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7183 documents
Date Reference Title Sections Type Main document Info
2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Trading Reference DOWNLOAD 353.3 KB
2012/380 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 1.49 MB
2012/248 Letter to the IFRS Interpretation Committee - Accouting exposure to Greek sovereign debt Financial reporting Letter DOWNLOAD 361.61 KB
2012/367 The role of ESMA in European and international regulatory cooperation Speeches Speech DOWNLOAD 161.62 KB
OJ/30/05/2012-PROC/2012/003 Drafting call for tenders for the logistics department of ESMA - deadline 16 July 2012 Procurement CLOSED Procedure DOWNLOAD 401.04 KB
2012/SMSG/29 SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Securities and Markets Stakeholder Group Letter DOWNLOAD 112.88 KB
2012/328 Keynote speech at the ICMA conference - Verena Ross Speeches Speech DOWNLOAD 135.46 KB
2012/300 Prospectus Directive – Good Practices in the approval process Supervisory convergence Final Report DOWNLOAD 467.38 KB
2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release DOWNLOAD 177.71 KB
2012/SMSG/30 ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG Securities and Markets Stakeholder Group Letter DOWNLOAD 59.17 KB
2012/SMSG/27b SMSG advice to ESMA on short selling Securities and Markets Stakeholder Group Letter DOWNLOAD 86.43 KB
2012/326 Speech by Steven Maijoor at the Government Borrowers Forum Speeches Speech DOWNLOAD 97.71 KB
2012/321 Public Statement at the 2012 IOSCO Annual Conference Speeches Speech DOWNLOAD 114.98 KB
OJ/27/04/2012 - PROC/2012/002 Invitation to tender for temporary workers at ESMA Procurement CLOSED Procedure DOWNLOAD 187.32 KB
JC/CP/2012/01 EBA, EIOPA and ESMA’s Joint Consultation Paper on its proposed response to the Commission’s Review of the Financial Conglomerates Directive Joint Committee Consultation Paper DOWNLOAD 590.22 KB
2012/314 Shaping the future of Europe’s financial markets Speeches Speech DOWNLOAD 100.99 KB
OJ/27/04/2012 -PROC/2012/002 Temporary workers at ESMA Procurement CLOSED Procedure DOWNLOAD 677.79 KB
2012/307 European Accounting Association (EAA) 35th Annual Congress – Ljubljana, 9 May 2012 Speeches Speech DOWNLOAD 141.35 KB
2012/275 ESMA’s 2012 Regulatory Work Programme About ESMA Reference DOWNLOAD 198.04 KB
2012/278 Call for evidence on Transaction reporting Market Integrity Consultation Paper DOWNLOAD 286 KB
OJ/20/04/2012-PROC/2012/001 Cleaning services and supply of cleaning products - deadline 6 June 2012 Procurement CLOSED Procedure DOWNLOAD 446.21 KB
2012/SMSG/20 SMSG meeting on 15-16 February 2012 Securities and Markets Stakeholder Group Reference DOWNLOAD 131.17 KB
2012/SMSG/25 Advice on the discussion paper on Proxy Advisors Securities and Markets Stakeholder Group Letter DOWNLOAD 236.57 KB
Related documents Discussion Paper - An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options
Summary
Translated versions
2012/274 ESMA approves credit ratings from Brazil for use in the EU Credit Rating Agencies, Press Releases Press Release DOWNLOAD 182.58 KB
2012/273 How the new regulatory and supervisory framework protects Europe’s markets and consumers Speeches Speech DOWNLOAD 227.04 KB
2012/264 Comment letter to EFRAG on its discussion paper - Accounting for business combinations under common control Issuer disclosure Letter DOWNLOAD 213.06 KB
2012/271 The sovereign debt crisis and the EU single market: where is further work needed from a securities markets perspective? Speeches Speech DOWNLOAD 292.2 KB
2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 199.56 KB
2012/270 Actual use of sanctioning powers under MAD Supervisory convergence Final Report DOWNLOAD 1.55 MB
2012/BS/29 Board of Supervisors meeting on 14 February 2012 Board of Supervisors Reference DOWNLOAD 257.22 KB
2012/MB/15 Management Board meeting on 13 February 2012 Management Board Reference DOWNLOAD 204.36 KB
2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice DOWNLOAD 509.39 KB
2012/259 Technical advice on CRA regulatory equivalence - US, Canada and Australia Credit Rating Agencies Technical Advice DOWNLOAD 697.78 KB
2012/256 ESMA approves credit ratings from Argentina and Mexico for use in the EU Credit Rating Agencies, Press Releases Press Release DOWNLOAD 186.59 KB
2012/108 ESMA budget for 2012 About ESMA Reference DOWNLOAD 180.43 KB
JC/2011/82 Joint Committee of the ESAs - Work programme 2012 Overview of deliverables Joint Committee Reference DOWNLOAD 89.31 KB
JC/2011/17 Medium term strategy for the Joint Committee Joint Committee Reference DOWNLOAD 152.75 KB
JC/2012/30 EBA, ESMA and EIOPA publish two reports on Money Laundering Joint Committee, Press Releases Press Release DOWNLOAD 69.92 KB
JC/2011/97 EBA, ESMA and EIOPA’s Report on the legal and regulatory provisions and supervisory expectations across EU Member States of Simplified Due Diligence requirements where the customers are credit and financial institutions under the Third Money Laundering Di Joint Committee Final Report DOWNLOAD 476.47 KB
JC/2011/96 EBA, ESMA and EIOPA’s Report on the legal, regulatory and supervisory implementation across EU Member States in relation to the Beneficial Owners Customer Due Diligence requirements under the Third Money Laundering Directive [2005/60/EC] Joint Committee Final Report DOWNLOAD 552.11 KB
2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards DOWNLOAD 1.02 MB
2012/197 sv Riktlinjer om riskbedömning och beräkning av total exponering i vissa typer av strukturerade fondföretag Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 265.15 KB
2012/197 sl Smernice o merjenju tveganj in izračunu skupne izpostavljenosti za nekatere vrste strukturiranih UCITS skladov Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.01 KB
2012/197 sk Usmernenia o meraní rizika a výpočte celkového rizika pre určité typy štruktúrovaných PKIPCP Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 272.43 KB
2012/197 ro Ghid privind măsurarea riscului şi calcularea expunerii globale pentru anumite tipuri de OPCVM-uri structurate Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.6 KB
2012/197 pt Orientações relativas à avaliação do risco e ao cálculo da exposição global de determinados tipos de OICVM estruturados Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.55 KB
2012/197 pl Wytyczne w sprawie pomiaru ryzyka i obliczania ogólnego narażenia na ryzyko w odniesieniu do niektórych rodzajów UCITS strukturyzowanych Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 272.91 KB
2012/197 nl Richtsnoeren voor risicometing en de berekening van het totale risico voor bepaalde types gestructureerde icbe’s Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.84 KB
2012/197 mt Linji gwida dwar il-kejl tar-riskji u l-kalkolazzjoni tal-espożizzjoni globali għal ċerti tipi ta’ UCITS strutturati Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 272.33 KB
2012/197 lv Pamatnostādnes par riska novērtēšanu un vispārējā riska aprēķināšanu dažu veidu strukturētiem PVKIU Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.71 KB
2012/197 lt Tam tikrų tipų struktūrizuotųjų KIPVPS rizikos vertinimo ir bendros rizikos apimties apskaičiavimo gairės Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 262.77 KB
2012/197 it Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 265.68 KB
2012/197 hu Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 274.08 KB
2012/197 ga Treoirlínte um thomhas riosca agus ríomh an nochta domhanda le haghaidh cineálacha áirithe GCUI struchtúrtha Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 263.37 KB
2012/197 fr Orientations relatives à l’évaluation du risque et au calcul du risque global pour certains types d’OPCVM structurés Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.25 KB
2012/197 fi Ohjeet riskinarvioinnista ja tietyn tyyppisten strukturoitujen yhteissijoitusyritysten kokonaisriskin laskennasta Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.62 KB
2012/197 es Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.49 KB
2012/197 el Κατευθυντήριες γραμμές για τη μέτρηση του κινδύνου και τον υπολογισμό της συνολικής έκθεσης ορισμένων τύπων δομημένων ΟΣΕΚΑ σε κινδύνους Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 275.24 KB
2012/197 ee Teatud liiki struktureeritud eurofondide riskide mõõtmise ja üldriski arvutamise suunised Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.21 KB
2012/197 de Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 271.45 KB
2012/197 dk Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 275.1 KB
2012/197 cz Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.01 KB
2012/197 bg Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 281.24 KB
2012/197 Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.27 KB
2012/224 ESMA seeks views on proxy advisors Press Releases, Corporate Governance, Issuer disclosure Press Release DOWNLOAD 170.89 KB
JC 2011/17 Medium term strategy for the Joint Committee Joint Committee Reference DOWNLOAD 152.87 KB
JC 2011/82 Joint Committee of the ESAs - Work programme 2012 Joint Committee Reference DOWNLOAD 89.31 KB
2012/220 ESMA issues a report on its first examinations of credit rating agencies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 189.81 KB
2012/207 ESMA’s Report on the Supervision of Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 323.81 KB
2012/212 Discussion Paper - An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options Issuer disclosure, Corporate Governance Consultation Paper DOWNLOAD 524.85 KB
2012/203 ESMA comment letter to EFRAG on their endorsement advice on IFRS 10 – Consolidated Financial Statements Issuer disclosure Letter DOWNLOAD 56.7 KB
2012/181 ESMA comment letter to EFRAG regarding IASB's Exposure Draft - Revenue from Contracts with Customers Issuer disclosure Letter DOWNLOAD 109.63 KB
2012/180 ESMA comment letter to the IASB on the Exposure Draft - Revenue from Contracts with Customers Issuer disclosure Letter DOWNLOAD 472.46 KB
2012/195 Keynote speech by Steven Maijoor, Chair of ESMA, at the EVCA Investors’ Forum Speeches Speech DOWNLOAD 191.14 KB
2012/158 ESMA allows EU-registered CRAs to endorse credit ratings issued in the US, Canada, Hong Kong and Singapore Credit Rating Agencies Press Release DOWNLOAD 189.93 KB
JC/DP/2012/1 Joint Discussion Paper on Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories Joint Committee Consultation Paper DOWNLOAD 402.37 KB
2012/138 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Letter DOWNLOAD 94.68 KB
2012/140 ESMA advises European Commission on Prospectus Directive’s overhaul - Advice covers possible delegated acts Prospectus, Issuer disclosure, Press Releases Press Release DOWNLOAD 115.14 KB
2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Technical Advice DOWNLOAD 1.32 MB
2012/BS/5 Board of Supervisors meeting on 18 January 2012 Board of Supervisors Reference DOWNLOAD 189.43 KB
2012/BS/4 Board of Supervisors meeting on 20 December 2011 Board of Supervisors Reference DOWNLOAD 258.17 KB
2012/MB/4 Management board meeting on 30 January 2012 Management Board Reference DOWNLOAD 177.39 KB
2012/MB/3 Management board meeting on 19 December 2011 Management Board Reference DOWNLOAD 211.17 KB
2011/MB/85 Management board meeting on 3 August 2011 Management Board Reference DOWNLOAD 159.83 KB
2012/SMSG/12 Advice on Guidelines on certain aspects of the MiFID compliance function requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 83.35 KB
2012/SMSG/11 Advice on Guidelines on certain aspects of the MiFID suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 138.1 KB
2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/117 Discussion paper on Key concepts of the Alternative Investment Fund Managers Directive and types of AIFM Fund Management Consultation Paper DOWNLOAD 359.52 KB
2012/113 Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 Fund Management Q&A DOWNLOAD 126.66 KB
2012/95 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 776.04 KB
2012/100 Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board Management Board, Press Releases Press Release DOWNLOAD 111.25 KB
2012/98 ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) Short Selling Consultation Paper DOWNLOAD 429.17 KB
2011/BS/234 Summary of conclusions - Board of Supervisors conference call on 23 November 2011 Board of Supervisors Reference DOWNLOAD 22.39 KB
2011/BS/233 Summary of conclusions - Board of Supervisors meeting of 8 November 2011 Board of Supervisors Reference DOWNLOAD 121.56 KB
2011/MB/114 Summary of conclusions - Management Board meeting of 7 November 2011 Management Board Reference DOWNLOAD 68.91 KB
2012/77 Strengthening Investor Protection - Opening Statement by Verena Ross at ECON hearing Speeches Speech DOWNLOAD 170.5 KB
2012/76 Keynote speech of Steven Maijoor, Chair of ESMA, at the AFME Market and Liquidity Conference Speeches Speech DOWNLOAD 42.85 KB
2012/73 What problems do consumers face when seeking financial advice? - speech by Steven Maijoor Speeches Speech DOWNLOAD 43.02 KB
2012/SMSG/6 Letter regarding deadlines for the submission of ESMA’s technical standards Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 82.35 KB