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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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958 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA22-106-4089 Application form for Securities and Markets Stakeholder Group 2022 Securities and Markets Stakeholder Group Reference DOWNLOAD 64.61 KB
ESMA22-106-3964 Call for Expression of Interest Securities and Markets Stakeholder Group (reserve list) Securities and Markets Stakeholder Group Reference DOWNLOAD 134.79 KB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA22-106-4135 SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards Securities and Markets Stakeholder Group, Sustainable finance SMSG Advice DOWNLOAD 178.31 KB
ESMA22-106-4078 Summary of Conclusions SMSG - 13 May 2022 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 231.25 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
ESMA22-106-3869 Summary of Conclusions SMSG - 3 February 2022 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 207.92 KB
ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.55 KB
ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
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Summary
Translated versions BG , CS , DA , DE , ES , EL , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-4024 SMSG Recommendations in regard of the impact of inflation on investor protection Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 301.69 KB
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA70-151-3374 Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 307.48 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-3735 Summary of Conclusions Joint BoS-SMSG - 18 November 2021 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 95.46 KB
ESMA 22-106-3766 Summary of Conclusions SMSG - 18 November 2021 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 151.54 KB
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV