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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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844 documents
Date Reference Title Sections Type Main document Info
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
08-003 A Consumers' Guide to MiFID - Investing in Financial Products Warnings and publications for investors Reference DOWNLOAD 563.13 KB
08-003 Dutch A Consumers' Guide to MiFID - Investing in Financial Products - Dutch translation Warnings and publications for investors Reference DOWNLOAD 245.93 KB
08-003 ES A Consumers' Guide to MiFID - Investing in Financial Products - Spanish Translation Warnings and publications for investors Reference DOWNLOAD 2.35 MB
08-003 Finnish A Consumer's guide to MiFID - Investing in Financial products - Finnish translation Warnings and publications for investors Reference DOWNLOAD 1 MB
08-003 French A Consumers' Guide to MiFID - Investing in Financial Products - French translation Warnings and publications for investors Reference DOWNLOAD 240.21 KB
08-003 German A Consumer's guide to MiIFD - Investing in Financial products - German translation Warnings and publications for investors Reference DOWNLOAD 380.1 KB
08-003 HU A Consumers' Guide to MiFID - Investing in Financial Products - Hungarian translation Warnings and publications for investors Reference DOWNLOAD 281.74 KB
08-003 Icelandic A Consumer's guide to MiFID - Investing in Financial products - Icelandic translation Warnings and publications for investors Reference DOWNLOAD 554.96 KB
08-003 Lithuanian A Consumer's guide to MiIFD - Investing in Financial products - Lithuanian translation Warnings and publications for investors Reference DOWNLOAD 3.22 MB
08-003 Maltese A Consumer's guide to MiIFD - Investing in Financial products - Maltese translation Warnings and publications for investors Reference DOWNLOAD 1.24 MB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/188 BG Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.32 KB
2011/188 CS Spolupráce zahrnující přenesení úkolů mezi Evropským orgánem pro cenné papíry a trhy, příslušnými orgány a odvětvovými příslušnými orgány podle nařízení (EU) č. 513/2011 o ratingových agenturách Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 205.99 KB
2011/188 DA Samarbejde, herunder delegation, mellem ESMA, de kompetente myndigheder og de kompetente sektormyndigheder i henhold til forordning (EU) nr. 513/2011 om kreditvurderingsbureauer Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.43 KB
2011/188 DE Leitlinien und Empfehlungen zur Zusammenarbeit einschließlich Delegation zwischen der ESMA, den zuständigen Behörden und den sektoralen zuständigen Behörden gemäß Verordnung (EU) Nr. 513/2011 über Ratingagenturen Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 74.64 KB
2011/188 EL Συνεργασία, περιλαμβανομένης της ανάθεσης καθηκόντων, μεταξύ της ΕΑΚΑΑ, των αρμόδιων αρχών και των τομεακών αρμόδιων αρχών δυνάμει του κανονισμού (ΕΕ) αριθ. 513/2011 για τους οργανισμούς αξιολόγησης πιστοληπτικής ικανότητας Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 258.45 KB
2011/188 ES Cooperación, incluida la delegación de tareas, entre la AEVM, las autoridades competentes y las autoridades sectoriales competentes con arreglo al Reglamento (UE) n.º 513/2011 sobre las agencias de calificación crediticia Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 177.42 KB