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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7185 documents
Date Reference Title Sections Type Main document Info
ESMA50-164-5411 Digital finance related issues – Survey to NCAs Digital Finance and Innovation Report DOWNLOAD 291.04 KB
ESMA50-164-5410 Report on Call for evidence on Digital Finance Digital Finance and Innovation Report DOWNLOAD 281.83 KB
ESA 2022 01 Joint ESA response to the EU Commission on Digital Finance Digital Finance and Innovation, Joint Committee Report DOWNLOAD 2.57 MB
Newsletter ESMA Newsletter December 2021 & January 2022 ESMA newsletter Reference DOWNLOAD 11.29 MB
ESMA65-8-9387 FIRDS Reference Data XML Schema v1.2.0 Trading Reference DOWNLOAD 46.52 KB
ESMA50-165-1948 EU Alternative Investment Funds - 2022 Statistical Report Fund Management, Market data, Risk monitoring Report DOWNLOAD 1.46 MB
ESMA80-416-250 Call For Evidence on Market Characteristics for ESG Rating Providers in the EU Sustainable finance Reference DOWNLOAD 258.32 KB
ESMA71-99-1819 ESMA launches its new STS register Securitisation Press Release DOWNLOAD 82.51 KB
ESMA35-43-2900 Supervisory briefing in relation to firms using tied agents in the MiFID II framework Investor protection Reference DOWNLOAD 198.53 KB
ESMA70-451-110 Letter to the EC - Clearing obligation for PSAs Post Trading Letter DOWNLOAD 306.49 KB
JC 2021 95 List of Financial Conglomerates 2021 Joint Committee Reference DOWNLOAD 420.9 KB
ESMA70-156-5292 Trading Venues with the Highest Turnover for Bonds Post Trading Reference DOWNLOAD 2.18 MB
ESNA91-372-1706 Final report - Draft RTS on calculation and maintenance of own resources CCP Final Report DOWNLOAD 1.03 MB
ESMA91-372-1705 Final report - Draft RTS on conditions for recompense CCP Final Report DOWNLOAD 695.15 KB
ESMA91-372-1704 Final report - Guidelines on restrictions following a non-default event CCP Final Report DOWNLOAD 691.51 KB
ESMA91-372-1703 Final report - Draft RTS on recovery factors art 10(12) CCP Final Report DOWNLOAD 847.29 KB
ESMA91-372-1702 Final report - Guidelines on CCP recovery plan indicators CCP Final Report DOWNLOAD 527.18 KB
ESMA91-372-1701 Final report - Guidelines on CCP recovery plan scenarios CCP Final Report DOWNLOAD 554.85 KB
ESMA91-372-1700 Final report - Guidelines on Early Intervention Measures CCP Final Report DOWNLOAD 938.29 KB
ESMA80-416-20 Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Final Report DOWNLOAD 282.39 KB
JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation Joint Committee, Investor protection Reference DOWNLOAD 4.99 MB
ESAs Financial Education event Joint ESAs high-level conference on financial education Joint Committee, Investor protection Reference DOWNLOAD 258.84 KB
ESMA 80-416-252 Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies Reference DOWNLOAD 622.67 KB
ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Reference DOWNLOAD 418.16 KB
ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Consultation Paper DOWNLOAD 565.29 KB
ESMA 80-416-228 Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 481.87 KB
ESMA22-106-3714 Summary of conclusions Board of Supervisors - 17 November 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 187.47 KB
ESMA91-372-1977 ESMA91-372-1977 Response form to the Consultation paper on the Review of EMIR RTS on APC measures CCP Reference DOWNLOAD 626.16 KB
ESMA71-99-1801 Press_Release_CP to review CCP anti-procycliality measures CCP Press Release DOWNLOAD 97.83 KB
ESMA43-318-11471 Breach of union law investigations Board of Supervisors Reference DOWNLOAD 110.88 KB
ESMA91-372-1975 ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures CCP Consultation Paper DOWNLOAD 2.78 MB
JC 2022 02 ESAs welcome ESRB Recommendation on a pan-European systemic cyber incident coordination framework for relevant authorities Digital Finance and Innovation, Joint Committee Statement DOWNLOAD 244.55 KB
ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Consultation Paper DOWNLOAD 527.96 KB
ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement DOWNLOAD 90.32 KB
ESMA71-99-1809 Press Release - ESMA appoints two new members to its Management Board Board of Supervisors, About ESMA, Management Board Press Release DOWNLOAD 96.76 KB
ESMA81-459-44 Minutes of the euro risk-free rates WG Meeting 03/12/2021 Benchmarks Reference DOWNLOAD 209.54 KB
ESMA80-416-220 Letter to Co-Legislators on Regulation for European Green Bonds Sustainable finance Letter DOWNLOAD 107.55 KB
ESMA32-339-197 Letter to IASB’s Request for Information on the Post Implementation Review of IFRS 9 – Classification and Measurement Issuer disclosure, Audit, Financial reporting Letter DOWNLOAD 211.67 KB
ESMA70-156-4859 Report on the application of accepted market practices_2021 Market Integrity Report DOWNLOAD 1.63 MB
ESMA32-67-184 Compliance table - guidelines on APMs ESMA 2015-1415 Issuer disclosure, Guidelines and Technical standards Compliance table DOWNLOAD 127.7 KB
ESMA22-106-3706 Summary of Conclusions Management Board - 16 November 2021 Management Board Summary of Conclusions DOWNLOAD 91.21 KB
ESMA63-43-2133 ESMA Budget Amendment n.1 for 2021 About ESMA Reference DOWNLOAD 353.45 KB
ESMA22-440-234 ESMA Staff Stakeholder contacts in the fourth quarter 2021 About ESMA Reference DOWNLOAD 103.14 KB
ESMA22-106-3809 SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation Fund Management, Joint Committee, Securities and Markets Stakeholder Group Reference DOWNLOAD 325.26 KB
ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Investor protection Reference DOWNLOAD 188.91 KB
ESMA Chair calendar 2021 Calendar of the Chair of ESMA About ESMA Reference DOWNLOAD 125.5 KB
ESMA70-156-4966 Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision Market Abuse Final Report DOWNLOAD 369.64 KB
ESMA32-61-484 ESMA letter to EFRAG regarding Exposure Draft Disclosure Requirements in IFRS Standards – A Pilot Approach Issuer disclosure, Financial reporting Letter DOWNLOAD 256.38 KB
ESMA32-61-473 ESMA letter to IASB regarding Exposure Draft Disclosure Requirements in IFRS Standards – A Pilot Approach Issuer disclosure, Financial reporting Letter DOWNLOAD 255.94 KB
ESMA22-106-3800 SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 374.84 KB
ESMA70-156-4957 Call for evidence - DLT Pilot Regime - response form Digital Finance and Innovation, Trading Reference DOWNLOAD 777.34 KB
ESMA70-156-4957 Call for evidence - DLT Pilot Regime and review of MiFIR RTS on transparency and reporting Digital Finance and Innovation, Trading Reference DOWNLOAD 570.54 KB
ESMA34-45-1485 Letter to EU Commission - Request for support in relation to the report on reverse solicitation Fund Management Letter DOWNLOAD 89.59 KB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA80-416-197 Report on CRA Market Share Calculation 2021 Credit Rating Agencies Report DOWNLOAD 494.35 KB
ESMA70-156-5257 Trading Venues with the Highest Turnover for Bonds - for CSDR Cash Penalties Calculation [TEMPLATE] Post Trading Reference DOWNLOAD 3.26 MB
ESMA65-8-6905 CSDR7 Settlements Fails XML Schema Post Trading Reference DOWNLOAD 451.11 KB
ESMA70-156-5153 Public Statement on Buy-in Post Trading Statement DOWNLOAD 82.2 KB
ESMA50-165-2001 ASR on EU Derivatives markets - 2021 Market data, Risk monitoring Report DOWNLOAD 1.92 MB
ESMA50-165-2004 ASR on EU Securities markets - 2021 Market data, Risk monitoring Report DOWNLOAD 1.2 MB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
ESMA81-459-36 Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 Benchmarks Statement DOWNLOAD 169 KB
ESMA71-99-1787 ESMA Press Release Tier 2 Assessment CCP, Post Trading, Press Releases Press Release DOWNLOAD 91.38 KB
ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) CCP, Post Trading, Press Releases Report DOWNLOAD 13.38 MB
ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) CCP, Post Trading, Press Releases Report DOWNLOAD 13.18 MB
ESMA91-372-1913 Statement on UK CCP Article25 2c assessment 2021 CCP, Post Trading, Press Releases Statement DOWNLOAD 166.79 KB
ESRB/2021/0104 Redacted ESRB response letter to ESMAs consultation CCP, Post Trading, Press Releases Reference DOWNLOAD 4.11 MB
ESMA ED Calendar 2021 calendar of the Executive Director of ESMA About ESMA Reference DOWNLOAD 136.51 KB
ESMA70-156-4474 Annual Report 2021 Waivers and Deferrals Trading Annual Report DOWNLOAD 1.89 MB
ESMA70-156-5151 Statement Implementation CO and DTO in view of the benchmark transition Post Trading Statement DOWNLOAD 84.51 KB
ESMA32-339-169 Report on the application of the IFRS 7 and IFRS 9 requirements regarding banks’ expected credit losses Issuer disclosure, Financial reporting Report DOWNLOAD 3.69 MB
JC EFIF framework EFIF procedural framework for cross-border testing Joint Committee Reference DOWNLOAD 1.09 MB
ESMA 71-99-1783 Press release ESMA Vice Chair 2021 Board of Supervisors, About ESMA, Management Board, Press Releases Press Release DOWNLOAD 80.16 KB
ESMA32-380-143 National thresholds for shareholder identification under the revised SRD Prospectus, Corporate Governance Reference DOWNLOAD 130.51 KB
ESMA74-426-1315 DRSP Public Statement on transfer of competences and duties relating to certain data reporting services providers from NCA's to ESMA Market data Statement DOWNLOAD 85.76 KB
ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Guidelines & Recommendations DOWNLOAD 272.07 KB
Related documents Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , NL , PT , RO , SK , SL , SV
ESEF 2021 ESMA ESEF Taxonomy 2021 Electronic reporting Reference DOWNLOAD 13.49 MB
ESMA32-60-792 ESEF Taxonomy Documentation 2021 Electronic reporting Reference DOWNLOAD 287.35 KB
ESMA32-60-790 ESEF Taxonomy 2021 Architecture Electronic reporting Reference DOWNLOAD 54.72 KB
ESMA32-60-793 ESEF Validation Rules 2021 Electronic reporting Reference DOWNLOAD 207.04 KB
Conformance suite 2021 Conformance Suite 2021 Electronic reporting Reference DOWNLOAD 1.97 MB
ESMA32-60-796 ESEF Conformance Suite Documentation 2021 Electronic reporting Reference DOWNLOAD 670.73 KB
ESMA32-60-795 ESEF Conformance Suite 2021 Electronic reporting Reference DOWNLOAD 49.05 KB
JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 300.38 KB
ESMA81-459-35 Statement from the EUR Risk Free Rates Working Group Benchmarks Statement DOWNLOAD 64.3 KB
ESMA70-156-4717 Guidelines on Settlement Fails Reporting Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 577.16 KB
Related documents Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA81-393-288 Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.95 KB
Related documents Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
Newsletter ESMA Newsletter November 2021 ESMA newsletter Reference DOWNLOAD 11.2 MB
ESMA34-32-458 Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 111.92 KB
2016/572 Compliance table - Guidelines on key concepts of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 153.05 KB
EC letter Q&Ss correction Letter from the EU Commission to ESA JC - Q&As correction Joint Committee, Sustainable finance Letter DOWNLOAD 92.43 KB
SFDR EC Q&A CORRECTION EC Q&A on sustainability-related disclosures - correction Joint Committee, Sustainable finance Q&A DOWNLOAD 87.19 KB
FISMA 25/11/2021 Letter from the EU Commission to EP and Council - SFDR RTS Joint Committee, Sustainable finance Letter DOWNLOAD 197.19 KB
ESMA 50-165-1891 ESMA Risk Dashboard No. 2 2021 Market data, Risk monitoring Reference DOWNLOAD 2.03 MB
ESMA34-38-278 ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 Fund Management, Investor protection, Speeches, Sustainable finance Speech DOWNLOAD 159.98 KB
ESMA22-106-3734 SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation Securities and Markets Stakeholder Group, Short Selling SMSG Advice DOWNLOAD 167.66 KB
ESMA70-156-4673 Annual Report on MAR administrative and criminal sanctions 2021 Market Abuse Annual Report DOWNLOAD 338.34 KB
ESMA 70-156-5010 Review of the clearing thresholds under EMIR_Response Form Post Trading Reference DOWNLOAD 771.64 KB
ESMA 70-156-5010 Discussion Paper on the Review of the clearing thresholds under EMIR Post Trading Consultation Paper DOWNLOAD 1.63 MB
ESMA70-156-4710 Final Report Technical standards for commodity derivatives COVID-19, Trading Final Report DOWNLOAD 954.15 KB