ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

1141 documents
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ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA50-164-4285 Guidelines On outsourcing to cloud service providers Digital Finance and Innovation Guidelines & Recommendations DOWNLOAD 241.56 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
00-124b Consultative Paper on "the Harmonisation of Core Conduct of Business Rules for Investor Protection" CESR Archive Consultation Paper DOWNLOAD 951.84 KB
01-013b The harmonization of conduct of business rules CESR Archive Consultation Paper DOWNLOAD 245.75 KB
01-035b Consultative Paper on Proposed Standards for Alternative Trading Systems CESR Archive Consultation Paper DOWNLOAD 104.9 KB
01-037b Second Consultation Paper "Stabilisation and Allotment - an European supervisory Approach" CESR Archive Consultation Paper DOWNLOAD 75.56 KB
02-001 Proposed Standards for Alternative Trading Systems - Paper for final consultation CESR Archive Consultation Paper DOWNLOAD 114.08 KB
02-005b Joint work of the European System of Central Banks and the Committee of European Securities Regulators in the field of Clearing and Settlement CESR Archive Consultation Paper DOWNLOAD 46.78 KB
02-047 Possible implementing Measures on Market Abuse - Request for advice and call for evidence CESR Archive Consultation Paper DOWNLOAD 65.86 KB
02-048 Possible implementing measures on Prospectuses - Request for advice and call for evidence CESR Archive Consultation Paper DOWNLOAD 64.83 KB
02-089b CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 213.95 KB
02-185 Annex N CESR Consultation on possible implementing measure of the proposed prospectus directive - Annex N CESR Archive Consultation Paper DOWNLOAD 237.27 KB
02-185b CESR Consultation on possible implementing measure of the proposed prospectus directive CESR Archive Consultation Paper DOWNLOAD 423.13 KB
02-185b Annex A CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex A CESR Archive Consultation Paper DOWNLOAD 212.14 KB
02-185b Annex B CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex B CESR Archive Consultation Paper DOWNLOAD 80.84 KB
02-185b Annex C CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex C CESR Archive Consultation Paper DOWNLOAD 85.86 KB
02-185b Annex D CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex D CESR Archive Consultation Paper DOWNLOAD 63.43 KB
02-185b Annex E CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex E CESR Archive Consultation Paper DOWNLOAD 66.06 KB
02-185b Annex F CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex F CESR Archive Consultation Paper DOWNLOAD 63.38 KB
02-185b Annex G CESR consultation on possible implementing measure of the proposed Prospectus Directive – Annex G CESR Archive Consultation Paper DOWNLOAD 45.53 KB