Consultation paper Clearing Obligation no1 IRS

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Consultation
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With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to be subject to central clearing following an analysis of all IRS classes which are currently offered for clearing by European CCPs. ESMA’s draft RTS propose to subject the following four
classes: Basis swaps, fixed-to-float interest rate swaps, forward rate agreements and overnight index swaps on a range of currencies and maturities. The clearing obligation will take effect following a phased implementation depending on the types of counterparties.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the consultation paper on the clearing obligation no.1.

Please use this “form to reply"
Naming protocol - In order to facilitate the handling of stakeholders responses please save your document using the following format:
ESMA_ClearingObligation_no1_NAMEOFCOMPANY_NAMEOFDOCUMENT: e.g.if the respondent were ESMA, the name of the reply form would be ESMA_ClearingObligation_no1_ESMA_REPLYFORM or ESMA_ClearingObligation_no1_ESMA_ANNEX1
Details on EMIR and the clearing obligation can be found at the following link: http://www.esma.europa.eu/page/OTC-derivatives-and-clearing-obligation

Activity Institution Download
Asset Management AMUNDI
  • 11810
Investment Services ASSOSIM
  • 11923
Banking Italian Banking Association (ABI)
  • 11924
Investment Services AMAFI
  • 11925
Banking FEDERATION BANCAIRE FRANCAISE
  • 11926
Banking FEDERATION BANCAIRE FRANCAISE
  • 11927
Banking Japanese Bankers Association
  • 11928
Banking German Banking Industry Committee / Deutsche Kreditwirtschaft
  • 11929
Banking European Covered Bond Council (ECBC)
  • 11930
Banking Luxembourg Bankers' Association, the ABBL
  • 11931
Government, Regulatory and Enforcement Narodowy Bank Polski and Ministry of Finance of the Republic of Poland
  • 11932
Banking Commerzbank Aktiengesellschaft
  • 11933
Issuers Regulated Covered Bond Counil
  • 11934
Asset Management BVI
  • 11935
Asset Management Alternative Investment Management Association
  • 11936
Others KDPW_CCP
  • 11937
Issuers Regulated Covered Bond Council
  • 11938
Banking Polish Bank Association
  • 11939
Banking Association for Financial Markets in Europe
  • 11940
Investment Management Association
  • 11941
Investment Services Managed Funds Association
  • 11942
Insurance and Pension Danish Insurance Association (Forsikring & Pension)
  • 11943
Others LCH.Clearnet Group
  • 11944
Banking Deutsche Bank AG
  • 11945
Banking Intesa Sanpaolo
  • 11946
Asset Management EFAMA
  • 11947
Asset Management AFG
  • 11948
NASDAQ OMX
  • 11949
Others Federation of Finnish Financial Services
  • 11950
Norges Bank Investment Management
  • 11951
Asset Management ICMA Covered Bond Investor Council
  • 11952
Banking European Banking Federation
  • 11953
Banking European Banking Federation
  • 11954
Federation of European Securities Exchanges
  • 11955
Others European Federation of Energy Traders (EFET)
  • 11956
European Association of Clearing Houses (EACH)
  • 11957
Banking UBS AG
  • 11958
Investment Services State Street Corporation
  • 11959
Others Eurex Clearing AG
  • 11960
Regulated markets, exchanges and trading systems CME Group
  • 11961
Banking International Swaps and Derivatives Association and FIA Europe
  • 11962
Others Markit
  • 11963
Insurance and Pension Insurance Europe
  • 11964
Banking Barclays Bank PLC
  • 11965
Asset Management The Asset Management Group of the Securities Industry and Financial Markets Association
  • 11966
Government, Regulatory and Enforcement ESRB
  • 11968