ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

752 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA34-45-1648 Final Report on the Draft technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 779.61 KB
ESMA74-362-2281 Final report on the Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Final Report DOWNLOAD 3.19 MB
ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 712.24 KB
ESMA91-372-2346 Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Final Report DOWNLOAD 910.65 KB
ESMA91-372-1791 Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements CCP, Guidelines and Technical standards Final Report DOWNLOAD 862.01 KB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
ESMA80-196-6345 Guidelines on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 198.49 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA32-60-254 ESEF Reporting Manual Electronic reporting Reference DOWNLOAD 1.05 MB
ESMA32-60-850 Final Report draft RTS amending RTS on ESEF 2022 Electronic reporting Final Report DOWNLOAD 7.56 MB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
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Summary
Translated versions BG , CS , DA , DE , ES , EL , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV