ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

774 documents
Date Reference Sort descending Title Sections Type Main document Info
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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ESMA40-134-2458 Conflict of interests and ethics policy - ESMA staff Careers, About ESMA Reference DOWNLOAD 3.5 MB
2011/11 Public statement of consultation practices About ESMA Statement DOWNLOAD 102.44 KB
2011/190 ESMA guidebook About ESMA Reference DOWNLOAD 781.37 KB
2011/239 2011 Calendar of the Chair and Executive Director of ESMA - updated 20 December 2011 About ESMA Reference DOWNLOAD 219.25 KB
2011/330 final ESMA 2012 Work Programme About ESMA Reference DOWNLOAD 751.64 KB
2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Investor protection Consultation Paper DOWNLOAD 355.06 KB
2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Investor protection Consultation Paper DOWNLOAD 393.94 KB
2011/9 Frequently asked questions - a guide to understanding ESMA About ESMA Reference DOWNLOAD 307.77 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/MB/3 Decision of the Management Board - Internal language arrangements Management Board, About ESMA Decision DOWNLOAD 18.51 KB
2011/MB/4 Decision of the Management Board - Professional secrecy Management Board, About ESMA Decision DOWNLOAD 34.68 KB
2011/MB/69 Decision of the Management Board - Access to documents Management Board, About ESMA Decision DOWNLOAD 201.73 KB
2012/108 ESMA budget for 2012 About ESMA Reference DOWNLOAD 180.43 KB
2012/275 ESMA’s 2012 Regulatory Work Programme About ESMA Reference DOWNLOAD 198.04 KB
2012/279 ESMA appoints new chairs to Standing Committees About ESMA Statement DOWNLOAD 87.88 KB
2012/382 MiFID Q&A in the area of investor protection and intermediaries Investor protection Q&A DOWNLOAD 319.78 KB
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB
2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.81 KB
2012/387 CS Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 363.15 KB