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ESMA81-393-599 |
Final Report on review of RTS on recognition |
Benchmarks, Guidelines and Technical standards |
Final Report |
DOWNLOAD 712.24 KB |
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ESMA91-372-2346 |
Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) |
CCP, Guidelines and Technical standards |
Final Report |
DOWNLOAD 910.65 KB |
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ESMA91-372-1791 |
Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements |
CCP, Guidelines and Technical standards |
Final Report |
DOWNLOAD 862.01 KB |
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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA80-196-6345 |
Guidelines on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 198.49 KB |
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Summary |
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Translated versions |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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JC 2022 40 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2022 |
Joint Committee, Market data |
Report |
DOWNLOAD 570.49 KB |
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ESMA70-156-4754 |
Compliance table on Guidelines on MiFID II/MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 180.84 KB |
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ESMA70-156-350 |
Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 150.17 KB |
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ESMA34-45-974 |
Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 230.68 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
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ESMA74-362-2566 |
Third updated LEI statement SFTR |
Market data, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 130.43 KB |
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ESMA34-32-898 |
Compliance table on Guidelines on Article 25 of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 199.22 KB |
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ESMA34-49-446 |
Guidelines on stress test scenarios under the MMF Regulation - 2021 update |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 619.42 KB |
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Summary |
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Translated versions |
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ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 157.26 KB |
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Summary |
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Translated versions |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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Related documents |
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Summary |
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Translated versions |
BG
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, FI
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, IT
, LT
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, MT
, NL
, PL
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, RO
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, SV
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ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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