Consultation on the draft technical advice concerning MAR and MiFID II SME GM

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Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by 13 February 2024.

All contributions should be submitted online using the provided reply form (docx)

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found under the heading ‘Legal Notice and Data protection’.

Who should read this paper?

All interested stakeholders are invited to respond to this consultation paper. This consultation paper is of primary interest to issuers, including SMEs, and trading venues, but responses are also sought from any other market participant including trade associations and industry bodies, institutional and retail investors, consultants and academics.

Activity Institution Download
Others European Investors-VEB
  • 209409
The Swedish Securities Markets Association
  • 208495
Banking German Banking Industry Committee
  • 208514
Banking Association of German Banks
  • 208515
Investment Services Finance Denmark
  • 208517
Legal and Accountancy White & Case
  • 208518
Regulated markets, exchanges and trading systems Deutsche Börse Group
  • 208527
Banking National Association of German Cooperative Banks
  • 208528
Issuers ASSONEXT
  • 208535
Banking Dutch Banking Association
  • 208538
Others Genoa Centre for Law and Finance - University of Genoa
  • 209407
Others Confederation of Swedish Enterprise
  • 208553
  • 208554
Investment Services AMF Italia - Associazione Intermediari Mercati Finanziari
  • 209406
Banking Italian Banking Association
  • 208556
Regulated markets, exchanges and trading systems FESE
  • 208559
Government, Regulatory and Enforcement The Finnish Bar Association
  • 209405
Issuers SEG - Polish Association of Listed Companies
  • 208563
Others Assonime
  • 209404
Regulated markets, exchanges and trading systems Warsaw Stock Exchange
  • 208567
Austrian Federal Economic Chamber, Division Bank an Insurance
  • 208566
Others Eumedion
  • 208569
Regulated markets, exchanges and trading systems Euronext
  • 208572
Issuers Vereniging Effecten Uitgevende Ondernemingen (VEUO)
  • 208577
Regulated markets, exchanges and trading systems Nasdaq Nordic
  • 208579
Banking Association of Financial Markets in Europe - AFME
  • 208580
Issuers EuropeanIssuers
  • 208581
Issuers Deutsches Aktieninstitut e.V.
  • 208582
  • 208584
Legal and Accountancy Privatee Ivesor
  • 209403
Issuers French Association of Large Companies
  • 208589
Legal and Accountancy Kromann Reumert Lawfirm
  • 209402
Others AMAFI (Association française des marchés financiers)
  • 208591
  • 208592
Legal and Accountancy Stibbe
  • 208593
Others Finland Chamber of Commerce
  • 208594
Investor Relations Active Owners Denmark
  • 208595