KB
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA 50-165-1677 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2022 Risk monitoring Report DOWNLOAD 2.08 MB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
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ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA70-151-3374 Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 307.48 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA50-165-2058 ESMA report on trends, risks and vulnerabilities No.1 2022 Risk monitoring Report DOWNLOAD 929.81 KB