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ESMA32-384-5209 |
ESMA Public Statement SPACs |
Investor protection, Prospectus |
Statement |
DOWNLOAD 151.59 KB |
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ESMA35-43-2749 |
ESMA Public Statement PFOF and zero-commission brokers |
Investor protection |
Statement |
DOWNLOAD 130.24 KB |
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ESMA35-42-1186 |
Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business |
Investor protection |
Letter |
DOWNLOAD 253.15 KB |
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ESMA35-36-2319 |
Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Final Report |
DOWNLOAD 883.62 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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ESMA71-99-1701 |
Press_Release_Registration of SRs |
Press Releases, Securitisation |
Press Release |
DOWNLOAD 80.69 KB |
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ESMA35-43-2524 |
ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM |
Investor protection |
Opinion |
DOWNLOAD 267.28 KB |
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esma82-402-514 |
Response_form_CP_STS_RTS_ITS_SECR |
Securitisation |
Reference |
DOWNLOAD 770.72 KB |
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ESMA82-402-200 |
Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations |
Securitisation |
Consultation Paper |
DOWNLOAD 929.82 KB |
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JC 2021 31 PR |
Press Release_ESAs’ report on the implementation and functioning of the securitisation regulation |
Joint Committee, Securitisation |
Press Release |
DOWNLOAD 125.8 KB |
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JC 2021 31 |
JC Report on the implementation and functioning of the Securitisation Regulation |
Joint Committee, Securitisation |
Report |
DOWNLOAD 1.03 MB |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
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ESMA74-362-1013 |
MiFIR review report on the obligations to report transactions and reference data |
Market data, Investor protection |
Final Report |
DOWNLOAD 1004.75 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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JC 2021 16 |
ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR |
Joint Committee, Securitisation |
Opinion |
DOWNLOAD 339.91 KB |
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ESMA22-105-1307 |
Introductory statement on GameStop share trading - Steven Maijoor |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 96.93 KB |
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ESMA70-155-11809 |
Episodes of very high volatility in trading of certain stocks |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 107.47 KB |
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ESMA33-128-1001 |
Guidelines on portability of information between securitisation repositories under the Securitisation Regulation |
Securitisation |
Guidelines & Recommendations |
DOWNLOAD 194.41 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
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, FI
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, HU
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, LV
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, PL
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, SV
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ESMA35-36-2159 |
CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 454.65 KB |
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