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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Summary |
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Translated versions |
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Joint Committee |
JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
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JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector |
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Joint Committee |
JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings |
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JC 2014 Guidelines on Consistency of supervisory practices for FiCos |
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Joint Committee |
JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates |
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JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
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ESMA33-128-1001 |
Guidelines on portability of information between securitisation repositories under the Securitisation Regulation |
Securitisation |
Guidelines & Recommendations |
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Summary |
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Translated versions |
BG
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, ET
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JC/2019/81 |
Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 871.26 KB |
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Related documents |
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Summary |
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Translated versions |
EN
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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JC/2015/061 |
Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 |
Joint Committee |
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JC/GL/2014/01/SV |
Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 |
Guidelines and Technical standards, Joint Committee |
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JC/GL/2014/01/SL |
Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/SK |
Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/RO |
Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/PT |
Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/PL |
Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/NL |
Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 67.95 KB |
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JC/GL/2014/01/MT |
Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 68.01 KB |
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